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2022 Ohio 3842

State v. Atha

Ohio Court of Appeals

Decided October 28, 2022

Ohio Court of Appeals · decided 2022-10-28

Following a jury trial, appellant was found guilty of felonious assault and was sentenced to an indefinite prison term of 8-12 years. At the sentencing hearing, the State informed the trial court of other criminal acts appellant purportedly had committed against the victim. The source of this information cannot be discerned from the record. Based on this record, we cannot conclude that the allegations of other acts against the victim, though perhaps problematic, influenced the trial court's decision, or that the sentence was otherwise contrary to law. Judgment affirmed. (Welbaum, J., concurring.)

Applies OH 2929 § 2929.144

Relies on State v. Marcum (Slip Opinion) · State v. Bowser · State v. Searls

Decided 2022-10-28

[Cite as State v. Atha, 
2022-Ohio-3842
.]




                               IN THE COURT OF APPEALS OF OHIO
                                  SECOND APPELLATE DISTRICT
                                        CLARK COUNTY

 STATE OF OHIO                                   :
                                                 :
         Plaintiff-Appellee                      :   Appellate Case No. 2022-CA-12
                                                 :
 v.                                              :   Trial Court Case No. 2021-CR-755
                                                 :
 DANIAL ATHA                                     :   (Criminal Appeal from
                                                 :   Common Pleas Court)
         Defendant-Appellant                     :
                                                 :

                                            ...........

                                            OPINION

                             Rendered on the 28th day of October, 2022.

                                            ...........

IAN A. RICHARDSON, Atty. Reg. No. 0100124, Assistant Prosecuting Attorney, Clark
County Prosecutor’s Office, 50 East Columbia Street, Suite 449, Springfield, Ohio 45502
      Attorney for Plaintiff-Appellee

ALANA VAN GUNDY, Atty. Reg. No. 0100651, P.O. Box 245, Bellbrook, Ohio 45305
     Attorney for Defendant-Appellant

                                           .............




TUCKER, P.J.
                                                                                          -2-


       {¶ 1} Defendant-appellant Danial Atha appeals his conviction for felonious assault,

challenging his sentence. Because we find no error in sentencing, we affirm.



                             I.     Facts and Procedural History

       {¶ 2} On April 24, 2021, 83-year old Garry McGuire was assaulted. The assault

caused multiple injuries including a left forehead hematoma, a laceration to the left

eyebrow, a fracture of two thoracic vertebrae, a fracture of his left scaphoid, multiple

abrasions and lacerations to his right upper extremity, and a subdural hematoma.       The

injuries to his head required emergency brain surgery, after which McGuire suffered a

brain hemorrhage and seizure.           McGuire died approximately two months later.

Following an autopsy, the coroner determined the cause of death to be blunt force trauma

to the head with intracranial hemorrhage, contributed to by therapeutic anticoagulants.

       {¶ 3} Following an investigation, Atha was indicted on one count of felonious

assault in violation of R.C. 2903.11(A) and one count of felony murder in violation of R.C.

2903.02(B). The matter proceeded to a jury trial. The jury convicted Atha of felonious

assault but acquitted him on the charge of murder. The trial court sentenced Atha to an

indefinite prison term of 8-12 years.

       {¶ 4} Atha appeals.



                                         II.   Analysis

       {¶ 5} Atha’s sole assignment of error states as follows:

       APPELLANT’S INDEFINITE 8 TO 12 YEAR PRISON SENTENCE IS
                                                                                        -3-


      CONTRARY TO LAW

      {¶ 6} Atha challenges his sentence, claiming that the trial court imposed an

excessive sentence after it considered inappropriate information provided by the State.

      {¶ 7} in 2018, the Ohio legislature enacted 2018 S.B. No. 201, commonly known

as the Reagan Tokes Law, which altered sentencing by implementing an indefinite

sentencing system for non-life felonies of the first and second degree committed on or

after March 22, 2019. Under this law, when imposing prison terms for defendants found

guilty of first- or second-degree felony offenses, sentencing courts must impose an

indefinite sentence with a stated minimum term as provided in R.C. 2929.14(A) and a

calculated maximum term as provided in R.C. 2929.144.

      {¶ 8} As relevant here, R.C. 2929.14(A)(2)(a) provides:

      For a felony of the second degree committed on or after the effective date

      of this amendment, the prison term shall be an indefinite prison term with a

      stated minimum term selected by the court of two, three, four, five, six,

      seven, or eight years and a maximum term that is determined pursuant to

      section 2929.144 of the Revised Code.

