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2024 Ohio 6105

State v. Harris

Ohio Court of Appeals

Decided December 31, 2024

Ohio Court of Appeals · decided 2024-12-31

The trial court did not err in refusing to deviate from the court of appeal's mandate on remand to resentence defendant pursuant to the Reagan Tokes Law to consider whether defendant had received ineffective assistance of counsel during plea negotiations.

Relies on Nolan v. Nolan · State ex rel. Crandall, Pheils & Wisniewski v. DeCessna · State v. Gilbert (Slip Opinion)

Decided 2024-12-31

[Cite as State v. Harris, 
2024-Ohio-6105
.]


                              IN THE COURT OF APPEALS OF OHIO

                                   TENTH APPELLATE DISTRICT


State of Ohio,                                      :

                 Plaintiff-Appellee,                :              No. 24AP-78
                                                                (C.P.C. No. 20CR-3034)
v.                                                  :
                                                               (REGULAR CALENDAR)
Terrence E. Harris,                                 :

                 Defendant-Appellant.               :



                                             D E C I S I O N

                                    Rendered on December 31, 2024


                 On brief: G. Gary Tyack, Prosecuting Attorney, and
                 Mark R. Wilson. Argued: Mark R. Wilson.

                 On brief: Carpenter Lipps LLP, Kort Gatterdam, and
                 Michael Rogers, for appellant. Argued: Michael Rogers.

                  APPEAL from the Franklin County Court of Common Pleas

JAMISON, J.
        {¶ 1} Defendant-appellant, Terrence E. Harris, appeals a judgment of the Franklin
County Court of Common Pleas that sentenced him to 9 to 13.5 years in prison for
aggravated burglary. For the following reasons, we affirm that judgment.

I. FACTS AND PROCEDURAL HISTORY
        {¶ 2} On July 7, 2020, Harris was indicted on three counts: (1) aggravated burglary,
a first-degree felony in violation of R.C. 2911.11; (2) felonious assault, a second-degree
felony in violation of R.C. 2903.11; and (3) kidnapping, a first-degree felony in violation of
R.C. 2905.01. Each count included a repeat violent offender specification pursuant to R.C.
2941.149(A). These offenses occurred when, during the early morning of June 24, 2020,
No. 24AP-78                                                                                  2


Harris allegedly kicked open the door of the apartment at which his on-again, off-again
girlfriend was staying, assaulted his girlfriend, and forced her to leave with him.
       {¶ 3} Prior to the start of trial, the plaintiff-appellee, State of Ohio, offered Harris
a plea bargain. The prosecutor explained to the trial court that the proposed plea included
“a joint recommendation from the parties that the defendant serve seven years … [for the
second-degree felony] felonious assault [count] and [a second-degree felony count of]
attempted kidnapping.” (Nov. 2, 2021 Tr. Vol. II at 221.) Harris “would also have a duty to
register as a violent offender for ten years.” 
Id.
 At the time the prosecutor described the
plea offer on the record, the offer remained open.
       {¶ 4} Defense counsel responded to the plea offer by saying that he and Harris had
“discussed it[,] including the possible maximums, the registration requirement, and the
fact they have a joint recommendation for seven years with credit for the approximately 15
months he’s done.” Id. at 222. Defense counsel then stated that Harris was “not persuaded”
by this discussion and “reject[ed] the offer.” Id.
       {¶ 5} Trial commenced immediately after Harris refused the plea bargain. On
November 4, 2021, the jury returned a verdict finding Harris guilty of aggravated burglary,
but not guilty of felonious assault and kidnapping. In a later, separate proceeding, the trial
court found Harris was a repeat violent offender.
       {¶ 6} The Reagan Tokes Law applied to Harris’s conviction for aggravated
burglary. See 2018 Am.Sub.S.B. No. 201, effective Mar. 22, 2019. Pursuant to the Reagan
Tokes Law, a sentencing court must impose an indefinite sentence consisting of a minimum
and a maximum prison term on offenders convicted of first- or second-degree felonies for
which life imprisonment is not an available sentence. State v. Hacker, 
173 Ohio St.3d 219
,
2023-Ohio-2535
, ¶ 7. However, at the sentencing hearing, the trial court declined to
sentence Harris under the Reagan Tokes Law because the trial court found it
unconstitutional. The trial court, therefore, sentenced Harris to a definite prison term of
nine years for the offense of aggravated burglary. The state objected to the trial court’s
determination that the Reagan Tokes Law was unconstitutional and its imposition of a
definite prison sentence.
       {¶ 7} On January 3, 2022, the trial court issued a judgment convicting Harris of
aggravated burglary and sentencing him to nine years in prison. Both Harris and the state
No. 24AP-78                                                                                  3


