[Cite as State v. Phillips,
2025-Ohio-4555.]
IN THE COURT OF APPEALS OF OHIO
TENTH APPELLATE DISTRICT
State of Ohio, :
Plaintiff-Appellee, :
No. 23AP-582
v. : (C.P.C. No. 21CR-2357)
Antoine D. Phillips, : (REGULAR CALENDAR)
Defendant-Appellant. :
D E C I S I O N
Rendered on September 30, 2025
On brief: [Shayla D. Favor], Prosecuting Attorney, and
Seth L. Gilbert, for appellee. Argued: Seth L. Gilbert.
On brief: Carpenter Lipps LLP, Kort Gatterdam, and
Michael Rogers, for appellant. Argued: Kort Gatterdam.
APPEAL from the Franklin County Court of Common Pleas
BOGGS, J.
{¶ 1} Defendant-appellant, Antoine D. Phillips, appeals a judgment of conviction
and sentence for felony murder and kidnapping, following a jury trial in the Franklin
County Court of Common Pleas. For the following reasons, we affirm the trial court’s
judgment.
I. FACTS AND PROCEDURAL BACKGROUND
{¶ 2} Phillips was indicted in June 2021 for felony murder in violation of R.C.
2903.02, kidnapping in violation of R.C. 2905.01, and domestic violence in violation of R.C.
2919.25, all arising out of activity that occurred on May 18, 2021, near the intersection of
Morse Road and Westerville Road in Franklin County. The victim named in each count of
the indictment is J.F., with whom Phillips had been in a romantic relationship for about
two years. Phillips’s first trial ended in a mistrial.
No. 23AP-582 2
{¶ 3} A second trial commenced on August 14, 2023. The state’s theory of the case
was that Phillips chased J.F. across Westerville Road, knocked her to the ground, struck
her repeatedly, dragged her back into the middle of the street, continued to strike her, and
then left her in the street, where she was run over by multiple vehicles, as Phillips walked
away. The state presented testimony from eight witnesses.
A. The state’s evidence
{¶ 4} Before calling witnesses with knowledge of the events that occurred on
May 18, 2021, the state first called J.F.’s father, who described J.F.’s relationship with
Phillips and J.F.’s struggles with drug addiction.
{¶ 5} The state’s next witnesses were present at or near the scene of J.F.’s death, at
or just after the time of the events that formed the basis for the alleged offenses. Stefanie
Reed was driving northbound on Westerville Road, just north of Morse Road, around
midnight on May 18, 2021, when the car in front of her stopped. Reed observed a woman,
being chased by a man, run past and behind her car into a parking lot, where the man
grabbed her. Reed stated it looked like the man was going to swing on the woman. Reed
could hear the man and woman yelling at each other, but she could not make out what they
were saying. Once they were off the road, Reed “took off” and called 911 to report a couple
arguing in the street.
{¶ 6} Ethan Friend was driving southbound on Westerville Road around midnight
on May 18, 2021. As he passed a car that had stopped in the right-hand lane, Friend hit
what he thought was a bad pothole. He testified, “as I was going through the [Morse Road]
intersection, my car just stopped being able to accelerate, so I scooted into the Circle K,
parked and got out.” Id. at 269. He called 911 after seeing what he later learned to be
human remains on his vehicle.
{¶ 7} Shortly before midnight on May 18, 2021, Philip Booth was driving south on
Westerville Road toward Morse Road when he saw in his headlights a body lying face down
in the road; before he could react, he drove over the body. Booth pulled into the Speedway
gas station on the northwest corner of Morse and Westerville Roads and called 911. He
testified that the police arrived within minutes of his call. According to Booth, at least one
other person who hit the body also pulled into the Speedway parking lot.
No. 23AP-582 3
{¶ 8} Rachel Otis, who lives at the intersection of Westerville Road and Bennington
Avenue, just north of Morse Road, was awakened on May 18, 2021 by people arguing on
Westerville Road. She heard a man say, “You need to quit or I’m going to put my hands on
you.” Id. at 306; see also, id. at 319-320. When she then heard a woman screaming “ ‘Help
me,’ ” Otis and one of her sons went onto her back deck to see what was happening. Id. at
301. Otis saw a male silhouette through her fence and heard a male voice whisper, “ ‘Babe,
babe.’ ” Id. Within a few minutes, Otis heard what she thought was a car crash. Otis and
her son ran through the house and, joined by another of her sons, exited the front door
toward the corner, to see where the crash was. Otis could only see some debris on
Westerville Road. She later clarified that the “debris” was a “body that was getting run
over.” She claimed at least ten cars ran over the body. Otis (or her son) called 911.
{¶ 9} Lieutenant Joshua Retherford, then a Detective with the Blendon Township
Police Department, responded to the scene of these events at approximately 2:30 a.m. on
March 19, 2021. By the time he arrived, other law-enforcement personnel had completely
closed the road, marked the area with crime scene tape, and covered a body lying in the
street with a white sheet. Lt. Retherford obtained video surveillance from a used
automobile dealership on Westerville Road, between Morse Road and Bennington Avenue,
which was played for the jury. The surveillance video presents an east-facing view, across
Westerville Road from the auto dealership. Over objection, Lt. Retherford stated that the
video shows “two individuals, one running from another,” and “someone being beat up and
laid in the middle of the roadway.” (Aug. 17, 2023 Tr. Vol. 3 at 335.)
{¶ 10} There was a preliminary identification of the victim at the scene, and the
coroner’s office later fully identified the victim as J.F. Based on the information he gathered
at the scene, Lt. Retherford determined Phillips to be a suspect. At some point, Lt.
Retherford spoke with Phillips’s mother, who resided on Bennington Road, five or six
houses from Westerville Road.
{¶ 11} Lt. Retherford filed a warrant for Phillips’s arrest, but he was unable to
interview Phillips until June 1, 2021. A redacted body-cam video of that interview was
played for the jury. During his interview with Lt. Retherford, Phillips confirmed that he
and J.F. were the individuals visible in a photograph from surveillance video taken at the
No. 23AP-582 4
Speedway station and in surveillance video from the used automobile dealership located
north of the Speedway on Westerville Road.
{¶ 12} Phillips initially told Lt. Retherford that he left J.F. at the Speedway station
and walked to his mother’s house. He indicated that J.F. had threatened to commit suicide
and had walked into the street that evening and that he had begged her to get out of the
street before he walked away. When confronted with the surveillance video, Phillips
acknowledged that he and J.F. remained together after he walked north from the Speedway
station. Phillips denied hitting J.F. or dragging her into the road, denied that J.F. screamed
for help, and stated that the surveillance video simply showed him grabbing J.F.’s bag. He
claimed that J.F. was in the street, trying to commit suicide, and that he was trying to
protect her by waving at cars to get out of the way. Phillips told Lt. Retherford that his
intention was to take J.F.’s bag to retrieve his belongings from it. The surveillance video
unequivocally shows Phillips walking away from J.F.’s unmoving body in the southbound
lanes of Westerville Road, where she remained for about 90 seconds until she was hit the
first time. Phillips denied hearing a crash. He claimed he first learned that J.F. had been
run over the next morning.
{¶ 13} Special Agent Chad Holcomb of the Ohio Bureau of Criminal Investigation
began processing the scene around 3:30 a.m. He took photographs of the scene, including
several vehicles that had run over J.F.’s body, and he collected evidence, including J.F.’s
personal belongings. He created a diagram identifying the approximate place where J.F.
was initially struck and where her body ultimately came to rest, 1010 feet away, based on
bloodstains on the road. Holcomb remembered this case because of how gruesome it was.
{¶ 14} The state’s final witness was Dr. Maneesha Pandey, an employee of the
Franklin County Forensic Science Center, who performed an autopsy on J.F. on May 20,
2021. Dr. Pandey determined the cause of J.F.’s death was multiple blunt force trauma and
that the manner of death was homicide. Dr. Pandey relied on investigative information
supplied by Blendon Township in determining homicide as the manner of J.F.’s death. As
part of her testimony, Dr. Pandey identified 11 photographs taken at the time of J.F.’s
autopsy.
No. 23AP-582 5
B. Discussion of Phillips’s right to testify
{¶ 15} After the state rested its case, the trial court addressed Phillips about “one of
the questions [he] had about taking the stand.” Tr. Vol. 3 at 481. At the outset, the court
advised Phillips of both his “constitutional right to remain silent” and his “constitutional
right to defend [him]self and testify.” Id. at 482. The court continued:
But you got to understand a few things, once you opt to testify,
once you get on that stand, you can’t call a time out, I don’t want
to testify anymore, you’re stuck. Okay. So if it’s getting bad up
there for you, you can’t just say, no, no, no, I don’t want to deal
with it anymore. You understand that you are up there for
good?
Id.
{¶ 16} Phillips then inquired about the types of questions he would be asked if he
were to testify. He stated, “I don’t want to just say yes or no. So my question is . . . am I
directed to yes or no questions[?]” Id. The trial court explained the distinction between
direct- and cross-examination and stated that Phillips’s counsel would ask him open-ended
questions but that prosecutors could ask leading questions on cross-examination:
The structure of the questions follow[s] the Rules of Evidence.
[Your attorney] has to ask open-ended questions, [the
prosecutor] can ask leading questions. Okay. And if it gets hot
on the stand, and I don't know -- I just hear what I hear in here.
Okay. I haven’t talked to you on the side or anything else like
that, okay, but you got to take into some considerations there
because they can be as aggressive as all get out on you, and you
will kind of have to take it. . . . I mean, it’s a tough choice for
you.
Id. at 483-484. Counsel for both Phillips and the state confirmed that the trial judge’s
explanation was correct.
{¶ 17} When Phillips asked what the judge meant by “aggressive,” the judge
continued:
Well, they can start going in there about you are on the stand
so they can -- they can ask you questions about any felonies you
have in the last 10 years for purpose of impeachment, they can
ask questions about various other things. I have known people
to get up there and just rock that podium and tear into you.
Okay. That is one of the things you face. The more dangerous
approach is, they take you down the road and then cut you up.
No. 23AP-582 6
That is most -- you won’t see it coming and all of a sudden you
are knee deep in trouble and [your attorney] is over there
praying he can pull a miracle. But they don’t have to necessarily
be mean on you to take you down that path. I was very good at
what we call the slow screw. I take you down the path and then
chop you up. And you’ve had the video played. You’ve got that
out there. You know, so the jury has been listening to both --
they will listen to both. But they can be aggressive with you.
Now, do I allow them to come up here and get in your face, no,
but they can sure sit back on that podium and in short of saying
something bad about your mom, they can get real after you,
okay, you know.
. . . You know, sometimes as a criminal defense lawyer your
wors[t] witness is your client, because they get up there and
they h[em] and h[aw].
[G]enerally speaking, I would tell my clients from day one, we
need an understanding. You and I would have went through
what it’s like to sit up there on the stand, some of the questions
you face, and generally after they went through that, they would
sit there instead of saying I can beat that, they knew they might
be in trouble.
[Your attorney] is invested in this case like you’re invested in
this case, his reputation on the line as a trial lawyer, but clients
can be difficult sometimes. And I’m not trying to be judgmental
here at all. At times on the tape you were scattering around a
bit, okay, and you got double tracked a couple times, you can’t
afford to do that on the stand. So you need to decide whether
or not you are going to do it.
Id. at 484-487. The court then recessed for the evening before asking Phillips whether he
would testify.
{¶ 18} The next morning, the court revisited the question of Phillips’s right to testify
and informed him that exercising his right to testify would waive his constitutional right to
remain silent. Phillips stated that he understood. The court also stated:
My bailiff thought I was being a little aggressive with you
[yesterday]. Understand this is completely your decision. I was
just trying to give you the various aspects around you that you
had to take into consideration. I'm not telling you one way or
the other what you should do; do you understand that?
No. 23AP-582 7
(Aug. 17, 2023 Tr. Vol 4 at 498.) Phillips responded affirmatively. Before bringing the jury
into the courtroom, the judge asked:
THE COURT: Do you want to testify today?
(No response.)
You sure? You have the right to get up on the stand and defend
yourself, but you also have the right to remain silent and it can’t
be used against you. I will specifically instruct them that they
can’t consider your silence for any purpose.
Id. at 501. Phillips responded, “No.” Id. The trial court then denied Phillips’s Crim.R. 29
motion for acquittal, and the defense rested without calling any witnesses.
C. The verdict and sentence
{¶ 19} The jury found Phillips guilty of felony murder and kidnapping, but not guilty
of domestic violence. The parties agreed that the felony murder and kidnapping counts
merged for sentencing purposes, and the trial court sentenced Phillips on the felony murder
count to 15 years to life in prison, consecutive to the sentences imposed in case Nos. 20CR-
4710 and 20CR-5319.
II. ASSIGNMENTS OF ERROR
{¶ 20} Phillips raises six assignments of error on appeal for this court’s review:
[1.] APPELLANT WAS DEPRIVED OF THE RIGHT TO
TESTIFY ON HIS OWN BEHALF IN VIOLATION OF
APPELLANT’S RIGHTS UNDER THE FIFTH, SIXTH AND
FOURTEENTH AMENDMENTS TO THE UNITED STATES
CONSTITUTION, AND ARTICLE I, SECTION 10 OF THE
OHIO CONSTITUTION, CONSTITUTING STRUCTURAL
ERROR.