      {¶ 9} Trial courts have full discretion to impose a prison sentence within the

permitted statutory range and are not required to make findings or give their reasons for

imposing maximum or more than the minimum sentences. State v. Searls, 2022-Ohio-

858, 
186 N.E.3d 328, ¶ 38
 (2d Dist.), citing State v. Kelly, 2d Dist. Clark No. 2020-CA-8,

2021-Ohio-325, ¶ 85
. However, “in exercising its discretion, a trial court must consider

the statutory policies that apply to every felony offense, including those set out in R.C.
                                                                                          -4-


2929.11 and R.C. 2929.12.” Searls at ¶ 38.

       {¶ 10} When reviewing felony sentences, appellate courts must apply the standard

of review set forth in R.C. 2953.08(G)(2). State v. Marcum, 
146 Ohio St.3d 516
, 2016-

Ohio-1002, 
59 N.E.3d 1231
, ¶ 7. Under that statute, an appellate court may increase,

reduce, or modify a sentence, or it may vacate the sentence and remand for resentencing,

only if it clearly and convincingly finds either: (1) the record does not support the

sentencing court's findings under certain statutes; or (2) the sentence is otherwise

contrary to law. Id. at ¶ 9, citing R.C. 2953.08(G)(2).

       {¶ 11} Prior to sentencing, the trial court heard from the State, defense counsel,

the victim’s granddaughter, and Atha.         The court also reviewed the presentence

investigation report (PSI). Relevant to Atha’s assignment of error, the prosecutor made

statements to the court indicating that the victim had purchased a home for Atha and his

daughter. The prosecutor went on to state that the house had burned down because

“they” were making methamphetamine. The prosecutor also made a statement that

“they stole from the victim.”

       {¶ 12} Atha claims the statements by the prosecutor were inflammatory and not

supported by the record. He further contends that the trial court imposed an excessive

sentence based upon the prosecutor’s allegations. The State argues the information

cited by the prosecutor at the sentencing hearing was proper. In support, the State relies

upon State v. Butler, 2d Dist. Champaign No. 2020-CA-14, 
2021-Ohio-603
, wherein this

court stated:

       “… [A] trial court may rely on ‘a broad range of information’ at sentencing.
                                                                                       -5-


      State v. Bowser, 
186 Ohio App.3d 162
, 
926 N.E.2d 714
, 
2010-Ohio-951
,

      ¶ 13. ‘The evidence the court may consider is not confined to the evidence

      that strictly relates to the conviction offense because the court is no longer

      concerned … with the narrow issue of guilt.’ 
Id.
 at ¶ 14 …. Among

      other things, a court may consider hearsay evidence, prior arrests, facts

      supporting a charge that resulted in an acquittal, and facts related to a

      charge that was dismissed under a plea agreement. 
Id.
 at ¶ 15-16 ….

      ‘[B]ased on how the court perceives true facts in a case, it may believe that

      the offender committed a crime other than, or in addition to, the one to which

      he pleaded.’ 
Id.
 at ¶ 20 …. Notably, a court may consider ‘allegations

      of uncharged criminal conduct found in a PSI report[.]’ 
Id.
 at ¶ 15 ….

Id. at ¶ 7, quoting State v. Bodkins, 2d Dist. Clark No. 2010-CA-38, 
2011-Ohio-1274
, ¶ 43.

      {¶ 13} We have reviewed the record and cannot discern how the State obtained

the information to which Atha objects. The information was not contained in the PSI or

set forth in any documents in the record. The State did not claim the alleged incidents

resulted in any charges and did not set forth any basis for the statements. And we cannot

otherwise determine whether there was any factual basis for the statements. Though

the statements were perhaps problematic, the record does not support a conclusion that

the statements influenced the trial court’s sentencing decision.

      {¶ 14} The trial court noted that Atha had prior misdemeanor convictions. The court

noted that Atha also had a felony conviction for which he had initially been sentenced to

community control; however, after violating the terms of community control, Atha
                                                                                       -6-


ultimately served a seven-month prison term. The trial court expressly stated that it had

considered the purposes and principles of sentencing and the seriousness and recidivism

factors. Further, the trial court noted that Atha, who was 57, had assaulted an 83-year-

old man. The court noted that Atha had not been convicted of murder but had been

found to have caused serious physical harm to the victim, noting that the harm was “pretty

extensive.” There is nothing in the record to indicate that the trial court considered the

improper statements made by the prosecutor. Thus, in the absence of evidence to the

contrary, we will presume the trial court did not consider any improper information which

may have been presented during sentencing.

