A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.
NRS 90.457
Use of unregistered exchange by broker-dealer or representative prohibited
Known as the Uniform Securities Act
The act spans §§ 90–90 (122 sections).
(Added to NRS by 1993, 2415)
Official source: Nevada Legislature. Reproduced from public-domain Nevada statutes; confirm against the official source for the current text. Not legal advice.