Chapter

Investment Securities

N.D. Cent. Code § 41-08-01— (8-101) Short title
N.D. Cent. Code § 41-08-02— (8-102) Definitions
N.D. Cent. Code § 41-08-03— (8-103) Rules for determining whether certain obligations and interests are securities or financial assets
N.D. Cent. Code § 41-08-04— (8-104) Acquisition of security or financial asset or interest therein
N.D. Cent. Code § 41-08-05— (8-105) Notice of adverse claim
N.D. Cent. Code § 41-08-06— (8-106) Control
N.D. Cent. Code § 41-08-07— (8-107) Whether endorsement, instruction, or entitlement order is effective
N.D. Cent. Code § 41-08-08— (8-108) Warranties in direct holding
N.D. Cent. Code § 41-08-09— (8-109) Warranties in indirect holding
N.D. Cent. Code § 41-08-10— (8-110) Applicability - Choice of law
N.D. Cent. Code § 41-08-11— (8-111) Clearing corporation rules
N.D. Cent. Code § 41-08-12— (8-112) Creditor's legal process
N.D. Cent. Code § 41-08-13— (8-113) Statute of frauds inapplicable
N.D. Cent. Code § 41-08-14— (8-114) Evidentiary rules concerning certificated securities
N.D. Cent. Code § 41-08-15— (8-115) Securities intermediary and others not liable to adverse claimant
N.D. Cent. Code § 41-08-16— (8-116) Securities intermediary as purchaser for value
N.D. Cent. Code § 41-08-17— (8-201) Issuer
N.D. Cent. Code § 41-08-18— (8-202) Issuer's responsibility and defenses - Notice of defect or defense
N.D. Cent. Code § 41-08-19— (8-203) Staleness as notice of defect or defense
N.D. Cent. Code § 41-08-20— (8-204) Effect of issuer's restriction on transfer
N.D. Cent. Code § 41-08-21— (8-205) Effect of unauthorized signature on security certificate
N.D. Cent. Code § 41-08-22— (8-206) Completion or alteration of security certificate
N.D. Cent. Code § 41-08-23— (8-207) Rights and duties of issuer with respect to registered owners
N.D. Cent. Code § 41-08-24— (8-208) Effect of signature of authenticating trustee, registrar, or transfer agent
N.D. Cent. Code § 41-08-25— (8-209) Issuer's lien
N.D. Cent. Code § 41-08-26— (8-210) Overissue
N.D. Cent. Code § 41-08-27— (8-301) Delivery
N.D. Cent. Code § 41-08-28— (8-302) Rights of purchaser
N.D. Cent. Code § 41-08-29— (8-303) Protected purchaser
N.D. Cent. Code § 41-08-30— (8-304) Endorsement
N.D. Cent. Code § 41-08-31— (8-305) Instruction
N.D. Cent. Code § 41-08-32— (8-306) Effect of guaranteeing signature, endorsement, or instruction
N.D. Cent. Code § 41-08-33— (8-307) Purchaser's right to requisites for registration of transfer
N.D. Cent. Code § 41-08-34— (8-401) Duty of issuer to register transfer
N.D. Cent. Code § 41-08-35— (8-402) Assurance that endorsement or instruction is effective
N.D. Cent. Code § 41-08-36— (8-403) Demand that issuer not register transfer
N.D. Cent. Code § 41-08-37— (8-404) Wrongful registration
N.D. Cent. Code § 41-08-38— (8-405) Replacement of lost, destroyed, or wrongfully taken security certificate
N.D. Cent. Code § 41-08-39— (8-406) Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
N.D. Cent. Code § 41-08-40— (8-407) Authenticating trustee, transfer agent, and registrar
N.D. Cent. Code § 41-08-41— (8-501) Securities account - Acquisition of security entitlement from securities intermediary
N.D. Cent. Code § 41-08-42— (8-502) Assertion of adverse claim against entitlement holder
N.D. Cent. Code § 41-08-43— (8-503) Property interest of entitlement holder in financial asset held by securities intermediary
N.D. Cent. Code § 41-08-44— (8-504) Duty of securities intermediary to maintain financial asset
N.D. Cent. Code § 41-08-45— (8-505) Duty of securities intermediary with respect to payments and distributions
N.D. Cent. Code § 41-08-46— (8-506) Duty of securities intermediary to exercise rights as directed by entitlement holder
N.D. Cent. Code § 41-08-47— (8-507) Duty of securities intermediary to comply with entitlement order
N.D. Cent. Code § 41-08-48— (8-508) Duty of securities intermediary to change entitlement holder's position to other form of security holding
N.D. Cent. Code § 41-08-49— (8-509) Specification of duties of securities intermediary by other statute or regulation - Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
N.D. Cent. Code § 41-08-50— (8-510) Rights of purchaser of security entitlement from entitlement holder
N.D. Cent. Code § 41-08-51— (8-511) Priority among security interests and entitlement holders
N.D. Cent. Code § 41-08-52— (8-603) Savings clause