appealed the trial court’s January 3, 2022 judgment. See State v. Harris, 10th Dist. No.
21AP-678, 
2023-Ohio-3994
 (“Harris I”). While this court overruled each of Harris’s four
assignments of error, we sustained the state’s sole assignment of error, which challenged
the trial court’s failure to sentence Harris pursuant to the Reagan Tokes Law. During the
pendency of the appeal, the Supreme Court of Ohio had issued a decision finding the
Reagan Tokes Law was facially constitutional.         
Hacker at ¶ 41
.      We, consequently,
determined that “the definite sentence imposed by the trial court for the aggravated
burglary offense [was] contrary to law.” Harris I at ¶ 118. We vacated Harris’s nine-year
prison sentence, and we remanded the case to the trial court “for resentencing consistent
with the Reagan Tokes Law.” Id. at ¶ 4.
       {¶ 8} On remand, the trial court conducted a resentencing hearing. During that
hearing, Harris asked to address the court. Harris told the trial court that before he “lost
[at] trial,” he “didn’t understand the severity” of the possible sentence the trial court could
impose on him. (Jan. 3, 2024 Tr. at 4.) He “thought it was just going to be a set term of the
nine years. [He] didn’t realize it would be nine to such and such time.” Id. Consequently,
Harris asked that the trial court sentence him to six to nine years, if possible.
       {¶ 9} The trial court replied, “That’s not how that would work, though, actually,
sir[.] [S]o we are here on a resentencing for the indefinite sentencing that would run from
nine to thirteen and a half years just by operation of Ohio law. That’s where we are.” Id.
       {¶ 10} Harris then said he “would have just took the seven years as well if [he] had
kn[o]w[n] that it wasn’t just a flat time.” Id. The trial court asked Harris to clarify what he
meant. At that point, defense counsel interceded and told the trial court that when he and
his client were debating whether to accept the plea bargain, he told Harris “that this Court
would likely give a flat time sentence and that [Harris] would be sentenced to an unknown
amount of flat time, depending on how the trial worked out.” Id. at 5. Defense counsel then
stated, “Mr. Harris is now saying that had he known that this could be a possible indefinite
sentence[,] he would have accepted the seven-year sentence that was offered as part of the
plea bargain.” Id.
       {¶ 11} The trial court responded, “So … Mr. Harris’s position today is that he
would have accepted the plea bargain back then if he had known that there was some
possibility that the maximum that he was facing as a result of the conviction of this count
No. 24AP-78                                                                                  4


was nine to thirteen and a half years rather than some other number. Is that right?” Id. at
5-6. Harris answered, “Yes, sir.” Id. The trial court stated, “Well, that’s not an issue that’s
before me,” and then imposed a 9- to 13.5-year prison sentence on Harris. Id. The trial
court memorialized Harris’s sentence in a judgment entered January 5, 2024.

II. ASSIGNMENTS OF ERROR
       {¶ 12} Harris now appeals the January 5, 2024 judgment, and he assigns the
following errors:
              [1.] APPELLANT WAS DEPRIVED OF THE EFFECTIVE
              ASSISTANCE OF COUNSEL WHEN COUNSEL FAILED TO
              PROPERLY ADVISE HARRIS OF THE CONSEQUENCES OF
              REJECTING THE PLEA OFFER FOR A FLAT TIME
              SENTENCE. SAID ERROR DEPRIVED APPELLANT OF HIS
              STATE AND FEDERAL CONSTITUTIONAL RIGHTS TO
              THE EFFECTIVE ASSISTANCE OF COUNSEL AND TO A
              FAIR TRIAL.

