¶1Dissenting.
¶2¶ 1 Some people just can’t take a hint. On October 6, 2003, the Supreme Court of the United States responded to John Marion Grant’s petition for a writ of certiorari, arising from this Court’s rejection of his direct appeal from his capital conviction,
¶3¶ 2 The Supreme Court has sent this Court a message, and its reference to the Wigginsdecision would seem to make interpretation of this message a rather simple task. Yet today’s Court majority chooses to ignore the message, through a pinched and shallow interpretation of Wigginsand a determination to maintain its earlier ruling. I believe that the Court’s current actions will merely serve to delay, rather than to prevent, an eventual re-trial of the punishment stage of Grant’s trial, thereby causing a pointless waste of monetary and human resources and an unnecessary extension of the stress and anxiety that accompanies all capital cases, for all of the persons affected by them.
¶4¶ 3 I dissented from this Court’s original decision in a published opinion.
¶5¶ 4 The Supreme Court’s reference to Wiggins v. Smith makes clear that it is the second-stage ineffective assistance of counsel claim that our Court is being instructed to reconsider.
¶6¶ 5 Yet today’s majority gives only partial, passing recognition to the legal principle that forms the foundation for the Supreme Court’s ruling in Wiggins(and was likewise the basis of my earlier dissent). This principle for evaluating attorney performance was first articulated in Strickland v. Washington.,
[Strategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengeable; and strategic choices made after less than complete investigation are reasonable precisely to the extent that reasonable professional judgments support the limitations on investigation. In other words, counsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary. In any ineffectiveness case, a particular decision not to investigate must be directly assessed for reasonableness in all the circumstances, applying a heavy measure of deference to counsel’s judgments.12
¶7After recognizing this basic principle and quoting the first sentence of this passage from Strickland,
¶8¶ 6 Within its attempt to distinguish Grant’s case, today’s Court majority makes a factual claim that appears to be the real basis of its decision, but which simply cannot be accepted at face value. The Court asserts, “Grant specifically told counsel that he did not want his family contacted because he basically had no contact with his family since the age of fifteen....”
¶9¶ 7 On January 4, 2002, this Court remanded Grant’s case to the district court for an evidentiary hearing on Grant’s second-stage ineffective assistance of counsel claim.
¶10¶ 8 Grant’s trial counsel testified at the evidentiary hearing that Grant “indicated ... that he really didn’t want his family to be involved” and that family testimony “was not something that [Grant] was interested in pursuing.”
¶11¶ 9 After reviewing the totality of the evidence presented at the evidentiary hearing, the district court found that Grant did not waive the presentation of mitigating evidence from members of his family: “[I]t must be concluded that defendant [Grant] did not specifically waive the presentation of this testimony.” This Court has repeatedly held that such factual findings are entitled to “strong deference,” so long as they are supported by the record in the case.
¶12¶ 10 The majority also attempts to show that Grant’s claim of ineffective assistance is less persuasive than that of Wiggins based upon the following assertions: (1) Wiggins had no prior criminal history, while Grant was incarcerated for prior robberies at the time he killed Gay Carter; (2) no evidence about Wiggins’ life history and family background was presented at his capital sentencing, while Grant’s counsel “allowed Grant to testify about his early childhood”
¶13¶ 11 It is true that Wiggins had no prior convictions at the time he killed seventy-seven year-old Florence Lacs.
¶14¶ 12 As I noted in my original dissent, when faced with a client who is obviously guilty of first-degree murder, and who committed this crime while already serving prison sentences for prior violent offenses, the essential task of defense counsel should have been obvious: “give the jury a reason to spare his life.”
¶15¶ 13 The record suggests that rather than deciding not to pursue mitigating evidence about Grant’s early life from members of his family, Grant’s counsel recognized that such information was relevant and potentially helpful, he just never accomplished the task of actually obtaining it.
¶16*189¶ 14 As the WigginsCourt acknowledged, defense counsel in that case did pursue two other strategies during Wiggins’ capital sentencing: (1) attempting to convince the jury that Wiggins was not responsible for the murder; and (2) noting Wiggins’ lack of prior convictions.
