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2025 Ohio 363

State v. Gray

Ohio Court of Appeals

Decided February 5, 2025

Ohio Court of Appeals · decided 2025-02-05

R.C. 2953.21, postconviction relief, affidavit, Not Guilty by Reason of Insanity ("NGRI") evaluation, ineffective assistance of counsel, findings of fact and conclusions of law

Relies on State v. Calhoun · State v. Mapson

Decided 2025-02-05

[Cite as State v. Gray, 
2025-Ohio-363
.]


STATE OF OHIO                     )                   IN THE COURT OF APPEALS
                                  )ss:                NINTH JUDICIAL DISTRICT
COUNTY OF SUMMIT                  )

STATE OF OHIO                                         C.A. No.      31184

         Appellee

         v.                                           APPEAL FROM JUDGMENT
                                                      ENTERED IN THE
ALMA R. GRAY                                          COURT OF COMMON PLEAS
                                                      COUNTY OF SUMMIT, OHIO
         Appellant                                    CASE No.   CR-2019-05-1509

                                  DECISION AND JOURNAL ENTRY

Dated: February 5, 2025



         FLAGG LANZINGER, Presiding Judge.

         {¶1}    Alma Gray appeals from the judgment of the Summit County Court of Common

Pleas.    For the following reasons, this Court reverses and remands the matter for further

proceedings consistent with this decision.

                                                 I.

         {¶2}    A grand jury indicted Gray on one count of felonious assault with an accompanying

firearm specification, and one count of endangering children. Gray, through counsel, pleaded not

guilty by reason of insanity (“NGRI”) and requested an NGRI evaluation. The trial court ordered

an NGRI evaluation, but Gray did not stipulate as to the results. Gray requested a second NGRI

evaluation, which the trial court ordered. Gray did not stipulate as to the results of the second

evaluation. Gray then informed the trial court that she intended to undergo a third NGRI evaluation

at her own expense. The record does not indicate whether Gray underwent a third NGRI

evaluation.
                                                  2


       {¶3}    The trial court set the matter for trial. Gray later withdrew her plea of NGRI and

pleaded guilty.   Upon the request of the prosecutor, the trial court dismissed the firearm

specification and the count for endangering children. The trial court then sentenced Gray to an

indefinite prison term of four to six years on the count for felonious assault. Gray appealed the

trial court’s decision to this Court, but ultimately voluntarily dismissed the appeal.

       {¶4}    Several months later, Gray filed a pro se “Petition to Vacate or Set Aside Judgment

of Conviction or Sentence” and requested an evidentiary hearing. Gray also moved the trial court

for order appointing counsel. In her pro se petition, Gray raised over a dozen constitutional claims,

including that she was deprived of her Sixth Amendment right to counsel because her trial counsel

rendered ineffective assistance.

       {¶5}    Gray later retained counsel who filed an “Amended Petition to Vacate or Set Aside

Judgment of Conviction and Sentence” and requested an evidentiary hearing. In her amended

petition, Gray argued that she was deprived of her right to counsel because her trial counsel: (1)

failed to properly advise her on whether to accept the State’s plea offer; and (2) failed to ensure

that the defense’s mental health expert would be available for trial. As a result, Gray claimed that

her guilty plea was not knowingly, voluntarily, or intelligently made.

       {¶6}    Gray attached an affidavit in support of her amended petition. In it, Gray averred

that her trial counsel informed her prior to the trial date that the State was offering a one-year

agreed sentence in exchange for her a guilty plea. Gray averred that her trial counsel advised her

to reject the plea offer because the anticipated testimony from the defense’s mental health expert

would ensure a verdict of not guilty. Gray averred that, after rejecting the State’s plea offer, her

trial counsel informed her that the mental health expert was no longer available to testify at trial.

Gray averred that she pleaded guilty based on this information. Gray averred that she would have
                                                   3


accepted the State’s plea offer had she known the mental health expert would not be available for

trial. Consequently, Gray concluded that her trial counsel rendered ineffective assistance, which

resulted in her guilty plea not being knowingly, voluntarily, or intelligently made.