              [2.] THE TRIAL COURT’S FAILURE TO HOLD AN
              EVIDENTIARY HEARING ON REMAND AS TO WHETHER
              HARRIS    UNDERSTOOD      THE NATURE     AND
              CONSEQUENCES OF ACCEPTING A PLEA DEAL VERSUS
              GOING TO TRIAL VIOLATED HIS RIGHT TO DUE
              PROCESS AND A FAIR TRIAL.

(Emphasis sic.)

III. LEGAL ANALYSIS
       {¶ 13} By his first assignment of error, Harris contends that he was deprived of
effective assistance of counsel when, during plea negotiations, his attorney failed to advise
him that the trial court could impose an indefinite sentence on him if he was convicted. By
his second assignment of error, Harris asserts that the trial court erred in not holding a
hearing to investigate whether there is evidence to support his claim for ineffective
assistance of counsel. We will address both of these assignments of error together because
they fail for the same reason: the trial court’s jurisdiction on remand was limited to
resentencing Harris pursuant to the Reagan Tokes Law.
       {¶ 14} In a criminal case, once a final judgment is issued pursuant to Crim.R. 32, the
trial court’s jurisdiction ends. State v. Gilbert, 
143 Ohio St.3d 150
, 
2014-Ohio-4562
, ¶ 9.
However, when a trial court’s judgment is reversed or affirmed on appeal, the appellate
No. 24AP-78                                                                                   5


court will issue a special mandate to the trial court for execution or further proceedings.
R.C. 2505.39. At that point, the trial court regains jurisdiction to carry out the mandate of
the appellate court. State ex rel. Mather v. Oda, 
174 Ohio St.3d 526
, 
2023-Ohio-3907, ¶ 19
.
The trial court “is bound by that appellate court’s mandate” and lacks the “authority to
extend or vary the mandate given.” Phoenix Lighting Group, L.L.C. v. Genlyte Thomas
Group, L.L.C., __ Ohio St.3d __, 
2024-Ohio-5729, ¶ 20
; accord State ex rel. AWMS Water
Solutions, L.L.C. v. Mertz, 
174 Ohio St.3d 401
, 
2024-Ohio-200, ¶ 19
 (“It is axiomatic that
an inferior court lacks jurisdiction to depart from a superior court’s mandate.”). The trial
court “ ‘may not consider the remanded case for any other purpose, may not give any other
or further relief, may not review for apparent error, and may not otherwise intermeddle
with it except to settle so much as has been remanded.’ ” State v. Maxwell, 10th Dist. No.
02AP-1271, 
2004-Ohio-5660, ¶ 13
, quoting State ex rel. Natl. Elec. Contrs. Assn. v. Ohio
Bur. of Emp. Servs., 10th Dist. No. 97APD07-895, 
1999 Ohio App. LEXIS 4231
 (Sept. 16,
1999), aff’d, 
88 Ohio St.3d 577
 (2000).
       {¶ 15} In this case, Harris wanted the trial court to exceed the boundaries of this
court’s mandate to it. Although Harris never explicitly asserted to the trial court that his
trial counsel was deficient, he raised the specter of ineffective assistance of counsel with his
allegations. During the resentencing hearing, Harris complained to the trial court that prior
to his conviction, he did not “understand the severity” of the possible sentence he could
face, and he stated that he “would have just took the seven[-]year” plea deal had he known
about the possibility of indefinite sentencing. (Jan. 3, 2024 Tr. at 4.) These allegations
suggest that Harris’s trial counsel may have provided Harris inadequate information about
sentencing during plea negotiations and that counsel’s deficient performance may have
prejudiced Harris.
       {¶ 16} However, as the trial court correctly determined, ineffective assistance of
counsel was “not an issue [] before” the court. Id. at 6. Given the parameters of this court’s
mandate in Harris I, the trial court only had the authority on remand to resentence Harris
consistent with the Reagan Tokes Law. The trial court, therefore, did not err in refusing to
consider or hold an evidentiary hearing on alleged ineffective assistance of counsel.
       {¶ 17} Harris, however, argues that the Supreme Court of Ohio’s decision in Hacker
constituted an extraordinary circumstance that justified the trial court’s deviation from this
No. 24AP-78                                                                               6