[2.] THE TRIAL COURT ABUSED ITS DISCRETION AND
DENIED APPELLANT A FAIR TRIAL AND DUE PROCESS BY
ADMITTING REPETITIVE, GRUESOME PHOTOGRAPHS
OF THE DECEASED AND ALLOWING REPEATED
REFERENCES TO THE GORY NATURE OF THE CRIME
SCENE.
[3.] THE TRIAL COURT VIOLATED APPELLANT’S RIGHTS
TO DUE PROCESS AND A FAIR TRIAL WHEN IT REFUSED
TO INSTRUCT THE JURY ON THE INFERIOR OFFENSES
OF INVOLUNTARY MANSLAUGHTER AND UNLAWFUL
RESTRAINT IN VIOLATION OF OHIO LAW.
No. 23AP-582 8
[4.] THE TRIAL COURT ERRED AND ABUSED ITS
DISCRETION IN INSTRUCTING THE JURY ON
CONSCIOUSNESS OF GUILT DEPRIVING APPELLANT OF
DUE PROCESS AND A FAIR TRIAL AND VIOLATED HIS
STATE AND FEDERAL CONSTITUTIONAL PRIVILEGE
AGAINST SELF INCRIMINATION.
[5.] THE TRIAL COURT ERRED IN ALLOWING LAY
OPINION TESTIMONY FROM THE LEAD DETECTIVE ON
MATTERS [OF] WHICH HE LACKED PERSONAL
KNOWLEDGE. SAID ERROR DEPRIVED APPELLANT OF
DUE PROCESS AND A FAIR TRIAL.
[6.] THE TRIAL COURT VIOLATED APPELLANT’S RIGHTS
TO DUE PROCESS AND A FAIR TRIAL WHEN IT ENTERED
A JUDGMENT OF CONVICTION BASED ON INSUFFICIENT
EVIDENCE AND AGAINST THE MANIFEST WEIGHT OF
THE EVIDENCE IN VIOLATION OF APPELLANT’S RIGHTS
UNDER THE UNITED STATES AND OHIO
CONSTITUTIONS.
(Appellant’s Brief at viii-ix.)
III. ANALYSIS
A. Assignment of error No. 1
{¶ 21} In his first assignment of error, Phillips maintains that the trial court
committed structural error by improperly coercing him into not testifying, thereby denying
his fundamental right to testify in his own defense. The state disputes Phillips’s
characterization of a violation of a defendant’s right to testify as structural error, noting that
neither the United States Supreme Court nor the Supreme Court of Ohio has squarely
determined such an error to be structural. The state further argues that, even if the
violation of a defendant’s right to testify were structural error, Phillips forfeited all but plain
error by not raising it in the trial court. Finally, the state maintains that Phillips fails to
establish entitlement to relief under a plain-error analysis.
1. The right to testify
{¶ 22} A criminal defendant has a fundamental right to testify in his or her own
defense. Rock v. Arkansas, 483 U.S. 44, 49 (1987); State v. Bey,
85 Ohio St.3d 487, 499
(1999). Departing from the historic common-law view, the United States Supreme Court
stated in Rock, “At this point in the development of our adversary system, it cannot
be doubted that a defendant in a criminal case has the right to take the witness stand and
No. 23AP-582 9
to testify in his or her own defense.”
Rock at 49. That right derives from “several provisions
in the [United States] Constitution,” including the Fifth Amendment’s guarantee against
compelled testimony, the Compulsory Process Clause of the Sixth Amendment, and the
Fourteenth Amendment’s guarantee of due process.
Id. at 51. A defendant’s decision
whether to testify “ ‘is an important tactical decision as well as a matter of constitutional
right.’ ”
Bey at 499, quoting Brooks v. Tennessee,
406 U.S. 605, 601 (1972). And it is a
decision that is reserved solely for the defendant. McCoy v. Louisiana,
584 U.S. 414, 422
(2018), citing Jones v. Barnes,
463 U.S. 745, 751 (1983);
Bey at 499.
{¶ 23} As with other constitutional rights, a criminal defendant may forfeit or waive
the right to testify. A defendant in a criminal case forfeits a constitutional right by failing
to timely assert it before a tribunal having jurisdiction to determine it. United States v.
Olano, 507 U.S. 725, 731 (1993), citing Yakus v. United States,
321 U.S. 414, 444 (1944).
Exercise of the “ ‘constitutional right to testify is contingent upon a timely demand by the
defendant’ ” to testify. State v. Smith,
2023-Ohio-1533, ¶ 14 (11th Dist.), quoting State v.
Stewart,
2002-Ohio-3842, ¶ 53 (11th Dist.); see also State v. Brock,
2009-Ohio-4590, ¶ 14
(6th Dist.) (presuming waiver of the right when the record did not indicate that the
defendant asserted his right to testify). A defendant is not denied the right to testify when
there is nothing in the record to support that the defendant “misunderstood or was unaware
of his right to testify” or that he “wanted to testify and was denied the opportunity to do so.”
Bey at 499; see also State v. Harris,
2020-Ohio-5425, ¶ 16 (8th Dist.) (“A defendant’s
silence in the face of his attorney’s decision not to call him as a witness effectively waives
the right to testify on his own behalf”), citing Bey. A “trial court is not required to conduct
an inquiry with the defendant concerning the decision whether to testify in his defense.”
(Emphasis in original.)
Bey at 499.
2. Plain error
{¶ 24} Generally, “an appellate court will not consider any error which counsel for a
party complaining of the trial court’s judgment could have called but did not call to the trial
court’s attention at a time when such error could have been avoided or corrected by the trial
court.” State v. Childs, 14 Ohio St.2d 56, 61 (1968), citing State v. Glaros,
170 Ohio St. 471,
(1960), paragraph one of the syllabus; see also, State v. Long,
53 Ohio St.2d 91, 95 (1978),
quoting Gendron v. United States,
295 F.2d 897, 902 (8th Cir. 1961) (“ ‘The normal rule is
No. 23AP-582 10
that an appellate court should not consider questions which have not been properly raised
in the trial court and upon which the trial court has had no opportunity to pass.’ ”). Crim.R.
52(B) provides an exception to that general rule, however. It states, “Plain errors or defects
affecting substantial rights may be noticed although they were not brought to the attention
of the court.” Thus, an appellate court may review only for plain error a claimed defect that
the defendant forfeited by not raising it before the trial court. State v. Bond, 2022-Ohio-
4150, ¶ 10, citing State v. West,
2022-Ohio-1556 (plurality opinion).
{¶ 25} To prevail under the plain-error doctrine, the defendant “must establish that
‘an error occurred, that the error was obvious, and that there is “a reasonable probability
that the error resulted in prejudice.” ’ ” (Emphasis added in Rogers.) State v. Bailey, 2022-
Ohio-4407, ¶ 8, quoting State v. McAlpin, 2022-Ohio-1567, ¶ 66, quoting State v. Rogers,
2015-Ohio-2459, ¶ 22. “The elements of the plain-error doctrine are conjunctive: all three
must apply to justify an appellate court’s intervention.” Id. at ¶ 9, citing State v. Barnes,
94
Ohio St.3d 21, 27 (2002). The Supreme Court of Ohio has “acknowledged the discretionary
aspect of Crim.R. 52(B) by admonishing courts to notice plain error ‘with the utmost
caution, under exceptional circumstances and only to prevent a manifest miscarriage of
justice.’ ” Barnes at 27, quoting Long, at paragraph three of the syllabus. Thus, even if an
appellant demonstrates the existence of plain error, “an appellate court is not required to
correct it.”
Rogers at ¶ 23.
3. Structural and harmless error
{¶ 26} Phillips does not argue the elements of plain error in his appellate brief but
instead argues that the trial court committed structural error by denying his right to testify
and that the existence of structural error removes the matter from the ambit of harmless-error review.1
{¶ 27} An appellate court applies harmless-error review “when a defendant objects
to an error at trial.” Bond at ¶ 23. The harmless-error doctrine arises out of Crim.R. 52(A),
which states, “Any error, defect, irregularity, or variance which does not affect substantial
rights shall be disregarded.” In other words, a trial error that does not affect substantial
rights will not warrant reversal of the trial court’s judgment. Under harmless-error review,
1 In his reply brief, Phillips responds to the state’s appellate argument by claiming the trial court committed
plain error.
No. 23AP-582 11
the state “ ‘bears the burden of demonstrating that the error did not affect the substantial
rights of the defendant.’ ” Id., quoting State v. Perry,
2004-Ohio-297, ¶ 15. If the defendant
establishes error on appeal and if the government does not satisfy its burden under Crim.R.
52(A) of establishing that the error was harmless, i.e., did not affect the defendant’s
substantial rights, then the appellate court must reverse the conviction.
Perry at ¶ 15.
{¶ 28} Certain errors, however, may not be ignored based on the government’s
assertion that they were harmless. Structural errors “are constitutional defects that defy
analysis by harmless-error standards because they ‘affect[] the framework within which the
trial proceeds, rather than simply an error in the trial process itself.’ ” Bond at ¶ 26, quoting
Arizona v. Fulminante, 499 U.S. 279, 309-310 (1991). They permeate “ ‘the entire conduct
of the trial from beginning to end,” such that the trial cannot “ ‘reliably serve its function as
a vehicle for determination of guilt or innocence.’ ”
Fulminante at 309-310, quoting Rose
v. Clark,
478 U.S. 680, 577-578 (1986). Characterizing an error as a structural error
“carries with it no talismanic significance.” West,
2022-Ohio-1556, at ¶ 25 (plurality
opinion). It “means only that the government is not entitled to deprive the defendant of a
new trial by showing that the error was ‘harmless beyond a reasonable doubt.’ ”
Id., quoting
Weaver v. Massachusetts,
582 U.S. 286, 295-296 (2017), citing Chapman v. California,
386 U.S. 18, 24 (1967). When a defendant has objected to a structural error at trial and
demonstrates that error on appeal, “ ‘the defendant is generally entitled to “automatic
reversal” regardless of the error’s actual “effect of the outcome.” ’ ” Bond at ¶ 42 (DeWine,
J., concurring in judgment only), quoting
Weaver at 289, quoting Neder v. United States,
527 U.S. 1, 7 (1999).
4. An unobjected-to structural error is subject to plain-error review
{¶ 29} A party asserting a structural error is not entitled to automatic reversal if the
party did not object to that error in the trial court. Rather, as with other unobjected-to
errors, the appellate court must undertake a plain-error analysis. West at ¶ 28 (plurality
opinion), ¶ 38-41 (Donnelly, J., dissenting). Six months after deciding West, the Supreme
Court applied plain-error analysis to a claimed structural error in Bond, thereby making
clear that characterization of an error as structural is not sufficient to demonstrate
entitlement to automatic reversal. In Bond, the Supreme Court considered “the extent to
No. 23AP-582 12
which the existence of structural error is relevant to” a plain-error analysis, when the
defendant did not object to the error at trial. Bond at ¶ 10.
{¶ 30} The Supreme Court offered guidance in Bond regarding application of the
third prong of the test for plain error—that the error affected substantial rights—in the
context of structural errors. Although it acknowledged that, “[w]hen a recognized
structural error has occurred, that error is certainly plain,” it went on to hold that the error
also must have “affected substantial rights” before it may be corrected under Crim.R. 52(B).
Id. at ¶ 19. Thus, characterization of an error as structural is not, itself, sufficient to
demonstrate that the error affected substantial rights for purposes of plain error review.
{¶ 31} The Supreme Court had previously interpreted affecting substantial rights
“ ‘to mean that the trial court’s error must have affected the outcome of the trial.’ ” Id. at
¶ 17, quoting Barnes, 94 Ohio St.2d at 27. But after reviewing the various rationales upon
which errors have been deemed structural, the court concluded that there may be other
ways in which “a structural error may affect substantial rights[,] even if the defendant
cannot show that the outcome of the trial would have been different had the error not
occurred.”2 Id. at ¶ 32. For example, “because it has been recognized that denying an
indigent criminal defendant an attorney results in a fundamentally unfair trial, it cannot be
said that a defendant’s being denied counsel does not also affect that defendant’s
substantial rights, even if the defendant cannot show a reasonable probability of a different
trial outcome had counsel been appointed.” Id. at ¶ 30. Thus, it stated, “to honor the nature
of a structural error within a plain-error analysis, we must recognize that a defendant may
show that a structural error to which he has failed to object at trial may have affected
substantial rights for the purposes of a plain-error analysis, even if the defendant cannot
show that but for the error, the outcome of the trial would have been different.” Id. at ¶ 33.
The majority in Bond cautioned, however, “We do not hold that prejudice will be presumed
in such cases but simply conclude that there is room in plain-error review to recognize the
unique nature and fundamental import of established structural errors.” (Emphasis
added.) Id. at ¶ 34.
2 The Supreme Court of Ohio recognized that the United States Supreme Court has declined to answer whether
“affecting substantial rights” for purposes of plain-error review is always synonymous with “prejudicial” and
has, instead, left open the door for other methods of establishing that a structural error affected substantial
rights. Bond, 2022-Ohio-4150, at ¶ 23, citing Olano,
507 U.S. 725 at 735.
No. 23AP-582 13
{¶ 32} Following the Supreme Court’s guidance in West and Bond, we conclude that
Phillips’s assertion that the trial court violated his constitutional right to testify is subject to
a plain-error analysis, whether or not a violation of that right is structural.
