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NRS 350.195

Financial adviser: Prohibited acts

(Added to NRS by 1995, 1022)

A financial adviser who provides any report required pursuant to NRS 350.105 to 350.195, inclusive, must not:

1. Be;

2. Control;

3. Be controlled by; or

4. Be under common control with,

Ê an underwriter for the bonds if those bonds are sold at a negotiated sale.

Official source: Nevada Legislature. Reproduced from public-domain Nevada statutes; confirm against the official source for the current text. Not legal advice.