Chapter
UNIFORM SECURITIES ACT OF 2002
- S.D. Codified Laws § 47-31B-101— Short title
- S.D. Codified Laws § 47-31B-102— Definitions
- S.D. Codified Laws § 47-31B-103— References to federal statutes
- S.D. Codified Laws § 47-31B-104— References to federal agencies
- S.D. Codified Laws § 47-31B-105— Electronic records and signatures
- S.D. Codified Laws § 47-31B-201— Exempt securities
- S.D. Codified Laws § 47-31B-202— Exempt transactions
- S.D. Codified Laws § 47-31B-203— Additional exemptions and waivers
- S.D. Codified Laws § 47-31B-204— Denial, suspension, revocation, condition, or limitation of exemptions
- S.D. Codified Laws § 47-31B-301— Securities registration requirement
- S.D. Codified Laws § 47-31B-302— Notice filing
- S.D. Codified Laws § 47-31B-303— Securities registration by coordination
- S.D. Codified Laws § 47-31B-304— Securities registration by qualification
- S.D. Codified Laws § 47-31B-305— Securities registration filings
- S.D. Codified Laws § 47-31B-306— Denial, suspension, and revocation of securities registration
- S.D. Codified Laws § 47-31B-307— Waiver and modification
- S.D. Codified Laws § 47-31B-401— Broker-dealer registration requirement and exemptions
- S.D. Codified Laws § 47-31B-402— Agent registration requirement and exemptions
- S.D. Codified Laws § 47-31B-403— Investment adviser registration and exemptions
- S.D. Codified Laws § 47-31B-404— Investment adviser representative registration requirement and exemptions
- S.D. Codified Laws § 47-31B-405— Federal covered investment adviser notice filing requirement
- S.D. Codified Laws § 47-31B-406— Registration by broker-dealer, agent, investment adviser, and investment adviser representative
- S.D. Codified Laws § 47-31B-407— Succession and change in registration of broker-dealer or investment advisor
- S.D. Codified Laws § 47-31B-408— Termination of employment or association of agent and investment adviser representative--Transfer of employment or association
- S.D. Codified Laws § 47-31B-409— Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative
- S.D. Codified Laws § 47-31B-410— Filing fees
- S.D. Codified Laws § 47-31B-411— Postregistration requirements
- S.D. Codified Laws § 47-31B-412— Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration
- S.D. Codified Laws § 47-31B-501— General fraud
- S.D. Codified Laws § 47-31B-502— Prohibited conduct in providing investment advice
- S.D. Codified Laws § 47-31B-503— Evidentiary burden
- S.D. Codified Laws § 47-31B-504— Filing of sales and advertising literature
- S.D. Codified Laws § 47-31B-505— Misleading filings
- S.D. Codified Laws § 47-31B-506— Misrepresentations concerning registration or exemption
- S.D. Codified Laws § 47-31B-507— Qualified immunity
- S.D. Codified Laws § 47-31B-508— Criminal penalties
- S.D. Codified Laws § 47-31B-509— Civil liability
- S.D. Codified Laws § 47-31B-510— Rescission offers
- S.D. Codified Laws § 47-31B-601— Administration
- S.D. Codified Laws § 47-31B-602— Investigations and subpoenas
- S.D. Codified Laws § 47-31B-603— Civil enforcement
- S.D. Codified Laws § 47-31B-604— Administrative enforcement
- S.D. Codified Laws § 47-31B-605— Rules, forms, orders, interpretive opinions, and hearings
- S.D. Codified Laws § 47-31B-606— Administrative files and opinions
- S.D. Codified Laws § 47-31B-607— Public records--Confidentiality
- S.D. Codified Laws § 47-31B-608— Uniformity and cooperation with other agencies
- S.D. Codified Laws § 47-31B-609— Judicial review
- S.D. Codified Laws § 47-31B-610— Jurisdiction
- S.D. Codified Laws § 47-31B-611— Service of process
- S.D. Codified Laws § 47-31B-612— Severability clause
- S.D. Codified Laws § 47-31B-701— 47-31B-701, 47-31B-702. Reserved
- S.D. Codified Laws § 47-31B-703— Application of chapter to existing proceeding and existing rights and duties