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2024 Ohio 5557

State v. Wilson

Ohio Court of Appeals

Decided November 25, 2024

Ohio Court of Appeals · decided 2024-11-25

Sentencing Factors; Ineffective Assistance of Counsel. Trial court may consider facts outside those of the instant case that are raised in the presentence investigation report. Counsel was not ineffective for allowing client to plead guilty rather than no contest when there was no indication in the record that a plea of no contest was offered by the State and the record indicates the guilty plea was made in exchange for the dismissed charges.

Relies on Williams v. People of State of New York · Lockhart v. Fretwell · State v. Cooey

Decided 2024-11-25

[Cite as State v. Wilson, 
2024-Ohio-5557
.]




                       IN THE COURT OF APPEALS OF OHIO
                           THIRD APPELLATE DISTRICT
                                UNION COUNTY


STATE OF OHIO,
                                               CASE NO. 14-23-41
         PLAINTIFF-APPELLEE,

    v.

ZACHARY ALLEN WILSON,                          OPINION

         DEFENDANT-APPELLANT.


STATE OF OHIO,
                                               CASE NO. 14-23-44
         PLAINTIFF-APPELLEE,

    v.

ZACHARY ALLEN WILSON,                          OPINION

         DEFENDANT-APPELLANT.


STATE OF OHIO,
                                               CASE NO. 14-24-13
         PLAINTIFF-APPELLEE,

    v.

ZACHARY ALLEN WILSON,                          OPINION

         DEFENDANT-APPELLANT.
Case Nos. 14-23-41, 14-23-44 and 14-24-13


              Appeals from Union County Common Pleas Court
          Trial Court Nos. 22-CR-0224, 23-CR-0139 and 22-CR-0223

                               Judgments Affirmed

                      Date of Decision: November 25, 2024



APPEARANCES:

       Alison Boggs for Appellant

       Raymond Kelly Hamilton for Appellee



WILLAMOWSKI, P.J.

       {¶1} Defendant-appellant Zachary Allen Wilson (“Wilson”) brings this

appeal from the judgment of the Court of Common Pleas of Union County. Wilson

claims that the trial court erred by considering facts outside the record when it

sentenced Wilson and that he was denied the effective assistance of counsel. For

the reasons set forth below, the judgments are affirmed.

                                    Background

       {¶2} On October 7, 2022, the Union County Grand Jury indicted Wilson on

two counts of vandalism in violation of R.C. 2909.05(A) and (B)(1)(b), felonies of

the fifth degree and the fourth degree. This was assigned the trial court case number

22-CR-0223 (“223”). On October 7, 2022, the Union County Grand Jury further

indicted Wilson on one count of sexual battery in violation of R.C. 2907.04(A), a


                                         -2-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


felony of the fourth degree, one count of unlawful sexual conduct with a minor in

violation of R.C. 2907.04(A), (B)(1), a felony of the fourth degree, and one count

of gross sexual imposition in violation of R.C. 2907.05(A)(3), (C)(1), a felony of

the fourth degree. This was assigned the trial court case number 22-CR-0224

(“224”). A joint pretrial was held on November 16, 2022. At that time, the trial

court ordered that Wilson, having previously been found to be incompetent to stand

trial, be evaluated to determine his competency to stand trial. On March 29, 2023,

counsel for Wilson filed a motion for another competency evaluation as well a

written plea of not guilty by reason of insanity. The trial court granted the motion.

A competency hearing was held on May 23, 2023, and the trial court found him

competent.

       {¶3} On June 2, 2023, the Union County Grand Jury indicted Wilson on 1)

tampering with evidence in violation of R.C. 2921.12(A), a felony of the third

degree, 2) vandalism in violation of R.C. 2909.05(B)(1)(b), a felony of the fifth

degree, 3) breaking and entering in violation of R.C. 2911.13(B), a felony of the

fifth degree, and 4) resisting arrest in violation of R.C. 2921.33(A), a misdemeanor

of the second degree. This case was assigned the trial court number of 23-CR-0139

(“139”). No motions regarding competency were filed in this case.