5. Phillips does not establish plain error
{¶ 33} The Supreme Court did not determine whether the error in Bond—limiting
access to the courtroom during a criminal trial—was a structural error or whether the error
violated the defendant’s substantial rights. Instead, having determined that plain-error
review applied, it decided the case on the final requirement for establishing entitlement to
correction of plain error—that correction is required “to prevent a manifest miscarriage of
justice” or that “the error seriously affects the fairness, integrity, or public reputation of
judicial proceedings.” Id. at ¶ 35, citing Olano at 725 and Long, at paragraph three of the
syllabus. In determining that correction was not warranted in Bond, the Supreme Court
reasoned that the courtroom closure was partial and did not apply to either Bond’s or the
victim’s immediate families. It noted that Bond had not asserted that any specific person
had been denied access after attempting to enter the courtroom and had not claimed any
specific harm because of the partial courtroom closure.
{¶ 34} We likewise conclude that reversal of Phillips’s convictions is not required to
prevent a manifest miscarriage of justice or to protect the fairness, integrity, or public
reputation of judicial proceedings. First, Phillips was not completely denied the
opportunity to testify. To the contrary, the trial court began its on-the-record discussion
with Phillips by explicitly informing Phillips of his “constitutional right to defend [him]self
and testify.” (Aug. 16, 2023 Tr. Vol. 3 at 482.) The trial court repeatedly reminded Phillips
of that right throughout its discussion with Phillips. See id. at 483 (“You have the right to
go up there”); (Aug. 17, 2023 Tr. Vol. 4 at 501) (“You have the right to get up on the stand
and defend yourself.”). The court emphasized that the choice whether to testify was
Phillips’s own. See id. Vol. 3 at 484 (“it’s a tough choice for you”); id. at 487 (“you need to
decide whether or not you are going to do it”). The overnight recess gave Phillips the
opportunity to consult with his attorney about whether to testify, and when the trial court
reconvened, it reiterated to Phillips the choice whether to testify “is completely your
decision.” Id. Vol. 4 at 498. Phillips acknowledged that the judge was not “telling [him]
one way or the other what [he] should do.” Id. Immediately before Phillips declined to
No. 23AP-582 14
testify, the trial court yet again told him, “You have the right to get up on the stand and
defend yourself, but you also have the right to remain silent and it can’t be used against you.
I will specifically instruct [the jurors] that they can’t consider your silence for any purpose.”
Id. at 501.
{¶ 35} Relatedly, the record does not include any statement by Phillips invoking the
right to testify. Exercise of a defendant’s constitutional right to testify is contingent upon a
timely demand to testify. State v. Strull, 2024-Ohio-1118, ¶ 14 (11th Dist.), citing State v.
Smith,
2023-Ohio-1533, ¶ 14 (11th Dist.); State v. Miller,
2015-Ohio-644, ¶ 36 (3d Dist.),
citing State v. Stewart,
2002-Ohio-3842, ¶ 53 (11th Dist.); State v. Ashley,
2000 Ohio App.
LEXIS 2724, *16 (4th Dist. June 14, 2000) (“appellant fails to point to any credible evidence
or to any overt action on his part to bring to the trial court’s attention appellant’s desire to
testify”), citing State v. Sims,
1982 Ohio App. LEXIS 11990, *10 (8th Dist. Apr. 1, 1982); see
also State v. Thomas,
2002-Ohio-6624, ¶ 43 (“Nothing in the record suggests that
defendant wanted to testify and was denied the opportunity to do so.”). When a defendant
does not “ ‘alert the trial court’ that he desires to testify” or that he disagrees with counsel’s
recommendation that he should not testify, “waiver of the right to testify may be inferred
from the defendant’s conduct.” United States v. Webber,
208 F.3d 545, 551 (6th Cir. 2000),
quoting Pelzer v. United States,
1997 U.S. App. LEXIS 719, *5 (6th Cir. Jan. 13, 1997).
Phillips did not inform the trial court that he was choosing to exercise his right to testify.
At most, we know that Phillips asked off-the-record “questions . . . about taking the stand,”
and follow-up questions during the court’s on-the-record conversation with Phillips.
(Emphasis added.) (Tr. at 481.) We disagree with Phillips’s assertion on appeal that asking
questions “expressed his desire to testify.” (Appellant’s Reply Brief at 4.) Despite repeated
advisements of his right to testify and that it was his choice to make, Phillips never stated
that he wanted to testify.
{¶ 36} Even assuming the trial court’s answers to Phillips’s questions and its
discussion of the potential dangers of testifying overstepped the bounds of judicial inquiry
and affected Phillips’s decision not to testify, this is not a case in which the defendant had
affirmatively asserted his right to testify but then changed his mind because of warnings
from the trial court. Compare State v. Campbell, 2017-Ohio-5665, ¶ 35-36 (trial court’s
inquiry after defendant was called to the stand resulted in the defendant “changing his
No. 23AP-582 15
mind” about testifying). That was the case in Arthur v. United States,
986 A.2d 398, 407
(D.C.C.A. 2009), in which the court of appeals for the District of Columbia held that the
trial court violated the appellant’s right to testify when, after the appellant asserted his
choice to testify, the trial judge sua sponte addressed appellant about the advisability and
risk of taking the stand, which led the appellant to change his mind. The court of appeals
stated, “Viewed in context, by continuing to suggest ‘reasonable’ alternatives to the decision
appellant had already made, the trial court implicitly refused to accept appellant’s decision
to testify and brought the power of the court to bear on appellant such that his subsequent
decision not to testify cannot be said to have been truly voluntary.” (Emphasis added.)
Id.
at 410-411. Taken as a whole, the circumstances called into question the validity of the
appellant’s waiver of the right to testify.
Id. “In probing appellant’s decision to testify, the
trial court went beyond the realm of proper judicial inquiry -- whether the defendant is
informed of his right to testify and has made a decision -- to impermissibly questioning the
wisdom of the defendant’s actual decision.”
Id.
{¶ 37} Unlike in Arthur, neither Phillips nor his counsel affirmatively stated that
Phillips had chosen to invoke his right to testify. Phillips’s questions to the trial court, in
fact, evidenced that Phillips had not yet made that decision. He first asked the trial court
whether, if he testified, he would be limited to answering “yes or no questions.” Id. at 482.
He later asked the trial court to clarify what it meant by saying the prosecutor could be
“aggressive.”
Id. at 484. These are questions of a defendant who continues to weigh his
options. The trial court answered Phillips’s questions and afforded both the prosecution
and defense counsel opportunities to object, twice specifically asking counsel if the court
had misstated anything. On both occasions, prosecutors and defense counsel responded in
the negative. Again and again, the trial court told Phillips that whether to testify was his
choice, and in the end, the court stated, it “is completely your decision. . . . I’m not telling
you one way or the other what you should do.”
Id. at 498.
{¶ 38} Furthermore, the overnight recess before the trial court asked Phillips for his
decision whether to testify provided Phillips the opportunity to reflect on his decision and
to discuss it (as well as anything the trial court had said) with counsel before finally deciding
whether to testify. In Webber, the Sixth Circuit Court of Appeals rejected the defendant’s
argument that the trial court’s colloquy regarding the potential for a sentencing
No. 23AP-582 16
enhancement interfered with his right to testify by essentially leveling “ ‘a veiled threat’ ”
that the court would find the defendant guilty of perjury and obstruction of justice if he
testified. Webber, 208 F.3d at 552. The Sixth Circuit emphasized that the defendant “had
ample opportunity to confer with his attorney after the trial court’s statements,” that the
trial court stated that it was not trying to “ ‘chill’ or ‘inhibit’ ” the defendant’s decision, and
that the defendant did not make any objection that he wanted to testify.
Id. at 553. It held
that the trial court’s colloquy “was neither excessive nor so egregious that Defendant’s
ability to knowingly and intentionally waive his right to testify was impaired.”
Id. at 552,
citing United States v. Joelson,
7 F.3d 174, 178 (9th Cir. 1993) (despite the trial court’s
“troubling” discussion with the defendant about following his attorney’s advice, the trial
court told the defendant he had the right to testify and gave him the opportunity to confer
with counsel; “Although the district court’s advice perhaps was inadvisable, it was not so
egregious that Joelson’s ability to knowingly and intentionally waive his right to testify was
impaired.”). As in Webber and Joelson, the overnight recess afforded Phillips time to
confer with his attorney after the trial court’s statements and before making the decision
whether to testify, and Phillips thereafter stated he understood the trial court was not
“telling [him] one way or the other what [he] should do.” (Tr. Vol. 4 at 498.) Like those
courts, we find no evidence that Phillips’s ability to knowingly and intentionally waive his
right to testify was impaired by the trial court’s statements.
{¶ 39} Under these circumstances, we cannot conclude that reversal of Phillips’s
conviction is warranted under the plain-error standard of review. Even assuming both that
the trial court committed an obvious error by informing Phillips of the risks of testifying
and that the error affected Phillips’s substantial rights, this case does not present the
exceptional circumstance in which correction of an unobjected-to error is required to avoid
a manifest miscarriage of justice. Nor do we conclude that Phillips has demonstrated an
error that seriously affects the fairness, integrity, or public reputation of judicial
proceedings, warranting correction as plain error. Accordingly, we overrule Phillips’s first
assignment of error.
B. Assignment of Error No. 2
{¶ 40} In his second assignment of error, Phillips argues that the trial court abused
its discretion by admitting into evidence repetitive, gruesome photographs of J.F.’s body—
No. 23AP-582 17
both from the autopsy and the crime scene—and by allowing witnesses to refer to the gory
nature of the crime scene. We disagree.
{¶ 41} The admission of photographic evidence, including photographs of a murder
victim, is within the sound discretion of the trial court. State v. Hill, 12 Ohio St.2d 88, 90
(1967). We review a trial court’s admission of such evidence under an abuse of discretion
standard of review. State v. Albert,
2015-Ohio-249, ¶ 10 (10th Dist.). An abuse of discretion
connotes an attitude by the trial court that is unreasonable, arbitrary, or unconscionable.
Blakemore v. Blakemore,
5 Ohio St.3d 217, 219 (1983). “ ‘Unless the trial court clearly
abuses its discretion, and the defendant has been materially prejudiced thereby,’ we will
not disturb the trial court’s decision.” State v. Ware,
2004-Ohio-6984, ¶ 32 (10th Dist.),
quoting State v. Woodward,
2004-Ohio-4418, ¶ 49 (10th Dist.).
{¶ 42} When considering the admissibility of photographic evidence in non-capital
cases, a trial court must employ the balancing test set out in Evid.R. 403. State v. Jones,
2019-Ohio-2134, ¶ 33 (10th Dist.). Evid.R. 403(A) provides, “Although relevant, evidence
is not admissible if its probative value is substantially outweighed by the danger of unfair
prejudice, of confusion of the issues, or of misleading the jury.” Autopsy photographs—
even if gruesome—are not per se inadmissible. State v. Maurer,
15 Ohio St.3d 239, 265
(1984). The mere fact that a photograph “is gruesome or horrendous is not sufficient to
render it inadmissible if the trial court, in the exercise of its discretion, feels that it would
prove useful to the jury.’ ”
Hill at 90-91, quoting State v. Woodards,
6 Ohio St.2d 14, 24
(1966).
{¶ 43} The defense filed a motion in limine, asking the trial court to exclude the 83
autopsy photos the state intended to introduce at trial; it subsequently raised a standing
objection to the autopsy photos. The defense argued that the autopsy photos were
irrelevant and inadmissible under Evid.R. 401. Alternatively, the defense argued that the
autopsy photos were inadmissible under Evid.R. 403(A), because the danger of unfair
prejudice substantially outweighed their probative value, in part because they were
cumulative of the photos taken at the crime scene. The trial court went through each of the
autopsy photos with counsel, on the record, and allowed the admission of only 11 of the 83
photos, excluding the remaining photos as irrelevant, overly inflammatory, or repetitive.
No. 23AP-582 18
{¶ 44} Of the 11 autopsy photos admitted into evidence, one depicts only the
coroner’s case number and “Unknown Decedent,” and another depicts only the sealed body
bag; neither of these photos is gruesome or prejudicial. The other photos show: (1) how
J.F.’s body appeared when Dr. Pandey opened the body bag, showing extensive trauma to
J.F.’s face (Ex. B-3; Tr. Vol. 3 at 467); (2) bruising on J.F.’s left hand (Ex. B-4; Tr. Vol. 3 at
467); (3) bruising and greasy material on J.F.’s right hand (Ex. B-5; Tr. Vol. 3 at 468); (4) a
frontal view of J.F., showing her “distorted face” and “extensive trauma in which some of
the internal organs are coming out from the pelvis” (Ex. B-6; Tr. Vol. 3 at 468); (5) trauma
to and asymmetry of J.F.’s legs and feet (Ex. B-7; Tr. Vol. 3 at 468); (6) trauma to J.F.’s left
wrist (Ex. B-8; Tr. Vol. 3 at 468); (7) lacerations, fractures, and greasy material on J.F.’s left
ankle and leg (Ex. B-9; Tr. Vol. 3 at 468); (8) abrasions on J.F.’s right knee and thigh (Ex.
B-10; Tr. Vol. 3 at 469); and (9) trauma to and greasy, blackened material on J.F.’s back
(Ex. B-11; Tr. Vol. 3 at 469). The state does not dispute that some of the admitted photos
are gruesome. (Appellee’s Brief at 30.)