¶17¶ 15 The second ground upon which today’s Court majority attempts to distinguish the current case from Wigginsis the factual claim that Grant actually did “testify about his early childhood,” while no such testimony was presented in Wiggins’ case.
¶18¶ 16 Finally, I take up the Court’s third proffered reason for distinguishing Grant’s case from that of Wiggins, which amounts to a claim that Wiggins is just more deserving of relief than Grant, because Wiggins had a worse childhood and Grant is a worse person. In attempting to make this argument, today’s majority makes a factual claim that is radio-talk-showesque, especially from the perspective of anyone familiar with the horrifying realities of childhood abuse, neglect, and exploitation of any kind. The claim: it is the child’s fault. The majority writes, “Grant’s childhood, unlike Wiggins’ life[,] was a matter of choice.”
¶19*190¶17 Grant chose to be abandoned by his father just after he was born; to be the sixth of nine children born to a mother who did not have the means or the wherewithal to care for her huge family; to never have a father figure living in his home; to be raised largely by his older sisters; to be “dirt poor,” without indoor plumbing or a family car; to live in run-down, dangerous, and crime-ridden neighborhoods; to be bused to schools far from his home; etc. The majority apparently concludes that because the record does not suggest that Grant was “abused sexually or physically by those in authority over him” (as Wiggins was), and because Grant “chose to steal at an early age,” his entire depressing childhood was his own “choice,” and really not particularly mitigating at all.
¶20¶ 18 The majority also apparently sees nothing mitigating in the testimony of Grant’s sister that his early thefts involved getting clothing and shoes for his younger siblings. It strikes me that Grant has run across a remarkably unsympathetic Court, but I am not so sure that a jury would be so unwilling to see Grant’s sad childhood for what it was and to see the mitigating impact of this personal history.
¶21¶ 19 I continue to dissent from this Court’s unwillingness to provide Grant with a new capital sentencing, before a jury that is fully informed about the circumstances of the life whose fate they must determine.
¶22. See Grant v. Oklahoma, 2002 OK CR 36, 58 P.3d 783.
¶23. See Grant v. Oklahoma,-U.S.-, 124 S.Ct. 162, 157 L.Ed.2d 12 (2003).
¶24. And for what it's worth, today’s special concurrence does nothing to fill this void.
¶25. See Grant v. State, 2002 OK CR 36, 58 P.3d 783, 801-13 (2003) (Chapel, J., dissenting).
¶26. Id. at 801, 813. I noted that "there was never any doubt that it was Grant who killed [Gay] Carter,” that Grant killed Carter by "repeatedly and brutally stabbing her to death," and that Grant’s insanity defense "had no realistic chance for success at trial.” Id. at 801.
¶27. I continue to maintain that both of these trial errors, considered both individually and cumulatively, necessitate a re-sentencing in Grant's case. See id. at 813.
¶28. See Wiggins v. Smith, 539 U.S. 510, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003). Consequently, the juror removal/peremptory challenge claim, see Grant, 58 P.3d. at 809-13, is not discussed further herein. My analysis of Grant's second-stage ineffective assistance of counsel claim, on the other hand, formed the bulk of my original dissent, and is incorporated herein by reference. See id. at 801-09.
¶29. Wiggins, 539 U.S. at-, 123 S.Ct. at 2531.
¶30. Id.at-, 123 S.Ct. at 2543-44.
¶31. It should be noted, however, that the habeas context of Wigginsactually made the Supreme Court’s review more constrained than that of this Court. Wigginscame before the Court in the context of a habeas corpus action, after both the Maryland Court of Appeals and the United States Court of Appeals for the Fourth Circuit rejected Wiggins’ ineffective assistance claim. Thus the Supreme Court could only grant habeas relief to Wiggins upon a finding that the rejection of his claim by the Maryland Court of Appeals was not only wrong, it was unreasonable. See id.at --•, 123 S.Ct. at 2534-35 (explaining habeas standards of 28 U.S.C. § 2254(d), as interpreted in Williams v. Taylor, 529 U.S. 362, 409-11, 120 S.Ct. 1495, 1521-22, 146 L.Ed.2d 389 (2000), to require finding that state court decision was "objectively unreasonable,” in addition to being wrong).