       {¶4} On September 20, 2023, Wilson entered into a plea agreement in which

he would enter pleas of guilty in all three cases. In exchange, the State agreed to

dismiss the fifth degree count in case number 223. In case number 224 the State

                                         -3-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


agreed to dismiss all counts except the sexual battery charge. In case number 139,

the State agreed to dismiss the vandalism charge. The trial court held a change of

plea hearing on September 22, 2023, and accepted the guilty pleas to the remaining

charges. As to case number 223, Wilson entered a guilty plea to vandalism for

tearing off strips from his inmate attire and flushing it down the toilet. Wilson also

entered a guilty plea to sexual battery in case number 224 for engaging in sexual

conduct with a minor while the minor was substantially impaired. In case number

139 Wilson entered a guilty plea to tampering with evidence for removing his ankle

monitor, to breaking and entering for breaking into a garage, and to resisting arrest

for running away from the police resulting in a pursuit which lasted approximately

20 minutes. After the trial court accepted the guilty pleas, it ordered a presentence

investigation report (“PSI”) and set the matter for sentencing.

       {¶5} The trial court conducted the sentencing hearing on November 2, 2023.

At the hearing, the State presented evidence to show that Wilson knew what he was

doing was criminal and that he had no remorse in the forms of two different TikTok

videos made by Wilson. The first video was Wilson repeatedly saying “F*&k the

police”. The second video involved Wilson “rapping” about how he wanted to

engage in sexual conduct with his probation officer. The trial court then started

talking about the victim in this case and raised the issue of a second victim. The

trial court imposed the following sentences. In case number 223, the trial court

found that Wilson had been convicted of one count of vandalism, a felony of the

                                         -4-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


fifth degree, and sentenced Wilson to a prison term of 12 months. In case number

224, the trial court found that Wilson had been convicted of one count of sexual

battery, a felony of the third degree. The trial court sentenced Wilson to a prison

term of 60 months and ordered that it be served consecutive to the sentence in case

number 223. In case number 139, the trial court found that Wilson had been

convicted of one count of tampering with evidence, a felony of the third degree, one

count of breaking and entering, a felony of the fifth degree, and one count of

resisting arrest, a misdemeanor of the second degree. The trial court sentenced

Wilson to an aggregate prison term of 30 months for these three offenses and

ordered that it be served consecutive to the sentences in cases numbered 223 and

224.1

         {¶6} On December 22, 2023, Wilson filed a motion for leave to file delayed

appeals in cases number 224 and 139. This Court granted the motion for delayed

appeals on January 24, 2024. Case number 224 was assigned appellate number 14-

23-41 and case number 139 was assigned appellate number 14-23-44, with the cases

consolidated. On February 2, 2024, Wilson filed a motion for leave to file a delayed

appeal in case number 223. This Court granted that motion and assigned it case




1
  The trial court ordered a sentence of 30 months in prison for tampering with evidence to be consecutive to
the other cases. The trial court then ordered a sentence of 12 months in prison for breaking and entering and
60 days in jail for resisting arrest with these sentences to be served concurrent to the tampering with evidence
conviction as well as the other cases.

                                                      -5-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


number 14-24-13. This case was consolidated with the two prior appeals. On appeal

Wilson raises the following assignments of error

                            First Assignment of Error

       The trial court erred when it considered facts outside the record
       and incorrectly made findings in all the cases that did not pertain
       to all the cases.

                           Second Assignment of Error

       [Wilson] received ineffective assistance of counsel when he pled
       guilty in each case instead of pleading no contest so that he could
       properly raise the competency finding on appeal.

                         Sentencing Considerations

       {¶7} In the first assignment of error, Wilson claims that the trial court erred

by considering facts outside the record to impose the sentence.           Under R.C.