{¶ 45} Phillips argues there was no dispute that J.F. had been struck by multiple
vehicles, and he offered to stipulate to the coroner’s report regarding the cause of J.F.’s
death, but the state refused the stipulation. Because he did not contest the cause of death,
Phillips contends the autopsy photos were irrelevant and added nothing to the case except
prejudice. (Appellant’s Brief at 28-30.) We disagree.
{¶ 46} A defendant’s stipulation to the cause of the victim’s death does not
automatically render photos of the victim inadmissible. State v. Jalowiec, 91 Ohio St.3d
220, 229 (2001), citing
Maurer at 265. “Autopsy photographs are generally admissible to
help the jury appreciate the nature of the crimes, to illustrate the coroner’s or other
witnesses’ testimony by portraying the wounds, to help prove the defendant’s intent, and
to show the lack of accident or mistake.” State v. Shakoor,
2003-Ohio-5140, ¶ 73, (7th
Dist.), citing State v. Gross,
2002-Ohio-5524, ¶ 52. The autopsy photos here were relevant
to illustrate Dr. Pandey’s testimony about the autopsy she performed and the conclusions
she drew from her examination. And we cannot say that the probative value of the photos,
even if reduced by Phillips’s offer to stipulate to Dr. Pandey’s report, was substantially
outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the
jury. Dr. Pandey only briefly described what was shown in each of the admitted photos,
No. 23AP-582 19
which “supported [her] testimony and provided a perspective of” J.F.’s wounds. State v.
Lang,
2011-Ohio-4215, ¶ 142, citing State v. Trimble,
2009-Ohio-2961, ¶ 148. The
prosecution did not dwell on the photos but presented them “in a straightforward way” to
illustrate Dr. Pandey’s testimony and did not “call special attention to the photos.” State v.
Tatum,
2005-Ohio-1527, ¶ 17 (10th Dist.). Further, when asked during voir dire whether
they would be disturbed by graphic photos, none of the prospective jurors responded
affirmatively, see United States v. Collins,
368 Fed.Appx. 517, 523 (5th Cir. 2010), and there
is no indication that any of the jurors were unduly affected upon seeing the photos. See
State v. Ford,
2019-Ohio-4539, ¶ 242. Finally, the trial court’s careful consideration of each
photo and its rejection of 72 photos weighs heavily against a finding that the trial court’s
admission of the remaining 11 autopsy photos was unreasonable, arbitrary, or
unconscionable.
{¶ 47} Phillips also complains under his second assignment of error about the
admission into evidence of photos taken at the crime scene, but neither Phillips’s motion in
limine nor his standing objection to the remaining autopsy photos in the trial court
extended to the crime-scene photos. In fact, part of defense counsel’s argument in support
of his motion in limine was that the autopsy photos would be duplicative of crime-scene
photos the jury would see. Defense counsel also stated on the record, after the trial court
finished reviewing the autopsy photos, that he was “okay with the scene photos.” (Aug. 2,
2023 Tr. Vol. 2 at 210.) Hence, having not objected to the crime-scene photos in the trial
court, Phillips can complain only of plain error with respect to the admission of the crime-scene photos on appeal. See Ford at ¶ 245. Phillips makes no claim of plain error in this
regard, but it would fail even if he did. Phillips cannot demonstrate that the admission of
the crime-scene photos amounted to an abuse of discretion, let alone plain error. The
crime-scene photos showing blood stains on Westerville Road, the vehicles that ran over
J.F.’s body, and J.F.’s body under a sheet are not particularly gruesome, and the trial court
cannot be said to have abused its discretion in admitting them, especially given defense
counsel’s agreement to their admission at trial. Nor did the trial court abuse its discretion
in admitting the one gruesome photograph, showing J.F.’s uncovered body where it came
to rest on the roadway, as photographs showing bodies as discovered are probative and
admissible. State v. Sharpe, 2023-Ohio-2570, ¶ 36 (7th Dist.), citing Trimble, 2009-Ohio-
2961, at ¶ 135.
No. 23AP-582 20
{¶ 48} Phillips also argues under this assignment of error that the trial court abused
its discretion by admitting BCI agent Holcomb’s testimony that, of the approximately 80
homicides he had worked, he remembered this case because of the “gruesomeness of the
scene.” (Tr. Vol. 3 at 421.) Phillips offers no basis for concluding that Holcomb’s statement
was unfairly prejudicial. Holcomb’s single statement that the crime scene was “gruesome”
has no independent prejudicial shock value, separate from the evidence the jury had already
seen and heard, and any error with respect to that statement would be harmless, given the
substantial evidence against Phillips, including the surveillance video showing multiple
vehicles running over J.F.’s body. See, e.g., State v. Hood, 2012-Ohio-6208, ¶ 43 (error in
the admission of evidence is harmless when the remaining evidence, standing alone, is
overwhelming proof of the defendant’s guilt); State v. Ceron,
2013-Ohio-5241, ¶ 102 (8th
Dist.) (erroneous admission of other-acts evidence was harmless when substantial other
evidence supported the guilty verdict); State v. Cody,
2002-Ohio-7055, ¶ 15 (8th Dist.) (“A
non-constitutional error in the admission or exclusion of evidence is harmless if substantial
other evidence supports the verdict.”).
{¶ 49} Having concluded that the trial court did not abuse its discretion in admitting
11 photos from the autopsy, the crime-scene photos, or Holcomb’s statement about the
gruesomeness of the crime scene, we overrule Phillips’s second assignment of error.
C. Assignment of Error No. 3
{¶ 50} Phillips’s third assignment of error states that the trial court erred by refusing
to give jury instructions on involuntary manslaughter, as an inferior offense of felony
murder, and unlawful restraint, as a lesser-included offense of kidnapping. We review a
trial court’s refusal to instruct a jury on lesser-included offenses under the abuse of
discretion standard of review. State v. Ferrell, 2020-Ohio-6879, ¶ 32 (10th Dist.), citing
State v. Coleman-Muse,
2016-Ohio-5636, ¶ 8 (10th Dist.).
{¶ 51} Determining whether a trial court should submit an offense to the trier of fact
as a lesser-included offense involves a two-tiered analysis. State v. Deanda, 2013-Ohio-
1722, ¶ 6, citing State v. Evans, 2009-Ohio-2974, ¶ 13. First, the court must determine
whether the offense for which an instruction is sought is generally a lesser-included offense
of the charged offense.
Id., citing State v. Kidder,
32 Ohio St.3d 279, 281 (1987). Next, the
court must look to the evidence and determine whether “ ‘ “a jury could reasonably find the
No. 23AP-582 21
defendant not guilty of the charged offense, but could convict the defendant of the lesser
included offense.” ’ ”
Id., quoting
Evans at ¶ 13, quoting Shaker Hts. v. Mosely, 2007-Ohio-
2072, ¶ 11. A charge on a lesser-included offense “is required only where the evidence
presented at trial would reasonably support both an acquittal on the crime charged and a
conviction upon the lesser-included offense.” State v. Thomas,
40 Ohio St.3d 213 (1988),
paragraph two of the syllabus.
{¶ 52} Phillips was charged with felony murder under R.C. 2903.02(B), which
requires causing another’s death as a proximate result of committing or attempting to
commit a first- or second-degree felony offense of violence. The predicates for Phillips’s
felony-murder charge, as alleged in the indictment, were kidnapping and/or felonious
assault. Phillips was separately charged with kidnapping under R.C. 2905.01(A)(3), which
states, “No person, by force, threat, or deception . . . shall remove another from the place
where the other person is found or restrain the liberty of the other person . . . [t]o terrorize,
or to inflict serious physical harm on the victim or another.”
{¶ 53} Phillips’s counsel requested jury instructions on involuntary manslaughter
and unlawful restraint. R.C. 2903.04(B) defines the offense of involuntary manslaughter
and states, in part: “No person shall cause the death of another . . . as a proximate result of
the offender’s committing or attempting to commit a misdemeanor of any degree[.]”
Phillips contends that the jury could have concluded that he caused J.F.’s death as a result
of committing or attempting to commit, not felony kidnapping, but unlawful restraint
under R.C. 2905.03(A), a misdemeanor. R.C. 2905.03(A) states, “No person, without
privilege to do so, shall knowingly restrain another of the other person’s liberty.” The state
does not dispute that involuntary manslaughter predicated on unlawful restraint is a lesser-included offense of felony murder predicated on kidnapping. Nor does the state dispute
that unlawful restraint is a lesser-included offense of kidnapping based on restraint.
Nevertheless, the state maintains that the evidence presented at trial did not warrant jury
instructions on the lesser-included offenses.
{¶ 54} Phillips’s primary argument is that the jury could have concluded that he did
not act with the purpose of terrorizing or inflicting serious physical harm on J.F., and that
he was therefore not guilty of kidnapping (or felony murder based on kidnapping), but that
he could have been found guilty of unlawful restraint and involuntary manslaughter. We
No. 23AP-582 22
disagree. Otis heard a man and woman arguing outside her house and heard the man
threaten, “You need to quit or I’m going to put my hands on you.” (Tr. Vol. 2 at 306.) She
then heard the woman screaming “at the top of her lungs” for help. Id. Reed saw a man
chasing a woman through traffic across Westerville Road and into a parking lot, where the
man grabbed the woman and looked like he was going to hit her. On the surveillance video,
Phillips and J.F. enter the frame from the direction of Otis’s house, as Phillips chases J.F.
across Westerville Road, beside and behind a stopped car. The video depicts J.F. falling to
the ground and, despite Phillips’s denial that he hit J.F., shows Phillips punching her while
she was down. He then drags her onto the dark street, where he leaves her. J.F. remained
motionless on the street as several cars drove past, before the first car hit her body. The
video unequivocally refutes Phillips’s statements to Lt. Retherford he did not punch J.F.
and that she volitionally crawled after him into the street. Phillips’s claim that he did not
punch J.F., but was merely trying to take her bag, is not only contrary to what is depicted
in the surveillance video but is also undermined by the fact that Phillips did not, in fact,
take J.F.’s bag, which was recovered as part of the crime-scene investigation. The video
also plainly shows Phillips dragging J.F.’s unmoving body back into the southbound lanes
of Westerville Road and leaving her in the dark, heavily trafficked street. Based on this
evidence, no reasonable juror could have concluded that Phillips was guilty of unlawful
restraint but lacked the requisite mental state for kidnapping. See State v. Abdullah, 2022-
Ohio-3977, ¶ 40 (11th Dist.) (defendant’s assault of victim after restraining her liberty
demonstrated purpose under R.C. 2905.01(A)(3)); State v. Al-Dor,
2013-Ohio-5731, ¶ 18
(8th Dist.) (acts of violence against the victim meet the “terrorize” element in R.C.
2905.01(A)(3)).
{¶ 55} Since no reasonable juror could have acquitted Phillips of kidnapping while
also convicting him of unlawful restraint, Phillips was not entitled to an instruction on
unlawful restraint. Nor was he entitled to an instruction on involuntary manslaughter with
a predicate of unlawful restraint. Accordingly, we overrule Phillips’s third assignment of
error.
No. 23AP-582 23
D. Assignment of Error No. 4
{¶ 56} In his fourth assignment of error, Phillips maintains that the trial court erred
and violated his right to due process and his privilege against self-incrimination by issuing
a jury instruction on consciousness of guilt.
{¶ 57} At the state’s request, the trial court included in the jury instructions the
following:
Testimony has been admitted indicat[ing] that the defendant
fled the scene. You are instructed that he -- excuse me, you are
instructed that the defendant’s flight from the scene alone does
not raise a [p]resumption of guilt, but it may tend to indicate
the defendant’s consciousness or awareness of guilt. If you find
the facts do not support the defendant fled the scene, or if you
find that some other motive prompted the defendant -- the
defendant’s conduct, or if you are unable to decide what the
defendant’s motivation was, then you should not consider this
evidence for any purpose. However, if you find the facts
support the defendant engaged in such conduct or if you decide
that the defendant was motivated by a consciousness or
awareness of guilt[], you may, but are not required to, consider
the evidence in deciding whether the defendant is guilty of the
crimes charged. You alone determine what weight, if any, to be
given to this evidence.
(Tr. Vol. 4 at 599-600.)
{¶ 58} A trial court should ordinarily give a requested jury instruction if it is a correct
statement of law, if it is applicable to the facts of the case, and if reasonable minds might
reach the conclusion sought by the requested instruction. State v. Adams, 2015-Ohio-3954,
¶ 240, citing Murphy v. Carrollton Mfg. Co.,
61 Ohio St.3d 585, 591 (1991). Phillips does
not dispute that the consciousness of guilt instruction that the trial court gave was a correct
statement of law, but he maintains that it was not warranted by the evidence. We review a
trial court’s decision to give a particular jury instruction for abuse of discretion. State v.
Robinson,
2019-Ohio-558, ¶ 30 (10th Dist.).
