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2019 Ohio 4516

State v. Grable

Ohio Court of Appeals

Decided November 4, 2019

Ohio Court of Appeals · decided 2019-11-04

CRIMINAL LAW - assault developmentally disabled victim ineffective assistance of counsel failure to raise self-defense defendant could not establish he was not at fault for creating the situation that caused the altercation closing argument prosecutorial misconduct no prejudice issues moot manifest weight of the evidence sufficient, credible evidence.

Relies on Strickland v. Washington · Berger v. United States · State v. Lott

Decided 2019-11-04

[Cite as State v. Grable, 
2019-Ohio-4516
.]


                                    IN THE COURT OF APPEALS

                                ELEVENTH APPELLATE DISTRICT

                                    ASHTABULA COUNTY, OHIO


STATE OF OHIO,                                  :       OPINION

                 Plaintiff-Appellee,            :
                                                        CASE NO. 2019-A-0042
        - vs -                                  :

TIMOTHY J. GRABLE,                              :

                 Defendant-Appellant.           :


Criminal Appeal from the Ashtabula County Court of Common Pleas, Case No. 2018
CR 00307.

Judgment: Affirmed.


Nicholas A. Iarocci, Ashtabula County Prosecutor, and Shelley M. Pratt, Assistant
Prosecutor, Ashtabula County Courthouse, 25 West Jefferson Street, Jefferson, OH
44047 (For Plaintiff-Appellee).

R. Tadd Pinkston, The Law Office of R. Tadd Pinkston LLC, 441 West Bagley Road,
#283, Berea, OH 44017 (For Defendant-Appellant).



CYNTHIA WESTCOTT RICE, J.

        {¶1}     Appellant, Timothy J. Grable, appeals from the judgment of the Ashtabula

County Court of Common Pleas, convicting him on one count of assault, a felony of the

fourth degree. We affirm.

        {¶2}     In January 2018, Amanda Edwards and appellant were employed by

Leeda Northeast, a company whose employees assist developmentally and functionally

disabled clients with daily tasks and living routines. On January 21, each was assigned
to work at the residence of K.S. and C.S., two developmentally disabled brothers. K.S.

is severely autistic with a limited vocabulary, behavioral issues, and problems with

aggression.

       {¶3}   Both appellant and Ms. Edwards received crisis intervention training

through Leeda Northeast.       Such training enables an employee to de-escalate an

agitated individual as well as control or relax situations if a physical altercation occurs.

If a client becomes agitated, according to protocol, employees are trained to step away

and not engage the individual.

       {¶4}   On the date of the incident, K.S. wanted to take a nap on his couch after

lunch. Due to incontinence issues, employees placed a disposable pad underneath

K.S. when he slept. When Ms. Edwards approached K.S. with the pad, he declined,

yelling “no” and turning around and covering his head. Ms. Edwards walked away from

K.S. and sat on a nearby chair. Subsequently, according to Ms. Edwards, appellant

approached K.S., stating “oh we’re not doing this today.” Appellant began poking at

K.S. with one knuckle (approximately eight times) and authoritatively instructing him to

get up. Appellant pulled K.S.’ blanket down and K.S. pulled it back. This happened

several times at which point appellant pulled the blanket completely off and tossed it

onto the floor. In response, K.S. sat up and kicked appellant in the groin.

       {¶5}   According to Ms. Edwards, after being kicked, appellant yelled at K.S. and

struck him several times with an open hand on K.S.’ arms and legs. She next observed

appellant grab K.S. by his ankles and pull him from the couch. She stated appellant

then pushed K.S.’ legs up against his chest and pressed his body weight against the

man, still yelling and striking K.S. with an open hand on his upper arm and legs. Ms.




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Edwards asserted the struggle came to an end when appellant grabbed K.S. by his

ankles and “dragged” him into his bedroom.         After finishing her shift, Ms. Edwards

reported what she witnessed to her supervisor. Appellant was ultimately placed on

administrative leave and eventually fired.

       {¶6}   Appellant agreed that he approached K.S. after refusing the pad from Ms.

Edwards. He also conceded he used his knuckle to “nudge” K.S. and pulled the blanket

down from the man several times, and eventually pulled the blanket entirely off. He

stated he might have been speaking authoritatively with K.S., but was not yelling at the

man.   And, after being kicked in the groin, appellant maintained he fell back and

simultaneously grabbed K.S.’ legs, which pulled him onto the floor. While on the floor,

appellant stated K.S. commenced kicking him in the ribs and, as a result, appellant

placed his body atop K.S.’ to control him. Appellant asserted he then pulled K.S. up,

under his arms, and pulled him into his bedroom to de-escalate. Appellant stated he

was aware that K.S. had been physically aggressive in the past, but he had no intention

to physically harm K.S. during the incident.

       {¶7}   Appellant was indicted on one count of assault, in violation of R.C.