2953.08(G)(2), an appellate court will only reverse a sentence “if it determines by

clear and convincing evidence that the record does not support the trial court’s

findings under relevant statutes or that the sentence is otherwise contrary to law.”

State v. Marcum, 
2016-Ohio-1002
. “[A]n appellate court’s authority to modify or

vacate a sentence is limited to situations in which it concludes that the record does

not support the sentencing court’s findings under certain specified statutes, not

including R.C. 2929.11 and 2929.12.” State v. Jones, 
2020-Ohio-6729, ¶ 38
. “A

sentence imposed within the statutory range is not contrary to law as long as the trial

court considered the purposes and principles of felony sentencing contained in R.C.

2929.11 and the sentencing factors contained in R.C. 2929.12.” State v. Paxson,

                                         -6-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


2024-Ohio-2680, ¶ 7
 (3d Dist.) quoting State v. Lane, 
2022-Ohio-3775, ¶ 85
 (3d

Dist.).

          {¶8} Wilson argues that the trial court erred by considering an allegation that

he had previously engaged in sexual conduct with another minor victim. According

to Wilson, the trial court should not have considered this information as it was not

in the record or in the PSI. Additionally, Wilson claims that since the allegation had

never been tried before a court, consideration of it denies Wilson his standing of

being presumed innocent. This Court has previously considered the issue of

whether a trial court may consider allegations of other offenses which have not

resulted in a conviction during the sentencing phase of a case. In State v. Ropp

(
2014-Ohio-2462
 (3d Dist.)), Ropp entered a guilty plea to multiple felonies. Id. at

¶ 2. The trial court sentenced Ropp to an aggregate prison term of 11 years. Id. at

¶ 3. On appeal, Ropp claimed that the trial court erred when it allowed the State to

present evidence outside the record. Id. This Court held that the sentence imposed

by the trial court was not excessive and did not indicate a bias resulting from

consideration of the uncharged offenses. Id. at ¶ 7. The basis for the judgment was

based upon the following reasons.

          {¶9} Historically, trial courts were permitted to consider hearsay evidence,

evidence of an offender’s criminal history, facts concerning dismissed charges and

offenses for which charges were not filed, but were discussed in the PSI. Id. at ¶ 4.

When the PSI contains information regarding offenses for which charges had not

                                            -7-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


been filed, the Ohio Supreme Court has held that a trial court may consider the

alleged offenses at sentencing as part of the social history of the defendant. State v.

Cooey, 
46 Ohio St.3d 20
 (1989) superseded by constitutional amendment on other

grounds.     The Supreme Court of the United States has also indicated that a

sentencing court may consider information outside the offense charged and those

facts as it is necessary to “determine the type and extent of punishment after the

issue of guilt has been determined.” Williams v. New York, 
337 U.S. 241 at 247

(1949).

       Highly relevant—if not essential—to his selection of an appropriate
       sentence is the possession of the fullest information possible
       concerning the defendant's life and characteristics. And modern
       concepts individualizing punishment have made it all the more
       necessary that a sentencing judge not be denied an opportunity to
       obtain pertinent information by a requirement of rigid adherence to
       restrictive rules of evidence properly applicable to the trial.

Id.
 “[T]he function of the sentencing court is to acquire a thorough grasp of the

character and history of the defendant before it.” State v. Burton, 
52 Ohio St.2d 21, 23
 (1977).

       {¶10} Although the trial court may consider evidence of other offenses for

which no conviction occurred, the ability to do so is not unlimited. 
Ropp at ¶ 5
.

“[W]e have recognized that a trial court is not vested with authority to consider

allegations of conduct that have not been adjudicated in a court of law.” State v.

Hartley, 
2012-Ohio-4108, ¶ 33
 (3d Dist.). “The trial court’s consideration cannot

indicate a bias toward the defendant indicating that the trial court believes that the

                                         -8-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


defendant is guilty of the charges which were dismissed.” State v. Blake 2004-Ohio-

1952, ¶ 5 (3d Dist.).

