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2024 Ohio 5580

State v. Britten

Ohio Court of Appeals

Decided November 27, 2024

Ohio Court of Appeals · decided 2024-11-27

COMPULSORY PROCESSES — CRIM.R. 11(C) — CRIM.R. 32.1 — PRESENTENCE MOTION TO WITHDRAW GUILTY PLEA: The trial court complied with Crim.R. 11(C) and properly informed defendant that he was waiving his right to compulsory process by entering guilty pleas where the court told defendant his attorney could obtain witnesses to testify on his behalf, the executed plea-waiver form indicated that defendant was waiving his right to subpoena witnesses, and defendant acknowledged during the plea colloquy that he had reviewed the plea-waiver form with counsel and understood it. The trial court did not abuse its discretion by denying defendant's motion to withdraw his guilty pleas where the defendant was not pressured or threatened to enter his pleas.

Relies on State v. Xie · State v. Ballard · 104 Ohio App. 3d 236 - State v. Fish

Decided 2024-11-27

[Cite as State v. Britten, 
2024-Ohio-5580
.]



                    IN THE COURT OF APPEALS
                FIRST APPELLATE DISTRICT OF OHIO
                    HAMILTON COUNTY, OHIO


 STATE OF OHIO,                               :   APPEAL NO.   C-240205
                                                  TRIAL NO.    B-2301974
       Plaintiff-Appellee,                    :

    vs.                                       :

 DAZZMUND BRITTEN,                            :        OPINION

       Defendant-Appellant.                   :



Criminal Appeal From: Hamilton County Court of Common Pleas

Judgment Appealed From Is: Affirmed

Date of Judgment Entry on Appeal: November 27, 2024



Melissa A. Powers, Hamilton County Prosecuting Attorney, and Sean M. Donovan,
Assistant Prosecuting Attorney, for Plaintiff-Appellee,

The Lewis Law Firm, Inc., LPA, and Cornelious “Carl” Lewis, for Defendant-Appellant.
[Cite as State v. Britten, 
2024-Ohio-5580
.]


WINKLER, Judge.

        {¶1}     Defendant-appellant Dazzmund Britten appeals the trial court’s

judgment convicting him, upon guilty pleas, of having a weapon while under a

disability and trafficking in cocaine. For the following reasons, we affirm.

                         I.    Factual and Procedural History

        {¶2} In April 2023, after a search of his apartment, Britten was arrested and

charged with drug and weapon offenses. He posted bond while awaiting trial. He

eventually entered into a plea agreement with the State where, in exchange for his

guilty pleas to trafficking in cocaine and having a weapon while under a disability, the

State agreed to dismiss the major-drug-offender (“MDO”) specification attached to the

trafficking offense as well as the drug-possession charge, which also included an MDO

specification, and other charges in an unrelated case. The parties also agreed to a

sentence of eight to ten-and-a-half years.

        {¶3} On December 5, 2023, the trial court conducted the Crim.R. 11(C) plea

colloquy. During the colloquy, the trial court informed Britten, as relevant to this

appeal, that “your attorney could obtain witnesses to testify on your behalf at trial, and

he could also cross-examine any witnesses that testified against. Do you understand

that?” Britten responded, “Yes.” Britten also executed a written plea-waiver form,

which stated that Britten understood that “by pleading guilty I give up my

constitutional rights to . . . have subpoenaed witnesses in my favor[.]” Finally, Britten

acknowledged that he was satisfied with his attorney and was entering the pleas upon

his own free will. After accepting his guilty pleas, the trial court continued the case for

sentencing to January 17, 2024, and Britten remained out on bond.

        {¶4} In early January 2024, Britten retained new trial counsel, who moved

to withdraw his guilty pleas under Crim.R. 32.1 and requested that the January 17
                 OHIO FIRST DISTRICT COURT OF APPEALS


sentencing date be vacated. In his motion, Britten contends that he was pressured into

accepting the plea agreement because he had been made to believe that he would have

been immediately “locked up” if he did not plead guilty.

       {¶5} On April 1, 2024, the trial court held a hearing on Britten’s motion to

withdraw his pleas. At the hearing, Britten testified that he was only given ten minutes

to decide whether to take the plea deal and was not given an opportunity to discuss the

decision with his family. Britten also testified that his attorney had told him that the

judge was going to lock him up that day if he did not accept the plea deal and, because

he had to pick up his son from daycare, he felt pressured into accepting the plea

agreement.