court’s mandate in Harris I. In so arguing, Harris relies on Nolan v. Nolan, 
11 Ohio St.3d 1
 (1984), syllabus, which held, “[a]bsent extraordinary circumstances, such as an
intervening decision by the Supreme Court, an inferior court has no discretion to disregard
the mandate of a superior court in a prior appeal in the same case.” (Emphasis added.)
This precedent creates an exception to the general rule. In accordance with Nolan, a trial
court may depart from an appellate court’s mandate if an intervening Supreme Court
decision “ ‘states a rule of law in conflict with the earlier mandate.’ ” Rummelhoff v.
Rummelhoff, 1st Dist. No. C-210112, 
2022-Ohio-1224
, ¶ 10, quoting Clements v. Ohio Hosp.
Ins. Co., 5th Dist. No. 2004 CA00265, 
2005-Ohio-1956, ¶ 32
; accord State ex rel. Crandall,
Pheils & Wisniewski v. DeCessna, 
73 Ohio St.3d 180, 183
 (1995) (“[A]n example of an
extraordinary circumstance … is an intervening Supreme Court case that states a rule of
law in conflict with the mandate.”).
       {¶ 18} Here, the Hacker decision does not qualify as an intervening decision of the
Supreme Court. First, the Supreme Court decided Hacker before we decided Harris I, so
Hacker did not intervene between the time we issued the mandate of Harris I and the trial
court resentenced Harris. Second, the Hacker decision is consistent with our mandate in
Harris I. Indeed, we followed and applied Hacker when vacating the definite sentence the
trial court first imposed on Harris and remanding the case for a resentencing under the
Reagan Tokes Law. See Harris I, 
2023-Ohio-3994, at ¶ 118
. The advent of the Hacker
decision, therefore, does not constitute an extraordinary circumstance that warrants a
divergence from the mandate in Harris I.
       {¶ 19} Appellate courts, as courts of review, generally do not rule on arguments not
decided in the first instance by the trial court. State v. R.L.W., 10th Dist. No. 23AP-209,
2024-Ohio-1249, ¶ 15
; State v. Rickard, 6th Dist. No. WD-19-030, 
2020-Ohio-294, ¶ 16
;
State v. Aguilar, 9th Dist. No. 14AP0012, 
2014-Ohio-5777, ¶ 7
. In this appeal, we can only
review whether the trial court erred in the sole matter it had the authority to decide:
resentencing Harris pursuant to the Reagan Tokes Law. As a court of appeals, we cannot
review Harris’s ineffective assistance of counsel argument because the trial court could not
consider or rule upon it. Accordingly, we dismiss Harris’s first assignment of error.
       {¶ 20} By his second assignment of error, Harris argues that the trial court erred in
not holding an evidentiary hearing on his claim for ineffective assistance of counsel. As we
No. 24AP-78                                                                              7


stated above, the trial court did not err in failing to hold such a hearing. Based upon the
mandate of Harris I, a hearing regarding ineffective assistance of counsel was outside of
the scope of the remand. Accordingly, we overrule Harris’s second assignment of error.

V. CONCLUSION
       {¶ 21} For the foregoing reasons, we dismiss the first assignment of error, and we
overrule the second assignment of error. We affirm the judgment of the Franklin County
Court of Common Pleas.
                                                                      Judgment affirmed.
                         DORRIAN and EDELSTEIN, JJ., concur.
                                   _____________

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