       {¶11} Similar to Ropp, the PSI in this case mentioned that another girl was

sexually assaulted at the same address as the victim in this case, but did not directly

mention who the assailant was. Additionally, the PSI discussed in detail a prior

charge against Wilson out of Logan County. In that case, Wilson was indicted on

two counts of unlawful sexual conduct with a minor. Wilson was 19 years of age

at the time and victim was a 13 year old girl. The PSI contained an extensive

discussion as to the allegations including that Wilson and the victim had engaged in

sexual intercourse and that they were communicating via text message. The PSI

indicates that Wilson admitted in the messages that he had engaged in sexual

conduct with the 13 year old victim. The charges stemming from these facts were

later dismissed due to a finding that Wilson lacked competency to stand trial.

       {¶12} At the sentencing hearing, the trial court appears to have confused the

name of the victim for whom no charges were filed with the facts of the indicted

charges out of Logan County. The facts set forth by the trial court were those

provided in the PSI regarding the Logan County case.             This confusion was

exasperated by the State misunderstanding which case the trial court was discussing

and having the detective state the basic facts surrounding the uncharged case.

However, the facts being considered by the trial court were regarding a case for

which Wilson had previously been indicted and the details of which were

                                          -9-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


thoroughly addressed in the PSI. The trial court was permitted to consider this prior

case, even though it had been dismissed for a lack of competency. A review of the

record does not indicate that the trial court was acting in a biased manner as a result

of that consideration. On the contrary, the trial court individually addressed the

sentencing factors set forth in R.C. 2929.12 as to each of the cases without reference

to the dismissed charges. Thus, the trial court did not err in considering the facts of

a prior charge that was dismissed when fashioning the sentence.

       {¶13} Next, Wilson claims that the trial court considered facts that were

inapplicable to each charge. A review of the record does not indicate this. In case

number 223 (the vandalism conviction) and case number 139 (the convictions for

tampering with evidence, breaking and entering, and resisting arrest), the trial court

found that none of the more or less serious factors and none of the less likely to

commit future crimes factors set forth in R.C. 2929.12(B), (C), and (E) applied.

223Doc. The trial court did find that multiple factors under the likely to commit

future crimes as set forth in R.C. 2929.12(D) applied. In case number 224 (the

sexual battery conviction), the trial court found that factors set forth in 2929.12(B)

did apply due to the age of the victim and psychological harm that resulted. These

factors were not found to apply to the other two cases. Thus, the trial court did not

just consider all of the cases as one, but instead considered the cases individually

when viewing the statutory factors. Since the trial court did not err in considering



                                         -10-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


facts outside the records and did make findings pertaining to each specific case, the

first assignment of error is overruled.

                              Ineffective Assistance of Counsel

       {¶14} In the second assignment of error, Wilson claims that he was denied

the effective assistance of counsel. Wilson claims trial counsel was ineffective by

advising him to plead guilty rather than no contest so that he could properly raise

the competency finding on appeal.

       In evaluating whether a petitioner has been denied effective assistance
       of counsel, this court has held that the test is “whether the accused,
       under all the circumstances, . . . had a fair trial and substantial justice
       was done.” . . .

       When making that determination, a two-step process is usually
       employed. “First, there must be a determination as to whether there
       has been a substantial violation of any of defense counsel's essential
       duties to his client. Next, and analytically separate from the question
       of whether the defendant's Sixth Amendment rights were violated,
       there must be a determination as to whether the defense was
       prejudiced by counsel's ineffectiveness.” . . .

       On the issue of counsel's ineffectiveness, the petitioner has the burden
       of proof, since in Ohio a properly licensed attorney is presumably
       competent.

