Chapter

Securities Act

Subchapter 1 — GENERAL PROVISIONS5 sections§§ 9-5101 · 9-5102 · 9-5103 · 9-5104 · 9-5105
Subchapter 2 — EXEMPTIONS FROM REGISTRATION OF SECURITIES4 sections§§ 9-5201 · 9-5202 · 9-5203 · 9-5204
Subchapter 3 — REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES7 sections§§ 9-5301 · 9-5302 · 9-5303 · 9-5304 · 9-5305 · 9-5306 · 9-5307
Subchapter 4 — BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES, AND FEDERAL COVERED INVESTMENT ADVISERS12 sections§§ 9-5401 · 9-5402 · 9-5403 · 9-5404 · 9-5405 · 9-5406 · 9-5407 · 9-5408 · 9-5409 · 9-5410 · 9-5411 · 9-5412
Subchapter 5 — FRAUD AND LIABILITIES10 sections§§ 9-5501 · 9-5502 · 9-5503 · 9-5504 · 9-5505 · 9-5506 · 9-5507 · 9-5508 · 9-5509 · 9-5510
Subchapter 6 — ADMINISTRATION AND JUDICIAL REVIEW17 sections§§ 9-5601 · 9-5602 · 9-5603 · 9-5604 · 9-5605 · 9-5606 · 9-5607 · 9-5608 · 9-5609 · 9-5610 · 9-5611 · 9-5612 · 9-5613 · 9-5614 · 9-5615 · 9-5616 · 9-5617