¶32. 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).
¶33. Id. at 690-91, 104 S.Ct. at 2066. The Supreme Court quoted this portion of Strickland in Wiggins. See Wiggins, 539 U.S. at --, -, 123 S.Ct. at 2535, 2541; and I likewise quoted from this passage in my original dissent. See Grant, 58 P.3d at 803 n. 6.
¶34. See Court Opinion, p.179 (quoting first sentence from Strickland quotation supra).
¶35. Id. Today’s special concurrence does the same thing. See Special Concurrence (Lumpkin, J.), p. 178 ("[I] write separately to emphasize several distinguishing differences between the facts of this case and those presented in Wiggins...."). The special concurrence, however, has a particular ax to grind, i.e., the seemingly obvious claim that "it is the client’s case, not the lawyer’s.” Id.Although the special concurrence gives passing recognition to the lawyer's responsibility "to advise, inform, and consult with the client,” id. at 179-80, the gist of the opinion is that an attorney should just follow his client's initially-stated preferences, without worrying much about advising the client about his rights, the risks of a particular approach, how trials (and particularly capital trials) are conducted, what is most likely in the client's best interests, etc. The case of Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975), cited by the special concurrence, did indeed give Grant the right to represent himself. Grant wisely chose not to invoke this right, however, and instead relied upon his separate right to the assistance of counsel, which unfortunately, he did not adequately receive. The fact that Grant met the minimal legal standard of being a "competent client” — a description that appears repeatedly in the special concurrence — does not mean that he was equipped or adequately informed to make a reasonable and intelligent determination regarding the presentation of particular mitigating evidence in his case. The record does not support the claim that he actually made such a decision, nor would our own standards find that any such waiver by Grant could be upheld as being informed and intelligently made. See Wallace v. State, 1995 OK CR 19, 893 P.2d 504, 512-13, cert. denied, 516 U.S. 888, 116 S.Ct. 232, 133 L.Ed.2d 160 (1995).
¶36. And as my later analysis points out, the factual differences between the two cases can easily be interpreted to suggest that Grant is more deserving of capital sentencing relief than Wiggins, rather than less deserving, as today’s majority concludes.
¶37. Court Opinion, p. 180.
¶38. Id. at 180-81. The Court later asserts that Grant’s counsel’s decision not to put on family testimony "was directed by his client" and states that "[cjounsel in this case followed the directions of his client.” Id. at 181.
¶39. Although the Court's original opinion referred to "Grant's wish to exclude his family from the proceedings,” it did not explicitly conclude that Grant specifically told his counsel not to contact his family. See Grant, 58 P.3d at 800. Furthermore, the asserted rationale (from trial counsel) for not involving Grant’s family {i.e., the lack of contact with the family) was not actually attributed to Grant himself, see id.,as it is now. Today's special concurrence attempts to strengthen the claim that Grant "waived” the presentation of mitigating family evidence simply by restating the claim repeatedly, though without support from the record. The lack of evidentiary support for this claim is discussed infra.
¶40. In order to grant this evidentiary hearing, this Court was required to find and did find that Grant had shown "by clear and convincing evidence that there is a strong possibility his trial counsel was ineffective for failing to develop and present mitigating evidence from members of [his] family.” See Rule 3.11 (B)(3)(b)(i), Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch. 18 App. (2002) (articulating standard applied by this Court).
