The exemption provided by Section 4005.001 applies to the sale of a security to:
(1) a bank;
(2) a trust company;
(3) a building and loan association;
(4) a savings and loan association;
(5) an insurance company;
(6) a surety or guaranty company;
(7) a savings institution;
(8) an investment company as defined by the Investment Company Act of 1940 (15 U.S.C. Section 80a-1 et seq.);
(9) a small business investment company as defined by the Small Business Investment Act of 1958 (15 U.S.C. Section 661 et seq.); or
(10) a registered dealer actually engaged in buying and selling securities.