          {¶7}   The State opposed Gray’s pro se petition and her amended petition. The State

argued, in part, that the State did not offer—nor could it have offered—an agreed one-year prison

sentence because the minimum prison sentence for the charge of felonious assault was two years.

In support of its position, the State attached an affidavit from a supervising prosecutor who averred

that she did not—and would not—approve an agreed one-year prison sentence in Gray’s case.

          {¶8}     The trial court denied Gray’s petitions without holding an evidentiary hearing.

The trial set forth its reasoning as follows:

          The Court finds that Defendant has failed to meet the standard set forth in R.C.
          2953.21. The Court finds that Defendant’s affidavit is insufficient to raise an issue
          for a hearing in this matter and that the evidence submitted by the State belies
          Defendant’s affidavit. Further significant, the Court finds no merit in Defendant’s
          arguments related to the insanity defense. Under the circumstances presented, the
          Court finds good cause to deny Defendant’s Petitions to Vacate or Set Aside
          Judgment.

Gray now appeals the trial court’s judgment, raising two assignments of error for this Court’s

review.

                                    ASSIGNMENT OF ERROR I

          THE TRIAL COURT ABUSED ITS DISCRETION IN DENYING
          APPELLANT’S PETITION TO VACATE OR SET ASIDE JUDGMENT OF
          CONVICTION AND SENTENCE WITHOUT GRANTING AN EVIDENTIARY
          HEARING, BECAUSE THE TRIAL COURT’S FINDINGS OF FACT WERE
          NOT SUPPORTED BY COMPETENT, CREDIBLE EVIDENCE, IN
          VIOLATION OF APPELLANT’S RIGHT TO COUNSEL UNDER THE SIXTH
          AND FOURTEENTH AMENDMENTS TO THE UNITED STATES
          CONSTITUTION AND ARTICLE I, SECTION 10 OF THE OHIO
          CONSTITUTION.
                                                  4


       {¶9}    In her first assignment of error, Gray argues that the trial court abused its discretion

when it denied her petitions for postconviction relief because the trial court’s “nearly nonexistent”

findings of fact were not supported by competent, credible evidence. Gray also argues that the

trial court erred by not holding an evidentiary hearing on her petitions. For the following reasons,

this Court sustains Gray’s first assignment of error.

       {¶10} “If a trial court dismisses a petition for post-conviction relief, ‘it shall make and file

findings of fact and conclusions of law with respect to such dismissal.’” State v. Meyerson, 2023-

Ohio-708, ¶ 41 (9th Dist.), quoting R.C. 2953.21(D). “This requirement is necessary ‘to apprise

petitioner of the grounds for the judgment of the trial court and to enable the appellate courts to

properly determine appeals in such a cause.’” Meyerson at ¶ 41, quoting State v. Calhoun, 
86 Ohio St.3d 279, 291
 (1999).

       {¶11} As the Ohio Supreme Court has explained, a “trial court need not discuss every

issue raised by appellant or engage in an elaborate and lengthy discussion in its findings of fact

and conclusions of law.” 
Calhoun at 291
. Rather, a trial court “issues proper findings of fact and

conclusions of law where such findings are comprehensive and pertinent to the issues presented,

where the findings demonstrate the basis for the decision by the trial court, and where the findings

are supported by the evidence.” 
Id. at 292
. Relatedly, if a trial court discounts the credibility of

an affidavit when reviewing a petition for postconviction relief, the trial court “should include an

explanation of its basis for doing so in its findings of fact and conclusions of law, in order that

meaningful appellate review may occur.” 
Calhoun at 285
.

       {¶12} As noted above, the trial court denied Gray’s petitions for postconviction relief

without holding an evidentiary hearing. The trial court explained its reasoning as follows:

       The Court finds that Defendant has failed to meet the standard set forth in R.C.
       2953.21. The Court finds that Defendant’s affidavit is insufficient to raise an issue
                                                  5


       for a hearing in this matter and that the evidence submitted by the State belies
       Defendant’s affidavit. Further significant, the Court finds no merit in Defendant’s
       arguments related to the insanity defense. Under the circumstances presented, the
       Court finds good cause to deny Defendant’s Petitions to Vacate or Set Aside
       Judgment.