{¶ 59} Evidence of flight, meaning evidence of “ ‘some escape or affirmative attempt
to avoid apprehension,’ ” is admissible to show consciousness of guilt. State v. Robinson,
2019-Ohio-558, ¶ 29 (10th Dist.), quoting State v. Robinson,
2007-Ohio-2388, ¶ 19 (1st
Dist.). As the Supreme Court has explained, “ ‘ “flight, escape from custody, resistance to
arrest, concealment, assumption of a false name, and related conduct are admissible as
No. 23AP-582 24
evidence of consciousness of guilt, and thus of guilt itself.” ’ ” State v. Hand, 2006-Ohio-
18, ¶ 167, quoting State v. Eaton,
19 Ohio St.2d 145, 160 (1969), quoting 2 Wigmore,
Evidence, § 276, at 11 (3d Ed. 1979). A consciousness-of-guilt jury instruction, based on the
accused’s flight, is appropriate when supported by sufficient evidence. Id., citing State v.
Grindstaff,
2014-Ohio-2581, ¶ 29 (7th Dist.). “ ‘ “[E]vidence of flight to support an
inference of guilt should generally be limited to situations when the activities associated
with flight occur at a time and place near the criminal activity for which the defendant is on
trial.” ’ ” Robinson,
2019-Ohio-558, at ¶ 31 (10th Dist.), quoting State v. White, 2015-Ohio-
3512, ¶ 48 (2d Dist.), quoting State v. Wood,
2011-Ohio-2314, ¶ 30 (2d Dist.).
{¶ 60} Phillips argues that the evidence did not support giving a consciousness of
guilt instruction in this case. We disagree. The surveillance video shows Phillips leaving
the scene immediately after assaulting J.F., dragging her into the street, and leaving her
unmoving body in the path of traffic. Phillips, however, maintains that merely leaving the
scene of a crime is not sufficient grounds for giving a consciousness-of-guilt instruction.
See State v. Davenport, 2019-Ohio-2297, ¶ 44 (10th Dist.), quoting State v. Ramos, 2016-
Ohio-7685, ¶ 28 (8th Dist.) (“ ‘Flight is more than merely leaving the scene of a crime—it
would be unrealistic to expect persons who commit crimes to remain on the scene for ready
apprehension.’ ”). In Davenport, we stated, “Flight requires an appreciation by the accused
that he or she has been identified as a person of interest in a criminal offense and is taking
active measures to avoid being found.” Id. at ¶ 44, citing Ramos at ¶ 28.
{¶ 61} Phillips knew he had been seen with J.F. and recognized by an employee at
the Speedway gas station shortly before the altercation that led to J.F.’s death. He also
acknowledged that at least one driver had stopped and witnessed him arguing with J.F.
over the bag on Westerville Road, and that one driver stated they were going to call the
police. He stated to Lt. Retherford, “I left because . . . we had already had police being
called.” (Ex. D. at 40:17.) When Phillips walked away from J.F., he knew she was in the
dark street, in the path of traffic. Phillips initially walked to his mother’s house, nearby on
Benington Avenue, but after seeing that law enforcement had closed Westerville Road, he
neither returned to the scene nor stayed at his mother’s house. Rather, he traveled to his
brother’s house, where he remained at least through the next morning. Later, despite Lt.
Retherford having spoken to Phillips’s mother and having obtained an arrest warrant,
No. 23AP-582 25
Phillips did not make himself available to investigators and did not talk to the police until
two weeks after J.F.’s death. Contrary to Phillips’s assertion, the evidence here supports an
inference that Phillips took active measures to avoid being found.
{¶ 62} Under these circumstances, we conclude that the trial court did not abuse its
discretion by giving a neutral jury instruction on consciousness of guilt. See State v. Aekins,
2023-Ohio-322, ¶ 119 (10th Dist.) (characterizing a jury instruction as “neutral in its effect,
as it instructed the jury that it could, but was not required to, consider the evidence of
appellant’s flight in determining whether appellant was guilty of the crimes charged”). We
therefore overrule Phillips’s fourth assignment of error.
E. Assignment of error No. 5
{¶ 63} In his fifth assignment of error, Phillips argues that the trial court erred by
allowing Lt. Retherford’s testimony about the contents of the surveillance video. He claims
that Lt. Retherford provided improper lay opinion testimony about what he observed on
the surveillance video.
{¶ 64} Phillips’s counsel filed motions in limine on August 13 and 15, 2023, asking
for exclusion of lay opinion testimony interpreting the contents of surveillance videos,
including opinions about the identity of the persons depicted, the actions observed, and the
purpose of those actions. The trial court did not expressly rule on the motions in limine.
Nevertheless, during the prosecutor’s questioning of Lt. Retherford, the trial judge
cautioned that the surveillance video “kind of speaks for itself.” (Tr. Vol. 2 at 338.)
{¶ 65} Lt. Retherford made two limited statements about the contents of the
surveillance video during his direct testimony. He stated the video “shows Westerville Road
and someone being beat up and laid in the middle of the roadway.” Id. at 335. He also
stated, “you see directly across two individuals, one running from the other.”
Id. We reject
Phillips’s argument that these statements crossed the line into the realm of inadmissible lay
opinion testimony. Lt. Retherford did not offer an opinion about the contents of the video;
he simply testified to what he saw when he viewed it. See State v. Tench,
2018-Ohio-5205,
¶ 221. Moreover, the trial court instructed the jury, “You are the sole determiners of the
facts, okay, thus, it is up to you to evaluate the evidence and to reach your own conclusion
about what took place at the scene.” Id. at 371. In light of this instruction and the jury’s
ability to view the video during trial and to reach its own conclusions about what was
No. 23AP-582 26
depicted, we cannot conclude that Lt. Retherford’s limited statements about what he saw
in the surveillance video had an impact on the jury’s verdicts.
{¶ 66} Phillips also maintains that Lt. Retherford gave improper opinion testimony
on what the surveillance video showed during his videotaped interrogation of Phillips,
which was also played for the jury. On August 16, 2023, prior to the state playing the video
of Lt. Retherford’s interview with Phillips, the prosecutor informed the trial court the
parties had agreed “to redact certain sections of [the interview video] where the detective is
narrating the surveillance video.” Id. at 352-353. Defense counsel informed the judge, “I
watched the video since it’s been redacted and I agree with it. It’s fine.” Id. at 354. Phillips’s
counsel acknowledged he “found nothing objectionable in the [redacted] video” of the
interview that was subsequently played for the jury. Id. By consenting to the admission of
the redacted interview video, Phillips waived any error regarding its admission. See State
v. Campbell, 90 Ohio St.3d 320, 324 (2000) (“ ‘a litigant may not take advantage of an error
which he himself invited or induced’ ”), quoting Hal Artz Lincoln-Mercury, Inc. v. Ford
Motor Co.,
28 Ohio St.3d 20 (1986), paragraph one of the syllabus; State v. Lewis,
1973
Ohio App. LEXIS 1895, *19 (10th Dist. Dec. 18, 1973) (defendant may not complain about
error in the admission of evidence the defendant caused).
{¶ 67} For these reasons, we overrule Phillips’s fifth assignment of error.
F. Assignment of error No. 6
{¶ 68} Phillips’s final assignment of error asserts that Phillips’s convictions are not
supported by sufficient evidence and are against the manifest weight of the evidence.
{¶ 69} A challenge to the sufficiency of the evidence focuses on “ ‘whether the
evidence presented, when viewed in a light most favorable to the prosecution, would allow
any rational trier of fact to find the essential elements of the crime beyond a reasonable
doubt.’ ” Dunn, 2024-Ohio-5742, at ¶ 28, quoting Dent,
2020-Ohio-6670, at
¶ 15. Resolution of a sufficiency challenge does not involve a determination of the
witnesses’ credibility. Columbus v. Gunthorp,
2022-Ohio-138, ¶ 15 (10th Dist.). Rather,
“[t]he weight of the evidence and credibility of the witnesses . . . are matters primarily for
the finder of fact.” State v. Walker,
2016-Ohio-8295, ¶ 12. Whether the evidence is legally
sufficient to support a verdict is a question of law that we review de novo.
Dent at ¶ 15.
No. 23AP-582 27
{¶ 70} A judgment supported by sufficient evidence may nevertheless be against the
manifest weight of the evidence. State v. Thompkins, 78 Ohio St.3d 380, 387, 1997-Ohio-
52. Whereas sufficiency is a test of the adequacy of the evidence, a manifest-weight
challenge “addresses the evidence’s effect of inducing belief.” State v. Cassell, 2010-Ohio-
1881, ¶ 38 (10th Dist.), citing State v. Wilson,
2007-Ohio-2202, ¶ 25, citing
Thompkins at
386. When reviewing a manifest-weight challenge to a criminal conviction:
“[t]he court, reviewing the entire record, weighs the evidence
and all reasonable inferences, considers the credibility of the
witnesses and determines whether in resolving conflicts in the
evidence, the jury clearly lost its way and created such a
manifest miscarriage of justice that the conviction must be
reversed and a new trial ordered. The discretionary power to
grant a new trial should be exercised only in the exceptional
case in which the evidence weighs heavily against the
conviction.”
Thompkins at 387, quoting Martin, 20 Ohio App.3d at 175. In conducting that review, “we
are guided by the presumption that the jury . . . is best able to view the witnesses and observe
their demeanor, gestures, and voice inflections, and use these observations in weighing the
credibility of the proffered testimony.” State v. Abubakar,
2011-Ohio-6299, ¶ 6 (10th
Dist.), citing Seasons Coal Co. v. Cleveland,
10 Ohio St.3d 77, 80 (1984). “If evidence is
susceptible to more than one construction, reviewing courts must give it the interpretation
that is consistent with the verdict and judgment.”
Id., citing White v. Euclid Square Mall,
107 Ohio App.3d 536, 539 (8th Dist. 1995). Because a finding that a conviction is supported
by the manifest weight of the evidence necessarily includes a finding that the conviction is
supported by sufficient evidence, the former finding is dispositive of the latter. State v.
McCrary,
2011-Ohio-3161, ¶ 11 (10th Dist.).
{¶ 71} Phillips claims the state did not prove he committed murder as a proximate
result of committing kidnapping and/or felonious assault because the state failed to prove
either underlying felony. He argues that no testifying witness observed him causing
physical harm to J.F. and that he did not admit in his interview with Lt. Retherford that he
kidnapped, assaulted, or murdered J.F. Phillips discounts the reliability of the surveillance
video, stating it “is from quite a distance, in the dark, with grainy resolution” and that “[o]ne
cannot tell who either person is in the video.” (Appellant’s Brief at 54.) Phillips further
No. 23AP-582 28
argues that the surveillance video does not show him restraining J.F. or removing her from
the place where she was found.
{¶ 72} Phillips confirmed during his interrogation with Lt. Retherford that he and
J.F. were the two people visible in the surveillance video. Phillips and J.F. enter the frame
of the surveillance video from the direction of Otis’s house, where Otis had just heard a man
outside her fence threaten physical harm to a woman, who then screamed for help. Reed
testified that a man chased a woman behind Reed’s stopped car on Westerville Road into a
parking lot, where he grabbed her and “looked like he was about to swing on her.” (Tr. Vol.
2 at 254.) Phillips confirmed that J.F. was the individual on the ground, as they purportedly
struggled over her bag on the east side of Westerville Road, and that he was the person
standing, holding a cellphone. Although he disputes that he punched J.F. while she was on
the ground, the jurors could have reasonably rejected that explanation based on their
viewing of the surveillance video and instead concluded that Phillips punched J.F. multiple
times while she was on the ground, causing serious physical harm. See R.C. 2903.11(A)(1).
Further, based on the lack of movement visible from J.F. as Phillips left her in the roadway,
in the path of traffic, the jury could have reasonably determined that Phillips’s punches
rendered her unconscious or incapacitated. See State v. Petty, 2012-Ohio-2989, ¶ 34 (10th
Dist.) (loss of consciousness because of an assault constitutes serious physical harm).
{¶ 73} Phillips confirmed to Lt. Retherford that he was the individual visible in the
surveillance video walking westward across Westerville Road, although he denied that he
was dragging J.F. across the road. He instead claimed he was pulling the bag to which J.F.
continued to cling. Despite Phillips’s claims during his interview with Lt. Retherford that,
in the earlier portion of the surveillance video, he had been attempting to move J.F. out of
the road, he admits that he ultimately walked away from J.F., leaving her on the road, in
the path of traffic. J.F. remained motionless in the road as several cars drove by in the
outside southbound lane, nearly hitting her, before she was finally hit for the first time,
approximately 90 seconds after Phillips walked away. The jury could reasonably conclude
from the surveillance video that Phillips restrained J.F., then forcibly removed her from the
side of the road into the road and left her motionless body there, in the path of traffic, to
terrorize or to inflict serious physical harm on her. See R.C. 2905.01(A)(3).
No. 23AP-582 29
{¶ 74} The jury was not required to credit Phillips’s denials of punching J.F. or
forcibly removing J.F. from the side to the middle of the road. The jury independently
reviewed the surveillance video, and it was the jury’s obligation to determine what
happened and whether Phillips’s version of events, as told to Lt. Retherford, was credible.
See State v. Buckley, 2017-Ohio-9358, ¶ 34 (5th Dist.). Even assuming the video was
susceptible to more than one interpretation, we must give it the interpretation that is
consistent with the jury’s verdict. See
Abubakar at ¶ 6. This is not a case in which the
evidence weighs heavily against conviction, such that the jury created a manifest
miscarriage of justice by returning verdicts of guilty on the charges of felony murder and
kidnapping. Accordingly, we conclude that Phillips’s convictions are not against the
manifest weight of the evidence. And because Phillips’s convictions are consistent with the
manifest weight of the evidence, his challenge to the sufficiency of the evidence must
likewise fail. Therefore, we overrule Phillips’s sixth assignment of error.