2903.13(A)(C)(2), a felony of the fourth degree and one count of assault, in violation of

R.C. 2903.13(A), a misdemeanor of the first degree. Appellant pleaded not guilty and

the matter proceeded to a jury trial. Appellant was later found guilty on both counts of

assault. The trial court found the counts merged for purposes of sentencing and the

state elected to proceed on the felony-assault count. Appellant was sentenced to a two-

year term of community control. This appeal follows.




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       {¶8}   Appellant asserts five assignments of error for our review.       His first,

assignment of error provides:

       {¶9}   “Mr. Grable’s constitutional rights to due process and fair trial under the

Fifth, Sixth, and Fourteenth Amendments to the United States Constitution and Article I,

Sections 10 and 16 of the Ohio Constitution were prejudiced by the ineffective

assistance of trial counsel.”

       {¶10} The test set forth in Strickland v. Washington, 
466 U.S. 668
 (1984), is the

proper standard to apply in assessing whether a defendant has raised a genuine issue

as to the ineffectiveness of counsel. To prevail on an ineffective assistance of counsel

claim, the defendant must prove “(1) that counsel’s performance fell below an objective

standard of reasonableness, and (2) that counsel’s deficient performance prejudiced the

defendant resulting in an unreliable or fundamentally unfair outcome of the

proceeding.” State v. Madrigal, 
87 Ohio St.3d 378, 388-389
 (2000), citing 
Strickland at 687-688
. “In any case presenting an ineffectiveness claim, the performance inquiry

must be whether counsel’s performance was reasonable considering all the

circumstances.” 
Strickland at 688
. “There is a strong presumption that the attorney’s

performance was reasonable.” State v. Gotel, 11th Dist. Lake No. 2006-L-015, 2007-

Ohio-888, ¶10.

       {¶11} Appellant contends trial counsel’s assistance was ineffective due to her

failure to request a self-defense jury instruction and her failure to object to alleged

prejudicial statements made during the prosecutor’s closing argument.          We shall

address the jury-instruction issue first.




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      {¶12} Self-defense is an affirmative defense in Ohio. State v. Jackson, 
22 Ohio St.3d 281, 283
 (1986). Self-defense is not merely a denial or contradiction of evidence

offered by the state to prove the essential elements of the crime charged, but rather is

the admission of prohibited conduct coupled with claims that surrounding facts or

circumstances justify the conduct. See State v. Grubb, 
111 Ohio App.3d 277, 282
 (2d

Dist.1996). The elements of self-defense differ based upon the level of force used, i.e.,

the use of deadly force in self-defense triggers different elements than the use of non-

deadly force. See State v. Morris, 7th Dist. No. 03 MO 12, 
2004-Ohio-6810, ¶21
.      In a

non-deadly force case, there is no duty to retreat.   State v. Johnson, 11th Dist. Lake

No. 2005-L-103, 
2006-Ohio-2380, ¶21
. The instant matter is a case of non-deadly force

and, as a result, the elements of self-defense are as follows: (1) the defendant was not

at fault in creating the situation giving rise to the affray, and (2) the defendant had a

bona fide belief that he was in imminent danger of bodily harm. 
Id.

      {¶13} The evidence demonstrated that K.S. has erratic behavioral patterns

which include physical aggression if he is agitated. K.S. declined the placement of the

pad onto the couch on which he was laying. The crisis intervention training, in which

both Ms. Edwards and appellant participated, stressed stepping away from and not

engaging an individual who is aggressive. Moreover, the protocol emphasized to avoid

agitating such an individual. Ms. Edwards’ testimony demonstrated appellant poked at

K.S., pulled at his blanket, and ultimately removed the same prior to K.S. kicking

appellant. Appellant confirmed that he used his knuckle to push on K.S. to “nudge” him

into cooperation. And perhaps most telling, appellant was asked on cross examination:

“the entirety of your actions that particular afternoon of forcing [K.S.] to get his pad




                                           5
underneath him set the whole chain of events into play, did it not?”              Appellant

responded, “Yes, it is.”

       {¶14} In light of the following evidence, appellant could not establish he was not

at fault in creating the situation that caused the physical altercation. To the contrary, he

admitted he triggered the affray. Counsel therefore did not act unreasonably in failing to

seek a self-defense instruction.

       {¶15} Next, appellant argues his counsel was ineffective for failing to object to

the following statements during the state’s closing: (1) “Again, I come up and start

slapping you, is that still going to feed the aggravation? The aggression?” (2) “Yell at

you, poke you, rub my knuckle on you. I’m going to force you to comply .” And (3)

And the state feels strongly that [appellant] is guilty.”

