ARTICLE

Fraudulent Transactions In Securities

N.Y. Gen. Bus. Law § 339— Reporting or publishing fictitious transactions in securities
N.Y. Gen. Bus. Law § 339-a— False statement or advertisement as to securities
N.Y. Gen. Bus. Law § 339-b— Manipulation of prices of securities
N.Y. Gen. Bus. Law § 339-c— Trading by brokers against customers' orders
N.Y. Gen. Bus. Law § 339-d— Transactions by brokers and dealers after insolvency
N.Y. Gen. Bus. Law § 339-e— Hypothecation of customer's securities
N.Y. Gen. Bus. Law § 339-f— Delivery to customers of memoranda of transactions by brokers