¶41. The Court majority's statement, quoted supra, about Grant specifically telling his counsel not to contact his family is not supported by any evidence in the record. It should likewise be noted that today's special concurrence similarly prefers to "summarize” and recast defense counsel's actual testimony, about Grant "indicat[ing] ... that he really didn’t want his family to be involved," into a stronger, more decisive form than that actually given by counsel. See, e.g., Special Concurrence, p. 179 ("[T]rial counsel consulted with the defendant and the defendant was an integral part of the strategic decision making process regarding mitigation evidence.”); id. at 180-81 (referring to Grant's "directions” to his counsel, which defense counsel "followed," to rely on Grant’s own testimony regarding his childhood). Nothing in the record supports the current claims that Grant was actually "directing” his counsel regarding the presentation of particular mitigating evidence.
¶42. See Wallace, 893 P.2d at 510-13. This Court noted in Wallace, "It is beyond question mitigating evidence is critical to the sentencer in a capital case." Id. at 510.
¶43. Hence the record in this case could not possibly support a finding that any waiver by Grant was "knowing and intelligent." See id. at 512. The trial court did not even reach this secondary issue, since it concluded that no waiver occurred in Grant’s case.
¶44. See id. at 512-13 (establishing district court procedure for determining whether capital defendant who desires to waive presentation of mitigating evidence is competent and is making a knowing and intelligent waiver decision). This procedure was not followed in Grant’s case, and the record contains no evidence of any statements to the trial court regarding Grant's desire to waive the presentation of mitigating evidence.
¶45. See Rule 3.11 (B)(3)(b)(iv). Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch. 18 App. (2002); see also Glossip v. State, 2001 OK CR 21, 29 P.3d 597, 602 ("This Court will give the trial court's findings strong deference if supported by the record, but we shall determine the ultimate issue of whether trial counsel was ineffective.") (citing Rule 3.11 (B)(3)(b)(iv)); see also Wood v. State, 1998 OK CR 19, 959 P.2d 1, 17; Humphreys v. State, 1997 OK CR 59, 947 P.2d 565, 577, cert. denied, 524 U.S. 930, 118 S.Ct. 2329, 141 L.Ed.2d 702 (1998).
¶46. In addition to the facts noted above, the following evidentiary hearing evidence also supports the trial court’s finding that no waiver occurred: (1) trial counsel and his investigators acknowledged having conversations with Grant about his family members and where they could be found; (2) counsel and the investigators indicated that Grant provided the family contact information that he had; and (3) during the trial Grant gave his counsel a letter from his mother, bearing a local return address. Nevertheless, the record is clear that not a single member of Grant’s family was ever contacted regarding his trial.
¶47. Despite the Court's apparent reliance on its own finding of waiver, the Court never actually finds (in today’s opinion or its prior opinion) that the trial court's contraty finding is either erroneous or not supported by the record. Today's special concurrence likewise implicitly finds that Grant "waived” the presentation of evidence about his childhood and family history — by "directing" his counsel not to pursue or present such evidence — yet never grapples with or even mentions the trial court's specific finding to the contrary.
¶48. See Court Opinion, p. 180.
¶49. See id. at 180.
¶50. The Maryland Court of Appeals wrote the following regarding the discovery of Wiggins’ victim, who was found dead in her own bathtub:
She was lying on her side, half covered by cloudy water. It appeared that a household cleaner and a bug spray had been poured or sprayed on her. She was wearing a white blouse and a blue skirt, but had on no underwear. The skirt had been raised to her waist. The apartment had been ransacked.
*188Wiggins v. State, 352 Md. 580, 724 A.2d 1, 4 (1999). The medical examiner determined that the cause of death was drowning. Id.Wiggins, who had been working as a painter in the victim’s apartment building, was seen talking to Lacs on the evening she disappeared. A few hours later, Wiggins was driving Lacs' car to the home of his girlfriend, and together they went shopping over the next two days using Lacs' credit cards. They later pawned one of her rings and were eventually arrested, still driving Lacs’ car. Id. at 4-5.
¶51. Grant, 58 P.3d at 802.
¶52. It should be noted in this regard that the trial court found that all nine of Grant's family members who testified at the evidentiary hearing "were findable and would have testified at trial if they had been asked.” And today's Court majority acknowledges that "[wjhile counsel could have contacted family members through Grant's prison records, ... no contact was ever made.” See Court Opinion, p. 180-8.1.