       {¶16} Considerable latitude is permitted in closing arguments. State v. Mauer,

15 Ohio St.3d 239, 269
 (1984). The prosecution, however, must avoid insinuations and

assertions which are calculated to mislead the jury. Berger v. United States, 
295 U.S. 78, 120
 (1935). The prosecution also may not express a personal belief or opinion on

the credibility of a witness or the guilt of the accused. State v. Thayer, 
124 Ohio St. 1
,

(1931). The test regarding prosecutorial misconduct in closing arguments is whether the

remarks were improper and, if so, whether they prejudicially affected substantial rights

of the defendant. State v. Smith, 
14 Ohio St.3d 13, 14
 (1984); State v. Lott, 
51 Ohio St.3d 160, 165
 (1990).

       {¶17} The first two statements addressed appellant’s actions toward K.S. Ms.

Edwards testified to observing appellant’s conduct and thus these statements were

supported by the evidence and proper. The third statement is not a full quote by the




                                               6
prosecutor.    In his closing, the prosecutor stated: “The state feels strongly that

[appellant] is guilty, and the state has proven beyond a reasonable doubt, based on his

conduct, that he is guilty of knowingly committing physical harm to a functionally

impaired person, to [K.S.]” Although the prosecutor improperly expressed his opinion of

appellant’s guilt, it followed the comment with an expression that it met its burdens of

production and persuasion based upon evidence of appellant’s conduct. In light of the

evidence, we cannot conclude the prosecutor’s improper statement prejudicially

affected appellant’s substantial rights such that he was denied due process.

       {¶18} Appellant’s first assignment of error lacks merit.

       {¶19} Appellant’s second and third assignments of error provide:

       {¶20} “[2.] The trial court committed plain error when it failed to read a self-

defense instruction to the jury.

       {¶21} “[3.] The trial court committed plain error when it allowed the improper

statements of the prosecution at closing.”

       {¶22} In light of our analyses and conclusions under appellant’s first assignment

of error, concluding no prejudicial error occurred in the course of counsel’s

representation, we hold the foregoing assigned errors are overruled as moot.

       {¶23} Appellant’s fourth assignment of error provides:

       {¶24} “The trial court erred to the prejudice of Mr. Grable when it returned a

verdict of guilty against the manifest weight of the evidence.”

       {¶25} A court reviewing the manifest weight observes the entire record, weighs

the evidence and all reasonable inferences, considers the credibility of the witnesses

and determines whether, in resolving conflicts in the evidence, the trier of fact clearly




                                             7
lost its way and created such a manifest miscarriage of justice that the conviction must

be reversed and a new trial ordered. State v. Schlee, 11th Dist. Lake No. 93-L-082,

1994 WL 738452
, *5 (Dec. 23, 1994).

        {¶26} Appellant was convicted of assault, in violation of R.C. 2903.13(A)(C)(2),

which provides: “No person shall knowingly cause or attempt to cause physical harm to

another or to another’s unborn.  if the offense is committed by a caretaker against a

functionally impaired person under the caretaker’s care, assault is a felony of the fourth

degree.”   “A person acts knowingly, regardless of purpose, when the person is aware

that the person’s conduct will probably cause a certain result or will probably be of a

certain nature.” R.C. 2901.22(B). Physical harm is defined as “any injury, illness, or

other   physiological   impairment,   regardless   of   its   gravity   or   duration.”   R.C.

2901.01(A)(3).

        {¶27} Here, Ms. Edwards testified, after he was struck in the groin, appellant

proceeded to strike K.S. with an open hand on his arms or legs; pull K.S. from the

couch by his ankles; prop K.S.’ legs against his chest, then press his body weight

against him; and finally drag K.S. to his bedroom by his ankles. According to Officer

Chistopher Defina, of the Ashtabula City Police Department, K.S. sustained abrasions

to his middle finger and the back of his neck.

        {¶28} Furthermore, the evidence demonstrated K.S. is severely autistic and was

under the constant care of Leeda Northeast at the time of the incident. Ms. Edwards

testified that Leeda employees assist K.S. and his brother with “chores, meal

preparation, passing medication to them, making sure they had a clean home. Taking




                                            8
them to the store, taking them to Special Olympic activities.” Ms. Edwards stated Leeda

employees assist K.S. with all his basic needs.

       {¶29} Given the foregoing, we conclude the jury did not lose its way in

concluding that appellant knowingly caused physical harm to K.S., a functionally

impaired person.

       {¶30} Appellant’s fourth assignment of error is without merit.

       {¶31} Appellant’s fifth assignment of error asserts:

       {¶32} “The trial court deprived Mr. Grable of his constitutional right to a fair trial

under the doctrine of cumulative error.”

       {¶33} Although the prosecutor’s comment regarding appellant’s guilt in closing

was improper, we concluded it was not prejudicial. Because we discern no additional

errors, the doctrine of cumulative error is inapplicable.

       {¶34} Appellant’s fifth assignment of error is without merit.

       {¶35} For the reasons discussed in this opinion, the judgment of the Ashtabula

County Court of Common Pleas is affirmed.



TIMOTHY P. CANNON, J.,

MATT LYNCH, J.,

concur.




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