If the director finds that any registrant or applicant for registration is no longer in existence or has ceased to do business as a broker-dealer, investment adviser, investment adviser representative, or salesperson, or is subject to an adjudication of mental incompetence or to the control of a committee, conservator, or guardian, or cannot be located after reasonable search, the director may by order cancel the registration or application.
RCW 21.20.130
Cancellation of registration or application—Grounds.
Known as the The Securities Act
The act spans §§ 21–21 (75 sections).
1994 c 256 s 12; 1979 ex.s. c 68 s 9; 1975 1st ex.s. c 84 s 9; 1959 c 282 s 13.
Official source: Washington State Legislature. Reproduced from public-domain Washington statutes; confirm against the official source for the current text. Not legal advice.