IV. CONCLUSION
{¶ 75} Having overruled each of Phillips’s assignments of error, we affirm the
judgment of the Franklin County Court of Common Pleas.
Judgment affirmed.
DORRIAN, J., concurs.
MENTEL, J., dissents.
MENTEL, J., dissenting.
{¶ 76} Being unable to agree with the majority, I respectfully dissent.
{¶ 77} In his first assignment of error, Phillips contends the trial court deprived him
of his fundamental right to testify on his own behalf resulting in structural error. For the
reasons that follow, I would sustain Phillips’s first assignment of error, reverse Phillips’s
convictions, and remand for a new trial.
I. Violation of Phillips’s Right to Testify
{¶ 78} “The right to defend is personal” and a defendant’s choice in exercising that
right must be “honored out of ‘that respect for the individual which is the lifeblood of the
law.’ ” Faretta v. California, 422 U.S. 806, 834 (1975), quoting Illinois v. Allen,
397 U.S.
337, 350-51 (1970) (Brennan, J., concurring). The right to defend oneself against criminal
No. 23AP-582 30
charges encompasses not only the right to self-representation, but also the right to “testify
in one’s own behalf.” McCoy v. Louisiana,
584 U.S. 414, 422 (2018). Indeed, “[e]ven more
fundamental to a personal defense than the right of self-representation . . . is an accused’s
right to present his own version of events in his own words. A defendant’s opportunity to
conduct his own defense by calling witnesses is incomplete if he may not present himself as
a witness.” Rock v. Arkansas,
483 U.S. 44, 52 (1987). “In fact, the most important witness
for the defense in many criminal cases is the defendant himself.”
Id.
{¶ 79} A defendant’s right to testify in his or her own defense is grounded in several
provisions of the United States Constitution.3 The right to testify is “ ‘essential to due
process of law in a fair adversary process’ ” and therefore protected by the Due Process
Clause of the Fourteenth Amendment. Id. at 51, quoting
Faretta at 819, fn. 15. See
Chambers v. Mississippi,
410 U.S. 284, 294 (1973), quoting In re Oliver,
333 U.S. 257, 273
(1948) (noting a “ ‘person’s right . . . to be heard in his defense -- a right to his day in court
-- [is] basic in our system of jurisprudence’ ”). The right to testify is also protected by the
Compulsory Process Clause of the Sixth Amendment, which grants a criminal defendant
the right to call “witnesses in his favor.” “Logically included in the accused’s right to call
witnesses whose testimony is ‘material and favorable to his defense’ . . . is a right to testify
himself, should he decide it is in his favor to do so.”
Rock at 52. The right to testify is also
a necessary corollary to the Fifth Amendment’s guarantee against compelled testimony.
Id.
Indeed, “ ‘[e]very criminal defendant is privileged to testify in his own defense, or to refuse
to do so.’ ”
Id. at 53, quoting Harris v. New York,
401 U.S. 222, 225 (1971). See also Ohio
Constitution, Article I, Section 10 (providing the accused shall “have compulsory process to
procure the attendance of witnesses in his behalf,” and that “[n]o person shall be compelled,
in any criminal case, to be a witness against himself”).
3 A defendant’s right testify in their own defense is a departure from the historic common law view, “which
was that all parties to litigation, including criminal defendants, were disqualified from testifying.”
Rock at 49.
The rationale for this rule was “based on the theory that ‘from the nature of human passions and actions there
[was] more reason to distrust such biased testimony than to believe it.’ ” United States v. Davis,
974 F.2d 182,
186 (D.C.Cir. 1992), quoting Gilbert, Evidence 119 (Ca. 1726). Throughout the 1800s, states began enacting
statutes providing for the competency of criminal defendants. Ferguson v. Georgia,
365 U.S. 570, 577 (1961).
By 1878, Congress had enacted a federal statute establishing a presumption in favor of the accused’s
competency in all criminal trials.
Id., citing
18 U.S.C. § 3481. The United States Supreme Court’s recognition
of a defendant’s right to testify in Rock “effectively [took] our law a full one hundred and eighty degrees – from
a deep hostility toward the accused’s testimony to a fundamental appreciation for it.”
Davis at 186.
No. 23AP-582 31
{¶ 80} A defendant’s right to testify “is regarded both as a fundamental and a
personal right that is waivable only by an accused.” State v. Bey, 85 Ohio St.3d 487, 499
(1999). Accordingly, the defendant’s relinquishment of their right to testify must be
knowing and intentional. United States v. Webber,
208 F.3d 545, 551 (6th Cir. 2000).
Because the decision whether to testify “is an important tactical decision as well as a matter
of constitutional right,” Brooks v. Tennessee,
406 U.S. 605, 612 (1972), counsel should
“advise the defendant whether or not the defendant should take the stand.”
Webber at 551.
However, the ultimate decision whether to testify is reserved solely for the defendant.
McCoy at 422.
{¶ 81} Appellate courts in this state have noted a defendant’s exercise of their
“ ‘constitutional right to testify is contingent upon a timely demand by the defendant.’ ”
State v. Smith, 2023-Ohio-1533, ¶ 14 (11th Dist.), quoting State v. Stewart, 2002-Ohio-
3842, ¶ 53 (11th Dist.). Accord State v. Ashley,
2000 Ohio App. LEXIS 2724, *15 (4th Dist.
June 14, 2000). When a “tactical decision is made not to have the defendant testify, the
defendant’s assent is presumed.” Webber,
208 F.3d at 551. See State v. Fry, 2019-Ohio-
958, ¶ 24 (9th Dist.) (explaining the defendant’s assent is presumed in such scenario
because “attorneys are presumed to follow the professional rules of conduct and presumed
to render adequate assistance in advocating the defendant’s cause and in consulting with
the defendant on important decisions”).4
{¶ 82} Thus, a defendant who wants to testify “must ‘alert the trial court’ that he
desires to testify or that there is a disagreement with defense counsel regarding whether he
should take the stand.” Webber at 551, quoting Pelzer v. United States,
1997 U.S. App.
LEXIS 719 (Jan. 13, 1997 6th Cir. 1997). A defendant may not sit idly by during the course
of the proceedings and subsequently claim they wanted to testify. See Bey,
85 Ohio St.3d
at 500 (finding “[n]othing suggest[ed] that Bey wanted to testify and was denied the
4 In the present case, Phillips alleges only that the trial court deprived him of his right to testify. Phillips does
not present an ineffective assistance of counsel claim regarding his right to testify. See State v. Strong, 2017-
Ohio-859, ¶ 26 (6th Dist.), citing State v. Ryan,
2006-Ohio-5120, ¶ 24 (6th Dist.) (stating a defendant’s
decision not to testify “cannot be challenged on appeal on the grounds of ineffective assistance of counsel,
unless it is shown that the decision was the result of coercion”); United States v. Teague,
953 F.2d 1525, 1535
(11th Cir. 1992) (explaining that when the defendant claims his right to testify “was violated by defense
counsel, this claim is properly framed as a claim of ineffective assistance of counsel”); Rossignol v. State,
152
Idaho 700, 706 (2012) (noting the “issue of the failure of a defendant to testify may be viewed . . . either as a
claim of ineffective assistance of counsel or as a claim of a deprivation of a constitutional right,” and the
“appropriate inquiry depends upon on how the claim is pled and argued”).
No. 23AP-582 32
opportunity to do so”); Smith,
2023-Ohio-1533, at ¶ 15 (concluding the defendant waived
her right to testify because “[a]t no time during trial did Appellant express any desire on
the record to testify in her own behalf”); State v. Miller,
2015-Ohio-644, ¶ 22 (3d Dist.)
(finding the defendant waived his right to testify because he “was completely silent and gave
no indication that his counsel’s statement was in any way inconsistent with his wishes,”
when counsel informed the court defendant would present no evidence); Fry at ¶ 27
(emphasis omitted) (noting the defendant’s “conscious decision to remain silent instead of
overtly asserting his right to testify [did] not comport with his present claim that he was
denied the right to testify”).
{¶ 83} While a defendant must knowingly and intelligently waive their right to
testify, a trial court is not “required to conduct an inquiry with the defendant concerning
the decision whether to testify in his defense.” (Emphasis in original.) Bey at 499. Bey
explained such a colloquy between the trial judge and defendant risked “ ‘plac[ing] the
judge between the lawyer and his client,” and could “lead into the judge’s evaluation of the
wisdom of the defendant’s decision, the substance of the testimony, or simply evoke a
dramatic change in a previously carefully considered trial strategy.”
Id., quoting
Underwood v. Clark,
939 F.2d 473, 476 (7th Cir. 1991).
{¶ 84} The record demonstrates Phillips did not sit idly by or otherwise fail to
provide the trial court with any indication he wanted to testify. Initially, at a May 11, 2022
pre-trial hearing, Phillips informed the judge he heard “false allegations” regarding the
“[surveillance] video” at a previous bond hearing. (May 11, 2022 Tr. at 42.) The court
responded noting Phillips admitted to Lieutenant Joshua Retherford he was the person
depicted on the surveillance video. The court asked Phillips, “[t]hat wasn’t you on the
video?” (May 11, 2022 Tr. at 43.) Phillips responded stating, “[n]o.” (May 11, 2022 Tr. at
43.) The court told Phillips he “[couldn’t] say anything” because “[i]t was testified that [he]
had admitted that [he was] the person on the video.” (May 11, 2022 Tr. at 43.) Phillips told
the court, “[y]ou know that’s a modified video, right?” And indicated “these [were] details
that somebody should have to speak upon when they are presenting evidence in the
courtroom.” (May 11, 2022 Tr. at 43.) Phillips explained he “didn’t understand why [the
defense] couldn’t correct that,” but noted his attorney told him he could not “just speak on
them things. It has to be followed up with factual evidence and your day is basically trial.”
No. 23AP-582 33
(Emphasis added.) (May 11, 2022 Tr. at 55.) The judge told Phillips that, when he was a
practicing attorney, he would “sit down with [his] clients and we’d talk about simple
concepts about whether you testify or not.” (May 11, 2022 Tr. at 66.) The court told Phillips,
“[a]nd what does it do for you in your defense in the way you’ve talked about it today, are
you almost going to have to take the stand.” (Emphasis added.) (May 11, 2022 Tr. at 66-
67.)
{¶ 85} At a July 20, 2022 pre-trial hearing, Phillips noted the court “judged [him]”
off the surveillance video when Phillips “ha[d]n’t had the opportunity to even speak on
nothing yet.” (July 20, 2022 Tr. at 9.) Phillips noted the prosecution’s statements about
the case were “full of lies,” and the court cautioned Phillips he was “getting into trial stuff.”
(July 20, 2022 Tr. at 10.) Phillips told the court he was “ready -- I want to have a hearing
where you got to analyze and you got -- I get a chance to speak and cross-examine
somebody.” (Emphasis added.) (July 20, 2022 Tr. at 10-11.) At a March 22, 2023 hearing
following the initial mistrial on the case, Phillips’s attorney noted Phillips was frustrated
because he “ha[d]n’t been able to explain our side of things” yet. (Mar. 22, 2023 Tr. at 27-
28.)
{¶ 86} After the state rested at trial, the court addressed Phillips regarding “one of
the questions [he] had about taking the stand.”5 (Aug. 16, 2023 Tr. Vol. 3 at 481.) The judge
noted he had been “a defense lawyer for 22 years, okay, before [he] took the bench 18 years
ago. [He] tried plenty of felonies.” (Tr. Vol. 3 at 481.) The court told Phillips he had a
“constitutional right to remain silent . . . and no one can comment on the fact that you have
been silent. You also have a constitutional right to defend yourself and testify.” (Tr. Vol. 3
481-82.) However, the court informed Phillips he needed to “understand a few things, once
you opt to testify, once you get on that stand, you can’t call a time out, I don’t want to testify
anymore, you’re stuck. Okay. So if it’s getting bad up there for you, you can’t just say, no,
no, no.” (Tr. Vol. 3 at 482.) The court asked Phillips if he understood he was “up there for
5 Generally, “defense counsel, not the court, has the primary responsibility for advising the defendant of his
right to testify and for explaining the tactical implications for doing so or not.” United States v. Ortiz, 82 F.3d
1066, 1070 (D.C.Cir. 1996). Indeed, whether to testify is “an important part of trial strategy best left to the
defendant and counsel without the intrusion of the trial court, as that intrusion may have the unintended
effect of swaying the defendant one way or the other.” United States v. Pennycooke,
65 F.3d 9, 11 (3d Cir.
1995). See also Webber,
208 F.3d at 552. The colloquy between Phillips and the trial judge in the present case
demonstrates why counsel, rather than the court, should generally answer the defendant’s questions about
taking the stand.
No. 23AP-582 34
good?” (Tr. Vol. 3 at 482.) Phillips responded stating, “I don’t want to just say yes or no.
So my question is . . . am I directed to yes or no questions[?]”
Id. The court proceeded to
explain the distinction between the types of questions Phillips would receive on direct- and
cross-examination.
{¶ 87} Thus, prior to this point in the trial, Phillips made statements and asked
questions indicating he wanted to testify. The trial court’s ensuing discussion with Phillips
regarding his right to testify, however, was exceedingly problematic.