       {¶6} On cross-examination, the State asked Britten whether he remembered

that one week before he had entered his guilty pleas, he had been at court with his

former defense counsel when the State had been seeking to revoke Britten’s bond for

some “violations,” but that the State had agreed to hold off on pursuing its motion so

Britten could have a few days to consider the plea offer. Britten testified that he did

not remember that and stated that when he first learned of the plea offer defense

counsel took him aside and gave him only ten minutes to consider whether he should

accept the plea agreement. He did state that during this time, he also discussed with

counsel whether there was a possibility that the State would agree to a shorter prison

term, but his trial counsel had told him that this was the best deal he was going to get.

       {¶7}   The trial court denied the motion to withdraw his pleas, noting that at

the plea colloquy Britten had assured the court that he was entering the pleas under

his own free will and had not been threatened. The trial court then imposed the agreed

upon sentence. Britten now appeals, asserting two assignments of error.




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                 OHIO FIRST DISTRICT COURT OF APPEALS


                                   II.    Analysis

       {¶8} In his first assignment of error, Britten contends that his convictions

must be reversed because the trial court did not inform him of his right to compulsory

process. We are unpersuaded.

       {¶9} When a defendant enters a plea in a criminal case, the plea must be

made knowingly, intelligently, and voluntarily. In order for a plea to be knowingly,

intelligently, and voluntarily entered, a defendant must be “informed in a reasonable

manner at the time of entering his guilty plea of his rights to a trial by jury and to

confront his accusers, and his privilege against self-incrimination, and his right of

compulsory process for obtaining witnesses in his behalf.” State v. Ballard, 
66 Ohio St.2d 473, 478
 (1981); Crim.R. 11(C)(2)(c). A trial court must strictly comply with the

constitutional notifications contained in Crim.R. 11(C)(2)(c). Id. at ¶ 14, citing State v.

Green, 
2019-Ohio-1428, ¶ 3
 (1st Dist.).

       {¶10} To “strictly comply with the rule, the trial court must orally advise the

defendant, in a manner reasonably intelligible to that defendant, that the plea waives

the rights enumerated in the rule.” State v. Jones, 
2021-Ohio-1864, ¶ 17
, citing State

v. Miller, 
2020-Ohio-1420, ¶ 18-19
. With respect to compulsory process, it is sufficient

to explain this concept to a defendant if the court uses the phrase “compulsory

process” or explains to the defendant that he “has the right to subpoena witnesses” or

“summon and call witnesses.” State v. Senich, 
2003-Ohio-5082
, ¶ 31 (8th Dist.).

       {¶11} Britten argues here that the trial court only informed him that his

attorney “could obtain witnesses to testify on his behalf” and that this explanation was

insufficient to inform him of his constitutional right to compulsory process. But

Britten has not cited any cases where an Ohio court has held that this explanation was

insufficient.


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                    OHIO FIRST DISTRICT COURT OF APPEALS


       {¶12} In State v. Barker, 
2011-Ohio-4130
, the Ohio Supreme Court held that

where a trial court informs a defendant that he has the “right to call witnesses to speak

on your behalf,” the court has satisfied the mandate to explain the constitutional right

of compulsory process to the defendant. Id. at ¶ 16. In reaching this holding, the

Supreme Court noted that “a review of legal and standard dictionaries reveals that ‘to

call’ commonly means ‘to summon.’” Id. at ¶ 17. Further, the Barker court held that

“an alleged ambiguity during a Crim.R. 11 colloquy may be clarified by reference to

other portions of the record, including the written plea, in determining whether the

defendant was fully informed of the right in question.” Id. at ¶ 25. In Barker, the

written plea form stated that, “I understand by entering this plea I give up my right to

a jury trial or court trial, where I could see and have my attorney question witnesses

against me, and where I could use the power of the court to call witnesses to testify for

me.” Id. at ¶ 21.

       {¶13} Applying Barker to Britten’s case, we hold that Britten was properly

informed that he was waiving his right to compulsory process when he entered his

guilty pleas. Here, the trial court told Britten that his attorney “could obtain witnesses

to testify on his behalf.” A review of legal and standard dictionaries reveals that “to

obtain” means “to get, acquire, or secure.” See Websters New International

Dictionary (2d Ed. 1952), and Garner, Black’s Law Dictionary (Rev. 4th Ed. 1968).

While we recognize this language is not crystal clear in informing Britten that he is

waiving his right to subpoena witnesses to testify on his behalf at trial, it is enough to

demonstrate that the trial court was referring to the right to compulsory process or the

right to call witnesses to testify on Britten’s behalf. Because the trial court’s

explanation was ambiguous, we may look at other parts of the record to determine

whether Britton was informed that by entering guilty pleas, he was waiving his right


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                 OHIO FIRST DISTRICT COURT OF APPEALS


to subpoena witnesses. Here, the written plea-waiver form that Britton executed stated

that “by pleading guilty I give up my constitutional rights to . . . have subpoenaed

witnesses in my favor[.]”

