Article

Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives

N.C. Gen. Stat. § 78C-16— Registration and notice filing requirement
N.C. Gen. Stat. § 78C-17— Registration and notice filing procedures
N.C. Gen. Stat. § 78C-18— Post-registration provisions
N.C. Gen. Stat. § 78C-19— Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration
N.C. Gen. Stat. § 78C-20— Methods of registration