{¶ 88} The court initially informed Phillips that, if he told his attorney he planned to
lie on the stand, his attorney would have to “sit down” because counsel “[couldn’t] suborn
perjury, okay, because you just told him you were going to lie about something.” (Tr. Vol.
3 at 483.) The court reiterated to Phillips that, while he had the right “to go up there, . . .
once [he was] up there, [he couldn’t] call time out. . . . [He would be] up there for good
until [he was] done. Okay.” (Tr. Vol. 3 at 483.) The court told Phillips, “[a]nd if it gets hot
on the stand, and I don’t know -- I just hear what I hear in here. Okay. . . . [Y]ou got to take
into some considerations there because they can be as aggressive as all get out on you, and
you will kind of have to take it.” (Tr. Vol. 3 at 483-84.) The court noted it was “a tough
choice for [Phillips].” (Tr. Vol. 3 at 484.)
{¶ 89} Phillips, becoming concerned, asked the judge what he “mean[t] by
‘aggressive’?” (Tr. Vol. 3 at 484.) The court informed Phillips the prosecutors could ask
him questions about any felonies he had in the last ten years and “various other things.”
(Tr. Vol. 3 at 484.) The court then informed Phillips as follows:
I have known people to get up there and just rock that podium
and tear into you. Okay. That is one of the things you face. The
more dangerous approach is, they take you down the road and
then cut you up. That is most -- you won’t see it coming and all
of a sudden you are knee deep in trouble and [your attorney] is
over there praying he can pull a miracle. But they don’t have to
necessarily be mean on you to take you down that path. I was
very good at what we call the slow screw. I take you down the
path and then chop you up. And you’ve had the video played.
You’ve got that out there. You know, so the jury has been
listening to both -- they will listen to both. But they can be
aggressive with you.
Now, do I allow them come up here and get in your face, no,
but they can sure sit back on that podium and in short of saying
No. 23AP-582 35
something bad about your mom, they can get real after you,
okay, you know.
(Tr. Vol. 3 at 484-85.)
{¶ 90} The judge further informed Phillips that, when the judge was a practicing
defense attorney, he would “tell [his] clients from day one, we need an understanding. You
and I would have went through what it’s like to sit up there on the stand, some of the
questions you face.” (Tr. Vol. 3 at 486.) The court told Phillips that “generally after [his
clients] went through that, they would sit there instead of saying I can beat that, they knew
they might be in trouble.” (Tr. Vol. 3 at 486.) The court noted “sometimes as a criminal
defense lawyer your wors[t] witness is your client, because they get up there and they h[em]
and h[aw].” (Tr. Vol. 3 at 486.)
{¶ 91} The court addressed the evidence, telling Phillips that while the court was
“not trying to be judgmental,” at times during his interview with Lt. Retherford, Phillips
was “scattering around a bit, okay, and you got double tracked a couple times, you can’t
afford to do that on the stand.” (Tr. Vol. 3 at 486-87.) The court told Phillips he “need[ed]
to decide whether or not you are going to do it. Okay. Any questions?” (Tr. Vol. 3 at 487.)
Phillips responded, “[y]eah, on point.” (Tr. Vol. 3 at 487.) Phillips’s attorney did not object
to any of the court’s statements.
{¶ 92} Defense counsel then made a Crim.R. 29 motion for acquittal. After some
discussion regarding the motion, the court indicated it would take the motion “under
advisement until tomorrow morning” and recessed for the evening. (Tr. Vol. 3 at 492.)
{¶ 93} The next morning, outside the presence of the jury, the judge told Phillips he
“forgot to say some magic words” the previous day. (Aug. 17, 2023 Tr. Vol. 4 at 497.) The
court informed Phillips if he “[took] the stand, [he would] waive [his] Fifth Amendment
right to be silent. Okay. That is one of the consequences. I described the reality of it but I
didn’t say those magic words; do you understand that?” (Tr. Vol. 4 at 497.) Phillips
affirmed he understood. The judge acknowledged his bailiff thought the judge had been “a
little aggressive with [Phillips the prior day].” (Tr. Vol. 4 at 498.) The court informed
Phillips the choice whether to testify was “completely [his] decision. [The court] was just
trying to give [him] the various aspects around [him] that [he] had to take into
consideration. [The court was] not telling [him] one way or the other what [he] should do.”
No. 23AP-582 36
(Tr. Vol. 4 at 498.) The court asked Phillips if he wanted to testify, and the record
documents “[n]o response” from Phillips. (Tr. Vol. 4 at 501.) The court then stated, “[y]ou
sure? You have the right to get up on the stand and defend yourself, but you also have the
right to remain silent and it can’t be used against you.” (Tr. Vol. 4 at 501.) Phillips
responded stating, “[n]o.” (Tr. Vol. 4 at 501.)
{¶ 94} Due to the “great disparity between the posture of the presiding judge and
that of the witness,” a trial judge violates a defendant’s right to present a defense when the
court admonishes a defense witness in a manner that “exert[s] such duress on the
witness’[s] mind as to preclude him from making a free and voluntary choice whether or
not to testify.” Webb v. Texas, 409 U.S. 95, 98 (1972). In Webb, the trial judge “gratuitously
singled out [the defense’s sole] witness for a lengthy admonition on the dangers of perjury.”
Id. at 97. The trial judge “implied he expected [the witness] to lie, and went on to assure
him that if he lied, he would be prosecuted and probably convicted for perjury, that the
sentence for that conviction would be added on to [the witness’s] present sentence, and that
the result would be to impair his chances of parole.”
Id. at 97. Following the court’s
admonition, the witness refused to testify. The United States Supreme Court found the trial
judge’s “threatening remarks” effectively drove the witness “off the stand, and thus
deprived the petitioner of due process of law under the Fourteenth Amendment.”
Id. at 98.
As such, the court reversed the defendant’s conviction. See also United States v. Blackwell,
694 F.2d 1325, 1334 (D.C.Cir. 1982) (noting a court’s “warnings concerning the dangers of
perjury cannot be emphasized to the point where they threaten and intimidate the witness
into refusing to testify”).
{¶ 95} While Webb concerned a defense witness, the prohibition against judicial
coercion applies to “judicial behavior aimed at dissuading the defendant himself - not
merely his witnesses - from testifying.” United States v. Davis, 974 F.2d 182, 187 (D.C.Cir.
1992). Accord F.C.L. v. Agustin,
271 Or.App. 149, 157-58 (2015) (noting that Webb’s
“reasoning plainly precludes a trial court intimidating a defendant himself or herself from
testifying”); Woolfolk v. Commonwealth,
339 S.W.3d 411, 417 (Sup.Ct.Ky. 2011) (finding
Webb’s “reasoning would apply with even greater force if it is the defendant who is being
intimidated”). Accordingly, “judicial intimidation, threat, or overbearance” that impairs a
“Defendant’s ability to knowingly and intentionally waive his right to testify” violates a
No. 23AP-582 37
defendant’s right to due process. Webber,
208 F.3d at 552. See also
Davis at 187 (noting a
trial judge violates a defendant’s due process rights by issuing “deliberate and badgering
threats designed to quash significant testimony”); United States v. Joelson,
7 F.3d 174, 178
(9th Cir. 1993), quoting United States v. Martinez,
883 F.2d 750, 756 (9th Cir. 1989)
(observing that “judicial interference” with the decision to testify “poses a danger . . . ‘of
great significance because the right not to testify counterpoises the right to testify, and the
exercise of one is the waiver of the other’ ”).
{¶ 96} In State v. Campbell, 2017-Ohio-5665 (3d Dist.), the defense called the
defendant to testify and the judge admonished the defendant, informing him that if he
testified he would be subject to cross-examination, required to answer “questions [he] may
not wanna answer” and “questions that might support a guilty finding.” Id. at ¶ 35. The
judge informed the defendant that “on a number of occasions, . . . a defendant will take the
stand and actually provide information that is not favorable.” Id. at ¶ 35. The defendant
declined to testify following the court’s admonishment. The appellate court reversed the
defendant’s conviction because the trial court unduly “influenced [defendant’s] decision to
waive his right to testify.” Id. at ¶ 36.
{¶ 97} In Arthur v. United States, 986 A.2d 398 (D.C. 2009), the defendant
informed the court he would testify, but the trial court continued to question the
defendant’s decision to testify. The court admonished the defendant regarding the
“advisability and the risk of taking the stand,” and told the defendant it would be reasonable
for him not to testify, noting it was a “difficult decision” but also a decision the defendant
“ha[d] to make.” (Emphasis omitted.)
Id. at 403-04, 407. Following the court’s
admonishment, the defendant refused to testify.
Id. at 407. The appellate court found the
“circumstances, taken as a whole, call[ed] into question the validity of [the defendant’s]
waiver.”
Id. at 407. The court noted that, “by continuing to suggest ‘reasonable’
alternatives to the decision appellant had already made, the trial court implicitly refused to
accept appellant’s decision to testify and brought the power of the court to bear on appellant
such that his subsequent decision not to testify cannot be said to have been truly voluntary.”
Id. at 410-11. The court also found the trial court’s comments inappropriately “interjected
[the trial court] without apparent cause into the role of counsel” and “exert[ed] undue
No. 23AP-582 38
pressure to accept what appellant could have perceived as the trial court’s preferred
strategy.”
Id. at 412.
{¶ 98} A trial judge may also exert undue coercion on a defendant’s decision to
testify if the court “depart[s] from his role as neutral decision-maker by predicting the
outcome of a witness’s decision to testify.” People v. Vaughn, 354 Ill.App.3d 917, 926
(2004). See also
Arthur at 411 (noting the trial court’s “actions [were] of concern because
they departed from that of a neutral magistrate”). For instance, in F.C.L. the trial judge told
the defendant the state’s witness was “very credible” and “ha[d] no reason to lie,” and that
the judge believed the defendant may “get on the stand and lie.” F.C.L.,
271 Or.App. at 154.
The appellate court found the trial court’s comments amounted to reversible error because
they “would suggest to a person in defendant’s position that the court had abandoned its
role as a neutral fact finder and had already decided that if defendant testified, he would
lie.”
Id. at 158.
{¶ 99} The circumstances of the present case call into question the validity of
Phillips’s waiver of his right to testify. The trial court told Phillips if he testified he could be
“take[n] . . . down the road and then cut . . . up[;]” subjected to the “slow screw[;]” and
“take[n] . . . down the path and then chop[ped] . . . up.” (Tr. Vol. 3 at 484-85.) The court’s
statements indicating Phillips could be “take[n] . . . down the road” and “chop[ped] . . . up”
were particularly egregious in the context of the present case, because the evidence
demonstrated the victim was struck by multiple vehicles on a roadway resulting in her
dismemberment. (Tr. Vol. 3 at 484-85.) The trial court also told Phillips if he testified the
prosecutors could be “aggressive as all get out on [him],” they could “get real after [him],”
and he would “kind of have to take it.” (Tr. Vol. 3 at 484-85.) Notably, at the end of the
court’s discussion with Phillips, the court asked the prosecutors if they were “going to go
after [Phillips] if he says something wrong [on the stand]?” One prosecutor responded
“[w]e’ll see,” the other prosecutor responded “[o]h, yeah.” (Tr. Vol. 3 at 487.) The court’s
comments to Phillips were clearly designed to intimidate him and drive him from the stand.
Indeed, the court’s own bailiff believed the trial judge had been “aggressive” with Phillips
during the colloquy. (Tr. Vol. 4 at 498.)
{¶ 100} The trial judge also thoroughly interjected himself into the role of counsel in
violation of Bey. The court’s statements indicating that the judge had been a practicing
No. 23AP-582 39
defense attorney for 22 years and his clients almost always decided not to testify
demonstrated to Phillips the judge believed he should decline to testify. Similarly, the
court’s comment indicating that, “as a criminal defense lawyer your wors[t] witness is your
client” because they “h[em] and h[aw],” served to reiterate to Phillips he should decline to
testify because he would make a bad witness. (Tr. Vol. 3 at 486.) See Miller, 2015-Ohio-
644, ¶ 44 (Rogers, P.J., dissenting) (noting that, “[c]ontrary to the reasoning in Bey, the
trial court clearly evaluated the wisdom of Miller’s desire to testify, interfering with the
attorney-client relationship”).
{¶ 101} The trial court also demonstrated to Phillips it had abandoned its role as a
neutral factfinder. At a pre-trial hearing, the court told Phillips the surveillance video from
the auto parking lot was “a very, very bad piece of evidence against [him], . . . especially
when he later on admits that is him in the picture. Okay.” (Mar. 22, 2023 Tr. at 27.) At
voir dire, the court described the surveillance video as a “smoking gun.” (Aug. 14, 2023 Tr.
Vol. 1 at 7.) During the court’s colloquy with Phillips at trial, the court noted the “video [had
been] played [for the jury]. You’ve got that out there.” (Tr. Vol. 3 at 485.) The court also
noted Phillips was “scattering around a bit” during his interview with Lt. Retherford and
“got double tracked a couple times, [something he couldn’t] afford to do . . . on the stand.”
(Tr. Vol. 3 at 487.) These statements indicated to Phillips the trial judge believed the
evidence against him was insurmountable and that Phillips would perform poorly on the
stand.
