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Investment Advisers Act of 1940

Amended

Codified at15 U.S.C. §§ 80b-1 et seq.

Enacted August 22, 1940 · Pub. L. 76-768

Requires advisers managing $100M+ to register with the SEC and imposes fiduciary duties. Codified at 15 U.S.C. §§ 80b-1 et seq.