15 U.S.C. § 77U

Section 77u · Hearings by Commission

This is § 21 of the Securities Act of 1933

Amended 1 time on record

Applied in 9 court decisions — leading case Securities & Exchange Commission v. Jerry T. O'Brien, Inc. (1984)

Most recently applied in Sec. & Exch. Comm'n v. Weed (May 2018)

All hearings shall be public and may be held before the Commission or an officer or officers of the Commission designated by it, and appropriate records thereof shall be kept.

Editorial notes U.S. Code · Office of the Law Revision Counsel

Transfer of Functions

For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.

Cross References

Hearings by Commission under—

Investment Advisers Act of 1940, see section 80b–12 of this title.

Investment Company Act of 1940, see section 80a–40 of this title.

Public Utility Holding Company Act of 1935, see section 79s of this title.

Securities Exchange Act of 1934, see section 78v of this title.

Trust Indenture Act of 1939, see section 77ttt of this title.