Ohio Chapter 1707 — Securities
77 sections hosted, reproduced from the official public-domain source.
- Ohio Rev. Code Ann. § 1707.01— Securities definitions
- Ohio Rev. Code Ann. § 1707.02— Exempt securities
- Ohio Rev. Code Ann. § 1707.03— Exempt transactions
- Ohio Rev. Code Ann. § 1707.04— Issuance of securities in reorganizations
- Ohio Rev. Code Ann. § 1707.05— Definitions
- Ohio Rev. Code Ann. § 1707.06— Transactions requiring registration
- Ohio Rev. Code Ann. § 1707.08— Registration by description
- Ohio Rev. Code Ann. § 1707.09— Registration by qualification
- Ohio Rev. Code Ann. § 1707.10— Provisional registration by qualification
- Ohio Rev. Code Ann. § 1707.11— Consent to service
- Ohio Rev. Code Ann. § 1707.12— Documents open to inspection
- Ohio Rev. Code Ann. § 1707.13— Suspension and revocation of registration
- Ohio Rev. Code Ann. § 1707.14— Dealer's license
- Ohio Rev. Code Ann. § 1707.15— Applying for dealer's license
- Ohio Rev. Code Ann. § 1707.16— Application for and issuance of salesperson's license
- Ohio Rev. Code Ann. § 1707.17— Renewal - license fees
- Ohio Rev. Code Ann. § 1707.18— Application for transfer of license
- Ohio Rev. Code Ann. § 1707.19— Refusal, suspension, and revocation of license
- Ohio Rev. Code Ann. § 1707.20— Adopting, amending, and rescinding rules, forms, and orders
- Ohio Rev. Code Ann. § 1707.21— Registration statement may be filed with securities and exchange commission
- Ohio Rev. Code Ann. § 1707.22— Appeals - effect of order
- Ohio Rev. Code Ann. § 1707.23— Division of securities - enforcement powers
- Ohio Rev. Code Ann. § 1707.24— Contempt proceedings
- Ohio Rev. Code Ann. § 1707.25— Injunction against issuance, sale, acting as an investment adviser or acting as an investment adviser representative
- Ohio Rev. Code Ann. § 1707.26— Injunction against violations
- Ohio Rev. Code Ann. § 1707.27— Appointment of receiver
- Ohio Rev. Code Ann. § 1707.28— Statute of limitations
- Ohio Rev. Code Ann. § 1707.29— Presumption of knowledge
- Ohio Rev. Code Ann. § 1707.30— Certificate of division as evidence
- Ohio Rev. Code Ann. § 1707.31— Certified copies as evidence
- Ohio Rev. Code Ann. § 1707.32— Insurance securities
- Ohio Rev. Code Ann. § 1707.34— Warehouse receipts for intoxicating liquor
- Ohio Rev. Code Ann. § 1707.35— Securities authorized before July 22, 1929
- Ohio Rev. Code Ann. § 1707.36— Attorney-inspector - control-bid attorneys
- Ohio Rev. Code Ann. § 1707.37— Division of securities fund
- Ohio Rev. Code Ann. § 1707.38— Effect of violation on validity of security
- Ohio Rev. Code Ann. § 1707.39— Qualification of securities sold without compliance
- Ohio Rev. Code Ann. § 1707.40— Civil liabilities
- Ohio Rev. Code Ann. § 1707.041— Control bids made pursuant to tender offer or request or invitation for tenders
- Ohio Rev. Code Ann. § 1707.41— Civil liability of seller for fraud
- Ohio Rev. Code Ann. § 1707.042— Prohibited acts relating to control bids
- Ohio Rev. Code Ann. § 1707.42— Civil liability of adviser
- Ohio Rev. Code Ann. § 1707.043— Preventing manipulative practices
- Ohio Rev. Code Ann. § 1707.43— Remedies of purchaser in unlawful sale
- Ohio Rev. Code Ann. § 1707.44— Prohibited acts
- Ohio Rev. Code Ann. § 1707.45— Burden of proof
- Ohio Rev. Code Ann. § 1707.46— Duties of commissioner of securities
- Ohio Rev. Code Ann. § 1707.47— Ohio investor recovery fund
- Ohio Rev. Code Ann. § 1707.48— Division of securities to retain documents and records or copies
- Ohio Rev. Code Ann. § 1707.49— Reporting elder financial exploitation
- Ohio Rev. Code Ann. § 1707.50— Violations, penalties, and private rights of action
- Ohio Rev. Code Ann. § 1707.051— Offerings-securities registration exemption
- Ohio Rev. Code Ann. § 1707.052— Offerings-disclosure to purchasers
- Ohio Rev. Code Ann. § 1707.053— Offerings-certification from purchasers
- Ohio Rev. Code Ann. § 1707.054— Portal operators-license
- Ohio Rev. Code Ann. § 1707.055— Portal operators-prohibited conduct for non-dealer operators
- Ohio Rev. Code Ann. § 1707.056— Portal operators-oversight, purchase limits, and purchaser privacy
- Ohio Rev. Code Ann. § 1707.057— Portal operators-record keeping requirements
- Ohio Rev. Code Ann. § 1707.058— Issuers-disqualification from registration exemption
- Ohio Rev. Code Ann. § 1707.091— Registration by coordination
- Ohio Rev. Code Ann. § 1707.092— Notice filings
- Ohio Rev. Code Ann. § 1707.093— Electronic filings
- Ohio Rev. Code Ann. § 1707.99— Penalty
- Ohio Rev. Code Ann. § 1707.131— Refusing registration
- Ohio Rev. Code Ann. § 1707.141— Investment adviser's license required - exceptions - notice filing requirement
- Ohio Rev. Code Ann. § 1707.142— Compliance with federal laws - federal documents to be filed with division
- Ohio Rev. Code Ann. § 1707.151— Application for and issuance of investment adviser's license
- Ohio Rev. Code Ann. § 1707.161— Investment adviser representative's license required - exceptions - application for and issuance of investment adviser representative's license
- Ohio Rev. Code Ann. § 1707.162— State retirement system investment adviser license required
- Ohio Rev. Code Ann. § 1707.163— Application for and issuance of state retirement system investment adviser license
- Ohio Rev. Code Ann. § 1707.164— Bureau chief investment officer - securities license required
- Ohio Rev. Code Ann. § 1707.165— Application for bureau chief investment officer - investigation - examination
- Ohio Rev. Code Ann. § 1707.201— Federal provisions
- Ohio Rev. Code Ann. § 1707.261— Director's request for restitution or rescission
- Ohio Rev. Code Ann. § 1707.391— Late applications
- Ohio Rev. Code Ann. § 1707.431— Claiming exemption for publicly advertised meeting
- Ohio Rev. Code Ann. § 1707.471— Restitution assistance awards from Ohio investor recovery fund