       {¶13} This Court concludes that the trial court’s findings of fact and conclusions of law

were not “sufficiently comprehensive and pertinent to the issue to form a basis upon which the

evidence supports the conclusion.” 
Calhoun at 291-292
. In particular, the trial court offered no

explanation as to why it found Gray’s affidavit “insufficient[,]” nor as to how the State’s affidavit

“belie[d]” Gray’s affidavit.    See 
Calhoun at 285
.       Additionally, the trial court offered no

explanation as to why it found “no merit” in Gray’s arguments related to her NGRI defense.

Simply put, the conclusory nature of the trial court’s findings of fact and conclusions of law

precludes this Court from conducting a meaningful appellate review. See id.; State v. Evans, 2012-

Ohio-1120, ¶ 7 (9th Dist.), quoting State v. Mapson, 
1 Ohio St.3d 217, 219
 (1982) (“[T]he failure

of a trial judge to make the requisite findings prevents any meaningful judicial review, for it is the

findings and the conclusions which an appellate court reviews for error.”). Consequently, this

Court reverses the judgment of the trial court and remands the matter for the trial court to issue

findings of fact and conclusions of law in compliance with R.C. 2953.21. See State v. Cepec,

2024-Ohio-1412, ¶ 13
 (9th Dist.). Gray’s first assignment of error is sustained.

                                  ASSIGNMENT OF ERROR II

       THE TRIAL COURT ABUSED ITS DISCRETION IN DENYING
       APPELLANT’S PETITION TO VACATE OR SET ASIDE JUDGMENT OF
       CONVICTION AND SENTENCE WITHOUT GRANTING AN EVIDENTIARY
       HEARING, BECAUSE THE TRIAL COURT ERRED IN DETERMINING
       THAT APPELLANT HAD NOT ALLEGED SUFFICIENT OPERATIVE FACTS
       THAT WOULD ESTABLISH THE SUBSTANTIVE GROUNDS FOR RELIEF,
       IN VIOLATION OF APPELLANT’S RIGHT TO COUNSEL UNDER THE
       SIXTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES
       CONSTITUTION AND ARTICLE I, SECTION 10 OF THE OHIO
       CONSTITUTION.
                                                 6



       {¶14} In light of this Court’s disposition of Gray’s first assignment of error, Gray’s second

assignment of error is overruled on the basis that it is moot. See App.R. 12(A)(1)(c).

                                                III.

       {¶15} Gray’s first assignment of error is sustained. Gray’s second assignment of error is

overruled. The judgment of the Summit County Court of Common Pleas is reversed and the cause

is remanded for further proceedings consistent with this decision.

                                                                               Judgment reversed,
                                                                              and cause remanded.




       There were reasonable grounds for this appeal.

       We order that a special mandate issue out of this Court, directing the Court of Common

Pleas, County of Summit, State of Ohio, to carry this judgment into execution. A certified copy

of this journal entry shall constitute the mandate, pursuant to App.R. 27.

       Immediately upon the filing hereof, this document shall constitute the journal entry of

judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period

for review shall begin to run. App.R. 22(C). The Clerk of the Court of Appeals is instructed to

mail a notice of entry of this judgment to the parties and to make a notation of the mailing in the

docket, pursuant to App.R. 30.

       Costs taxed to Appellee.




                                                       JILL FLAGG LANZINGER
                                                       FOR THE COURT
                                           7



CARR, J.
STEVENSON, J.
CONCUR.


APPEARANCES:

BRIAN A. SMITH, Attorney at Law, for Appellant.

ELLIOT KOLKOVICH, Prosecuting Attorney, and C. RICHLEY RALEY, JR., Assistant
Prosecuting Attorney, for Appellee.

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