15 U.S.C. § 78L
Section 78l · Applications for unlisted trading privileges deemed filed under section 78l of this title
Amended 1 time on record
Applied in 2 court decisions — leading case 527 F. Supp. 2d 1164 - Middlesex Retirement System v. Quest Software Inc. (2007)
Most recently applied in Sawant v. Ramsey (August 2008)
How often courts cite this section
Court decisions citing this, by year.Markers show enactment, consequential amendments, and circuit splits over this section — watch for a citation surge after a change or a disagreement. The dip in the last several years is a data-coverage gap, not a real trend — our corpus holds fewer opinions from the most recent years, so recent citations are undercounted.
Any application to continue unlisted trading privileges for any security heretofore filed by any exchange and approved by the Commission pursuant to clause (1) of subsection (f) of section 78l of this title and rules and regulations thereunder shall be deemed to have been filed and approved pursuant to clause (1) of said subsection (f).
Editorial notes U.S. Code · Office of the Law Revision Counsel
Codification
Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.
Cross References
Effective date, see section 78hh–1 of this title.