Chapter
Part 2 Miscellaneous Provisions
- Tenn. Code Ann. § 48-1-101— Short title
- Tenn. Code Ann. § 48-1-102— Part definitions
- Tenn. Code Ann. § 48-1-103— Exemptions
- Tenn. Code Ann. § 48-1-104— Securities registration requirement — Civil penalty
- Tenn. Code Ann. § 48-1-105— Registration by coordination
- Tenn. Code Ann. § 48-1-106— Registration by qualification
- Tenn. Code Ann. § 48-1-107— Provisions applicable to registration generally
- Tenn. Code Ann. § 48-1-108— Stop order denying, suspending, or revoking registration
- Tenn. Code Ann. § 48-1-109— Registration as broker-dealers, agents, investment advisers, and investment adviser representatives
- Tenn. Code Ann. § 48-1-110— Registration procedure
- Tenn. Code Ann. § 48-1-111— Records and reports — Examinations
- Tenn. Code Ann. § 48-1-112— Denial, revocation, suspension, cancellation, or withdrawal of registration
- Tenn. Code Ann. § 48-1-113— Filing of sales and advertising literature
- Tenn. Code Ann. § 48-1-114— Unlawful representation concerning registration or exemption
- Tenn. Code Ann. § 48-1-115— Administration
- Tenn. Code Ann. § 48-1-116— Rules, forms, orders, and hearings
- Tenn. Code Ann. § 48-1-117— Administrative files and opinions
- Tenn. Code Ann. § 48-1-118— Investigations and subpoenas
- Tenn. Code Ann. § 48-1-119— Injunctions
- Tenn. Code Ann. § 48-1-120— Judicial review
- Tenn. Code Ann. § 48-1-121— Fraudulent acts or devices
- Tenn. Code Ann. § 48-1-122— Civil liabilities
- Tenn. Code Ann. § 48-1-123— Criminal prosecution
- Tenn. Code Ann. § 48-1-124— Scope of law — Service of process
- Tenn. Code Ann. § 48-1-125— Notice filing and fee requirements for covered securities
- Tenn. Code Ann. § 48-1-126— Exemptions from notice filing and fee requirements
- Tenn. Code Ann. § 48-1-127— Senior exploitation reporting and records
- Tenn. Code Ann. § 48-1-201— Participation certificates in bonds or notes secured by mortgages on realty