       {¶14} Considering that Britten was told that his attorney could obtain

witnesses for him, his executed plea-waiver form indicated that he was waiving his

right to subpoena witnesses, and, during the plea colloquy, Britton acknowledged that

his counsel had reviewed the form with him and that he had understood it, we hold

that Britten was informed that he was waiving his right to compulsory process by

entering guilty pleas. Accordingly, the first assignment of error is overruled.

       {¶15} In his second assignment, Britton argues that the court erred by denying

his presentence motion to withdraw his guilty pleas.

       {¶16} Crim.R. 32.1, the rule governing a motion to withdraw a guilty plea,

provides, “A motion to withdraw a plea of guilty or no contest may be made only before

sentence is imposed; but to correct manifest injustice the court after sentence may set

aside the judgment of conviction and permit the defendant to withdraw his or her

plea.” Although a presentence motion to withdraw a guilty plea should be freely and

liberally granted, a defendant does not have an absolute right to withdraw a guilty plea

before sentence. State v. Xie, 
62 Ohio St.3d 521, 527
 (1992); State v. McCoy, 2023-

Ohio-361, ¶ 10 (1st Dist.). The decision whether to grant the motion lies within the trial

court’s discretion. Xie at paragraph two of the syllabus; State v. Sykes, 2007-Ohio-

3086, ¶ 5 (1st Dist.).

       {¶17} In State v. Zachary, 
2024-Ohio-422
 (1st Dist.), this court recently set

forth the factors to be considered when reviewing a trial court’s denial of a presentence

motion to withdraw a guilty plea. Those factors include:

       (1) whether the defendant was represented by highly competent


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                 OHIO FIRST DISTRICT COURT OF APPEALS


       counsel; (2) whether the defendant was afforded a complete Crim.R. 11

       hearing before entering the plea; (3) whether the trial court conducted

       a full and impartial hearing on the motion to withdraw the plea; (4)

       whether the trial court gave full and fair consideration to the motion;

       (5) whether the motion was made within a reasonable time; (6) whether

       the motion set out specific reasons for the withdrawal; (7) whether the

       defendant understood the nature of charges and the possible penalties;

       (8) whether the defendant was possibly not guilty of the changes or had

       a complete defense to the charges; and (9) whether the state would have

       been prejudiced by the withdrawal of the plea.

Id. at ¶ 6, citing State v. Fish, 
104 Ohio App.3d 236
 (1st Dist. 1995), overruled on other

grounds in State v. Sims, 
2017-Ohio-8379
 (1st Dist.).

       {¶18} These factors are not exhaustive, and a reviewing court may consider

other factors as dictated by the circumstances of the particular case. Id. at ¶ 7, citing

Fish at 240
. The ultimate question for the trial court is whether there is a “reasonable

and legitimate basis for the withdrawal of the plea.” 
Xie at 527
. Generally, a “change

of heart” is an insufficient justification for the withdrawal of a plea. 
Zachary at ¶ 16
;

State v. Conley, 
2021-Ohio-837, ¶ 16
 (1st Dist.).

       {¶19} After reviewing the factors present in this case, we hold that the trial

court did not abuse its discretion by denying Britten’s motion to withdraw his guilty

pleas. Although the State admitted at the hearing that it would not be prejudiced if the

pleas were withdrawn (factor 9), and the motion was made in a timely fashion (factor

5), we note that Britten did not argue that he was not guilty of the charged offenses or

that he had a defense to the charges to present (factor 8). Further, it was undisputed

that Britten had been represented by competent counsel at the plea hearing (factor 1)


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                   OHIO FIRST DISTRICT COURT OF APPEALS


and that he understood the nature of charges and the possible penalties (factor 7), he

was afforded a full Crim.R 11 hearing before entering his plea (factor 2), and a hearing

was held on his motion, where the trial court considered his arguments and testimony

(factor 3). The trial court simply did not believe that Britten felt pressured to enter his

guilty pleas and the record reflects that the court considered Britten’s request to

withdraw his pleas as more of a “change of heart.”

       {¶20} The second assignment of error is overruled.

                                III.    Conclusion

       {¶21} Having overruled both assignments of error, we affirm the judgment of

the trial court.

                                                                     Judgment affirmed.

BERGERON, P.J., and CROUSE, J., concur.

Please note:

The court has recorded its entry on the date of the release of this opinion.




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