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Oregon Securities Law

Oregon · Securities Regulation · §§ 59.005 to 59.005 · 1 section

Overview

This act governs the offer and sale of securities within the state, along with the people and firms who deal in them — salespersons, investment advisers, and investment adviser representatives. It establishes a registration system for securities and securities professionals administered by a state securities regulator, backed by defined violations, criminal penalties, and private civil remedies for injured investors, and it funds that oversight through fees deposited into dedicated audit and enforcement accounts. Its definitions are keyed to the federal securities statutes, so the state scheme operates alongside federal law rather than in isolation.

Editorial summary generated from the text of this act. It is not part of the statute — read the sections below for the operative language.

In the courts

Sections of this act have been cited in 11 court decisions.

Most-cited authority: 311 Or. 14 - Badger v. Paulson Investment Co., Inc.

Sections covered

  • ORS 59.005Corporations and Partnerships › Securities Regulation11 cites

Enacted in other states

Illinois, Louisiana

All Oregon named statutes →

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