Every broker-dealer and investment advisor registered under this chapter shall file all reports made by such broker-dealers or investment advisors as the Commission, by rule, may require.
Va. Code Ann. § 13.1-518.1
Broker-dealers and investment advisors to file certain reports with Commission
Known as the Securities Act
The act spans §§ 13.1-501 to 13.1-527.3 (40 sections).
1974, c. 381; 1997, c. 279.
Official source: Virginia Law Portal (LIS). Reproduced from public-domain Virginia statutes; confirm against the official source for the current text. Not legal advice.