¶53. Wiggins, 539 U.S. at-, 123 S.Ct. at 2538. The fact that trial counsel gave a reason for his purported "decision” not to put on evidence from members of Grant's family — namely, that the family had not been in substantial contact with Grant for a long time, making any claims about how much family members cared for him seem specious — does not mean that this Court must accept this testimony unquestioningly or, even if the reason asserted is sincere, that it should be considered "reasonable.” The Wiggins Court did not fully accept the accuracy of defense counsel's after-the-fact testimony in that case, about the extent of his knowledge of Wiggins' life history at the time of trial. See id.-, 123 S.Ct. at 2541 (speculating that rather than actually "lying,” defense counsel could be suffering from "a mistaken memory shaped by the passage of time"). Similarly, the testimony of Grant's counsel about his "decision” not to put on any family testimony seems inconsistent with his separate testimony about the halfhearted and faltering attempts he did make (through investigators) to locate and interview members of Grant’s family. And the claim in today’s special concurrence that trial counsel "had his investigator continue to seek out family members up until the time of the sentencing phase of trial” — as if both trial counsel and the investigator diligently sought out family members, but were simply confounded by the enormity of the task, see Special Concurrence, p. 180 — is not supported by the record in this case. In fact, the trial court specifically found that all of the family members were "findable,” through Grant's prison records.
¶54Furthermore, even actual strategic decisions by counsel are always subject to evaluation for their "reasonableness”; and given the circumstances of Grant’s case, a decision not to diligently pursue family and life history evidence in his case simply could not be evaluated as "reasonable.” See Grant, 58 P.3d at 802-06 (my original dissent). The fact that members of Grant's family might have had a hard time claiming that they had remained "close” to Grant through the years, does not change the fact that these individ*189uals possessed powerful, critical evidence about the difficulties and deprivation of Grant's early years. Today’s special concurrence belittles the impact of family members pledging love and pleading for mercy, see Special Concurrence, pp. 180-81, while totally ignoring their crucial role as fact witnesses to Grant’s childhood — a kind of tunnel vision similar to that of defense counsel.
¶55. Wiggins, 539 U.S. at-, 123 S.Ct. at 2533.
¶56. Id.at --, 123 S.Ct. at 2541-43.
¶57. Id.at-, 123 S.Ct. at 2541 ("We base our conclusion on the much more limited principle that 'strategic choices made after less than complete investigation are reasonable' only to the extent that reasonable professional judgments support the limitations on investigation.’ ") (quoting Strickland). I conclude in the current case, as the Wiggins majority did in that case, that Grant’s counsel’s "incomplete investigation was the result of inattention, not reasoned strategic judgment,” id. at---, 123 S.Ct. at 2542, and that counsel was "not in a position to make a reasonable strategic choice” about the presentation of family testimony in Grant's case. Id.at --, 123 S.Ct. at 2543.
¶58. See Court Opinion, p. 180.
¶59. In its original opinion, the Court concluded that all of this family testimony "would have repeated Grant's own account of his childhood.” Grant, 58 P.3d at 800. The Court’s willingness to equate Grant’s testimony about the number of children in his family with detailed evidence about the circumstances of his childhood is also evidenced in the Court's current assertion that defense counsel's "knowledge of Grant’s early life ... would not have been enhanced by interviewing family members.” See Court Opinion, p. 181.
¶60. See Court Opinion, p. 180.
¶62. See id. at 180.
¶63. The cynicism of this Court regarding Grant's case is also revealed in the following statement: "There are probably only [sic] few death penalty cases where counsel would not be ineffective for a failure to undertake an independent investigation of a defendant’s early life by contacting family members. This is one of them.” Id. at 181. How convenient.
¶64.See Wiggins, 539 U.S. at -, 123 S.Ct. at 2543 ("Had the jury been able to place petitioner's excruciating life history on the mitigating side of the scale, there is a reasonable probability that at least one juror would have struck a different balance.”).