      {¶ 15} Finally, we note that the sentence was within the statutory range. The trial

court clearly considered the principles and purposes of sentencing, the seriousness and

recidivism factors, and the fact that the assault resulted in very serious injuries to the

victim. Based upon this record, we cannot conclude that the trial court’s sentencing

decision was influenced by the comments at issue or that the sentence was otherwise

contrary to law. Thus, we find no basis for reversing the sentence.

      {¶ 16} Atha’s assignment of error is overruled.



                                      III.   Conclusion

      {¶ 17} The judgment of the trial court is affirmed.



                                    .............

DONOVAN, J., concurs.
                                                                                          -7-


WELBAUM, J., concurs:

       {¶ 18} I am writing separately to briefly express my views concerning the contested

information provided by the prosecuting attorney during the sentencing hearing. First, I

am not troubled by the prosecuting attorney’s providing the contested information

because R.C. 2929.19 explicitly allows it.     Subsection (A) of the statute grants the

prosecutor identical rights as the offender, victim, and victim’s representative to present

relevant information to the trial court at the sentencing hearing. Specifically, the statute

provides, in pertinent part, that:

              At the [sentencing] hearing, the offender, the prosecuting attorney,

       the victim or the victim’s representative in accordance with section 2930.14

       of the Revised Code, and with approval of the court, any other person may

       present information relevant to the imposition of sentence in the case.

(Emphasis added.) R.C. 2929.19(A).

       {¶ 19} Subsection (B)(1)(a) of the statute also provides that:

              At the sentencing hearing, the court, before imposing sentence, shall

       do all of the following:

              (a) Consider the record, any information presented at the hearing by

       any person pursuant to division (A) of this section, and, if one is prepared,

       the presentence investigation report made pursuant to section 2951.03 of

       the Revised Code or Criminal Rule 32.2, and any victim impact statement

       made pursuant to section 2947.051 of the Revised Code.

(Emphasis added.) R.C. 2929.19(B)(1)(a).
                                                                                           -8-


       {¶ 20} I find it significant that the only restriction placed upon the prosecuting

attorney (and the other listed providers of information) is that the information be “relevant

to the imposition of sentence in the case.” R.C. 2929.19(A). I also find it significant that,

before imposing a sentence, the trial court is required to not only consider the record, the

PSI report, and any victim impact statement, but also “any information presented at the

hearing by any person pursuant to division (A) of [R.C. 2929.19].” R.C. 2929.19(B)(1)(a).

This means that the information presented to the trial court does not have to be derived

from the record. There is also no requirement for the information to be documented or

sourced from the PSI. Under the wording of subsection (B)(1)(a), the PSI is a separate

source of information.

       {¶ 21} It is also important to recognize that under R.C. 2929.19(A), a provider of

information can be “any other person approved by the court.” Therefore, it is possible

that, after being approved to do so, a friend, neighbor, or concerned citizen could attend

the sentencing hearing and provide relevant information for the trial court to consider for

purposes of sentencing. In most circumstances, such information would be unsourced,

undocumented, or not derived from the record, yet the trial court would still be able to

consider it. Because R.C. 2929.19 treats all providers of information equally, information

provided by the prosecuting attorney that is also unsourced, undocumented, or not

derived from the record should likewise be considered by the trial court.

       {¶ 22} I would also like to express that I am not troubled by the lack of factual basis

given for the contested information provided by the prosecuting attorney. That said, had

the prosecuting attorney been more articulate regarding the source of the contested
                                                                                           -9-


information or its factual basis, and provided more detail, the information would have been

more persuasive. However, the lack of specificity regarding the factual basis of the

information merely undermines its weight; it does not cause the information to be illegal

or unlawful. While the trial court was required by statute to consider the information, the

trial court was free to determine what weight, if any, to give it. The trial court holds the

ultimate discretion to disregard any information it finds to be vague, unsubstantiated,

unpersuasive, or unreliable. Moreover, if the trial court had any questions about the

factual basis of the information, it could have inquired about it at the sentencing hearing.

       {¶ 23} Accordingly, under the facts of this case, in my view, there is nothing

troubling about the contested information provided to the trial court by the prosecuting

attorney. Appellant, through his trial counsel, did not challenge the accuracy of the

information. If the information was incorrect or unfairly vague, counsel had a duty to

notify the trial court. If counsel mistakenly failed to correct the prosecuting attorney, that

would involve matters outside the record and could be addressed in a post-conviction

relief proceeding alleging ineffective assistance of counsel.

       {¶ 24} Otherwise, I agree with the majority and concur in the affirmance.




Copies sent to:

Ian A. Richardson
Alana Van Gundy
Hon. Douglas M. Rastatter

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