State v. Calhoun, 
1999-Ohio-102
 (internal citations omitted). “The failure to prove

either 1) a substantial violation or 2) prejudice caused by the violation makes it

unnecessary for a court to consider the other prong of the test.” State v. Walker,

2016-Ohio-3499, ¶ 20
 (3d Dist.). “To show prejudice, the defendant must show a

reasonable probability that, but for counsel's errors, the result of the proceeding

                                          -11-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


would have been different.” State v. Conway, 
2006-Ohio-2815
, ¶ 95. “The prejudice

inquiry, thus, focuses not only on outcome determination, but also on ‘whether the

result of the proceeding was fundamentally unfair or unreliable.’”            State v.

Montgomery, 
2016-Ohio-5487
, quoting Lockhart v. Fretwell, 
506 U.S. 364, 369

(1993).


          {¶15} Here, Wilson claims that counsel erred by having him plead guilty

rather than no contest, thus preventing him from appealing the trial court’s decision

finding him competent to stand trial. This Court has previously addressed this issue

in State v. Conley. 
2016-Ohio-8408
 (3d Dist.). In Conley, the appellant claimed that

his counsel was ineffective for failing to advise him to enter a no contest plea rather

than a guilty plea. The appellant claimed he was prejudiced by counsel’s error

because he could not raise the denial of his motion to suppress on appeal. This

Court held that for appellant to prevail, he was required to show that 1) the state

would have agreed to a no-contest plea on the same terms; 2) counsel failed to advise

that the no-contest plea would preserve the right to appeal while the guilty plea

would not; and 3) if the appellant had been so advised, appellant would have rejected

the plea offer. Id. at ¶ 12. Having found that the appellant in Conley did not

establish these facts, this Court overruled the claim. Id.

          {¶16} Similarly to the case in Conley, the record in this case does not

establish any of the required facts. There is no evidence in the record that the State

would have agreed to a no-contest plea on the same terms. A review of the change

                                         -12-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


of plea hearing indicates that Wilson was agreeing to enter pleas of guilty and the

State was agreeing to dismiss multiple charges in return for the guilty plea. At

another point, the trial court even indicated that the guilty plea was being entered

“in exchange” for a dismissal of a charge. Tr. 4. The plea agreements signed by

Wilson all contain statements that the dismissal of charges is based upon Wilson

entering a plea of guilty. The plea agreement also stated that Wilson understood he

was waiving the right to appeal the judgments of the trial court, except for the right

to appeal the sentence. The plea agreements show that Wilson received substantial

consideration for the plea as multiple charges were dismissed, thus reducing the

potential maximum sentences.

       {¶17} Additionally, the record does not contain any evidence that Wilson

was not advised that he would be losing his right to appeal the competency ruling

by entering a guilty plea in contradistinction to a no-contest plea. The Supreme

Court of Ohio has held that “it is impossible to determine whether [an] attorney was

ineffective in his representation of appellant where the allegations of ineffectiveness

are based on facts not appearing in the record.” State v. Cooperrider, 
4 Ohio St.3d 226, 228
 (1983). If a record is silent as to the advice provided by counsel when

discussing entering a plea agreement, an appellate court would be required to

examine facts outside the record to determine the competency of counsel’s advice.

State v. Jacobson, 
2003-Ohio-1201
 (4th Dist.). In a direct appeal, this court may

not consider matters outside the record. State v. Jones, 
2007-Ohio-5624
 (3d Dist.).

                                         -13-
Case Nos. 14-23-41, 14-23-44 and 14-24-13


Without more than a conclusory assertion on appeal, Wilson does not overcome the

presumption that counsel acted reasonably. Conley at ¶ 14. Thus, the record does

not support the contention that counsel was ineffective and the second assignment

of error is overruled.

       {¶18} Having found no prejudicial error in the particulars assigned and

argued, the judgments of the Court of Common Pleas of Union County is affirmed.

                                                            Judgments Affirmed

WALDICK and MILLER, J.J., concur.

/hls




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