{¶ 102} The majority decision claims “this is not a case in which the defendant had
affirmatively asserted his right to testify but then changed his mind because of warnings
from the trial court.” (Majority Decision at ¶ 36.) I disagree. While it is true Phillips did
not utter any magic words expressly stating he wanted to testify, Phillips repeatedly
informed the trial court he wanted to “speak,” wanted an “opportunity to . . . speak,” wanted
a chance to “speak and cross-examine somebody,” and wanted to “explain [his] side of
things.” (May 11, 2022 Tr. at 55; July 20, 2022 Tr. at 9-11; Mar. 22, 2023 Tr. at 27-28.)
Phillips indicated he understood his opportunity to speak would occur at “trial.” (May 11,
2022 Tr. at 55.) Phillips addressed the fact he believed the surveillance video was modified
and denied that he was the person depicted on the surveillance video, prompting the trial
court to ask if Phillips was “almost going to have to take the stand.” (May 11, 2022 Tr. at
No. 23AP-582 40
67.) After hearing the state’s evidence, Phillips was not dissuaded from testifying. Rather,
Phillips had specific questions for the court about what would happen when he took the
stand. Accordingly, considering the record in the present case, I find Phillips made
statements alerting the trial court to his desire to testify. The trial court’s subsequent
inappropriate comments to Phillips exerted such duress on Phillips so as to preclude him
from making a free and voluntary decision whether to testify. Indeed, Phillips only
expressed a desire not to testify after the trial court’s coercive statements.
{¶ 103} The majority also claims the trial court’s statements did not impair Philips’s
ability to knowingly and intelligently waive his right to testify because the “overnight recess
afforded Phillips time to confer with his attorney after the trial court’s statements and
before making the decision whether to testify.” (Majority Decision at ¶ 38.) However, there
is nothing in the record demonstrating that Phillips did in fact consult with his attorney
during the overnight recess. When court convened the following morning, the judge asked
defense counsel, “[i]s your client going to testify or do you know yet?” (Tr. Vol. 4 at 501.)
Defense counsel responded stating, “Judge, I believe the Court should probably inquire.”
(Tr. Vol. 4 at 501.) This exchange indicates defense counsel did not know whether his client
wanted to testify following the overnight recess. Additionally, the trial court did not call the
recess so Phillips could confer with his attorney about the decision to testify; rather, the
recess occurred simply because it was the end of the day. Compare Joelson, 7 F.3d at 177
(noting that after the trial court discussed the issue of testifying with the defendant, the
court told the defendant it would “give [him] five minutes or so to talk with your lawyer and
to finalize what you’re going to do”); United States v. Johnson,
627 F.3d 578, 582-83 (6th
Cir. 2010) (acknowledging that, because the court “instructed Johnson to discuss the
matter with his attorney during an immediate break in the proceedings,” the “additional
time given to Johnson to discuss his decision during a recess enabled him to seek advice
from his attorney”).
{¶ 104} Furthermore, I question whether Phillips’s attorney could have said
anything during the overnight recess to undo the harm caused by the court’s exceedingly
coercive statements. See Vaughn, 354 Ill.App.3d at 926 (observing that, although the trial
court gave the defendant an opportunity to “confer[] with counsel” after the court made
comments indicating the defendant should refuse to testify, the opportunity to confer with
No. 23AP-582 41
counsel “[did] not negate the fact that the judge stepped over the line in his role as neutral
decision-maker”). As such, I would not ascribe any significance to the overnight recess.
{¶ 105} The majority also finds the trial court’s comments did not amount to plain
error because the court repeatedly “emphasized that the choice whether to testify was
Phillips’s own.” (Majority Decision at ¶ 34.) However, the trial court’s statements to
Phillips were so “excessive” and “egregious that [Phillips’s] ability to knowingly and
intentionally waive his right to testify was impaired.” Webber at 552, citing
Joelson at 178.
Accordingly, after the trial court exerted such duress on Phillips’s mind as to preclude him
from making a free and voluntary choice whether to testify, the court’s statements
continuing to remind Phillips that the choice whether to testify was his own were
meaningless.
{¶ 106} I emphasize that a trial judge may permissibly answer a defendant’s
questions and inform a defendant they will be subject to rigorous cross-examination should
they exercise their right to testify. However, a trial court errs when its statements to the
defendant cross the line from permissible explanation to badgering threats designed to
intimidate the defendant and drive them from the stand. In the present case, the court’s
statements to Phillips crossed that line. As such, I find the trial court violated Phillips’s
constitutional right to testify.
II. Structural Error
{¶ 107} Typically, courts review constitutional violations for harmless error.
Arizona v. Fulminante, 499 U.S. 279, 306 (1991). See Chapman v. California,
386 U.S. 18,
24 (1967) (holding that “before a federal constitutional error can be held harmless, the court
must be able to declare a belief that it was harmless beyond a reasonable doubt”). In
Fulminante the court explained that most errors, known as “trial error[s],” occur “during
the presentation of the case to the jury, and . . . may therefore be quantitatively assessed in
the context of other evidence presented in order to determine whether its admission was
harmless beyond a reasonable doubt.”
Fulminante at 307-08. Crim.R. 52(A) defines
harmless error as “[a]ny error, defect, irregularity, or variance which does not affect
substantial rights.”
{¶ 108} However, another class of errors known as “structural errors” defy analysis
by harmless error standards “because they ‘affect[] the framework within which the trial
No. 23AP-582 42
proceeds, rather than simply [being] an error in the trial process itself.’ ” State v. Fisher,
2003-Ohio-2761, ¶ 9, quoting Fulminante,
499 U.S. at 309. Structural errors “permeate
‘the entire conduct of the trial from beginning to end’ so that the trial cannot “ ‘reliably serve
its function as a vehicle for determination of guilt or innocence.’ ” State v. Perry, 2004-
Ohio-297, ¶ 17, quoting
Fulminante at 309. “[A] structural error mandates a finding of ‘per
se prejudice.’ ” (Emphasis in original.)
Fisher at ¶ 9. Thus, when a structural error has
been preserved and the issue is raised on direct appeal, the defendant “generally is entitled
to ‘automatic reversal’ regardless of the error’s actual ‘effect on the outcome.’ ” Weaver v.
Massachusetts,
582 U.S. 286, 299 (2017), quoting Neder v. United States,
527 U.S. 1, 7
(1999). The United State Supreme Court has found an error to be structural, and therefore
subject to automatic reversal, in a limited number of cases. See Gideon v. Wainwright,
372
U.S. 335 (1963) (complete denial of counsel); Tumey v. Ohio,
273 U.S. 510 (1927) (biased
trial judge); Vasquez v. Hillery,
474 U.S. 254 (1986) (racial discrimination in selection of
grand jury); McKaskle v. Wiggins,
465 U.S. 168 (1984) (denial of self-representation at
trial); Waller v. Georgia,
467 U.S. 39 (1984) (denial of public trial); Sullivan v. Louisiana,
508 U.S. 275 (1993) (defective reasonable-doubt instruction); United States v. Gonzalez-Lopez,
548 U.S. 140 (2006) (denial of right to counsel of choice).
{¶ 109} In Weaver, the Supreme Court addressed the “three broad rationales” for
finding an error to be structural. Weaver at 295. The court explained a constitutional
violation amounts to structural error when “the right at issue is not designed to protect the
defendant from erroneous conviction but instead protects some other interest.” Id. at 295.
This rationale applies to a defendant’s right to self-representation because, when exercised,
the right “ ‘usually increases the likelihood of a trial outcome unfavorable to the
defendant,’ ” but the right is “based on the fundamental legal principle that a defendant
must be allowed to make his own choices about the proper way to protect his own liberty.”
Id. at 295, quoting
McKaskle at 177, fn. 8. Thus, because harm is “irrelevant to the basis
underlying the right,” a violation of the right to self-representation constitutes structural
error.
Id. The court also explained an error may be structural “if the effects of the error are
simply too hard to measure,” such as when a defendant is denied the right to select his or
her own attorney, and if “the error always results in fundamental unfairness,” such as when
a trial “judge fails to give a reasonable-doubt instruction.”
Id. at 295-96.
No. 23AP-582 43
{¶ 110} In McCoy the Supreme Court recognized that, while decisions regarding trial
management remain the lawyer’s province, the accused has the ultimate authority to decide
“whether to plead guilty, waive the right to a jury trial, testify in one’s own behalf, and forgo
an appeal.” McCoy, 584 U.S. at 422. The court found a defendant’s “[a]utonomy to decide
that the objective of the defense is to assert innocence belongs in this latter category.” Id.
The court noted a defendant’s autonomy to decide the objective of their defense is
embodied in the Sixth Amendment’s provision for the “Assistance of Counsel,” because
“ ‘an assistant, however expert, is still an assistant.’ ” Id. at 421, quoting Faretta, 422 U.S.
at 819-20. The McCoy court further found a “[v]iolation of a defendant’s Sixth
Amendment-secured autonomy ranks as error of the kind our decisions have called
‘structural,’ ” because the right is “ ‘not designed to protect the defendant from erroneous
conviction’ ” but instead exists to protect the “ ‘fundamental legal principle that a defendant
must be allowed to make his own choices about the proper way to protect his own liberty.’ ”
Id. at 427-28, quoting Weaver, 582 U.S. at 295.
{¶ 111} The United States Supreme Court has yet to specifically address whether a
violation of the right to testify amounts to structural error. However, at least one Ohio
appellate court has observed that “a total prohibition upon the accused’s right to testify falls
within those structural defects which so taint the process that the trial ‘cannot reliably serve
its function as a vehicle for the determination of guilt or innocence.’ ” State v. Skeens, 1997
Ohio App. LEXIS 1978, *14 (4th Dist. May 6, 1997), quoting Fulminante,
499 U.S. at 310.6
{¶ 112} In its brief, the state notes the following courts have applied a harmless error
analysis to a violation of a defendant’s right to testify: State v. Nelson, 2014 WI 70 (2014);
Woolfolk,
339 S.W.3d 411; Palmer v. Hendricks,
592 F.3d 386 (3d Cir. 2010); People v.
Allen,
44 Cal.4th 843, 871 (2008); Johnson v. State,
169 S.W.3d 223, 238 (Tex.Crim.App.
2005). (Appellee’s Brief at 12.) Notably, the cases the state relies on were all decided before
the United States Supreme Court decisions in Weaver and McCoy. And, nearly all the cases
find a violation of the right to testify subject to harmless error review because an appellate
6 In Skeens, the defendant informed the trial court he wished to testify after both sides had rested and the
court brought the jury in for closing arguments. Id. at *11-12. The trial court refused to reopen the case to
permit the defendant to testify. The appellate court acknowledged that, while the case appeared to involve a
deprivation of the defendant’s right to testify and therefore appeared “at first blush to constitute a structural
defect,” because the issue actually “involve[d] reopening the case after both parties had rested,” harmless error
review was appropriate. Id. at *15. Accord State v. Lute,
2016-Ohio-7978, ¶ 26, 32 (4th Dist.) (applying Skeens
to a factually similar scenario).
No. 23AP-582 44
court can assess the defendant’s proffered testimony in the context of the remaining
evidence to determine whether the testimony would have affected the outcome of trial. See
Palmer at 399 (noting the defendant’s proffered testimony “can be evaluated in the context
of the remainder of the evidence in order to assess the impact of the constitutional
violation”);
Nelson at ¶ 32, quoting Fulminante,
499 U.S. at 308 (finding a deprivation of
the right to testify subject to harmless error review because “its affect on the jury’s verdict
can be ‘quantitatively assessed in the context of other evidence presented in order to
determine whether its admission was harmless beyond a reasonable doubt’ ”); Allen at 872
(stating that if the “facts to which a defendant offered to testify would not have affected the
verdict, the exclusion of his or her testimony was harmless”); Johnson at 237 (concluding
“the effect of the error can be quantitatively assessed by looking at the defendant’s
anticipated testimony, the evidence admitted at trial, the jury charge, and other factors”).
See also
Woolfolk at 419 (finding the trial court’s inaccurate perjury advice “did not induce
[the defendant’s] decision not to testify or otherwise contribute to the verdict obtained,”
because the accused previously “expressed a preference not to testify unless he had to”).
{¶ 113} However, as the court in Weaver explained, a violation of a constitutional
right amounts to structural error when “the right at issue is not designed to protect the
defendant from erroneous conviction but instead protects some other interest.” Weaver at
295. A violation of the right to testify falls in this class of errors. In Rock the United States
Supreme Court recognized “an accused’s right to present his own version of events in his
own words” is “[e]ven more fundamental to a personal defense than the right of self-representation.”
Rock at 52. Like the right to self-representation, the right to testify is not
designed to protect the defendant from erroneous conviction and, when exercised, both
may actually increase the chance of conviction. Indeed, “[a]lthough a defendant who
chooses to testify may actually decrease his or her chance of acquittal, nonetheless, ‘the
wisdom or unwisdom of the defendant’s choice does not diminish his right to make it.’ ”
Boyd v. United States,
586 A.2d 670, 673 (D.C. 1991), quoting People v. Curtis,
681 P.2d
504, 513 (Colo. 1984). See also State v. Rivera,
402 S.C. 225, 243 (2013) (recognizing the
defendant’s testimony may have been “prejudicial to his case,” but noting such prejudice
“[could not] serve as a basis for the trial court to prevent [the defendant] from taking the
stand”); State v. Dauzart,
769 So.2d 1206, 1210 (La. 2000) (explaining the accused “has
the right to face jurors and address them directly without regard to the probabilities of
No. 23AP-582 45
success”); State v. Cantu,
318 Kan. 759, 776 (2024) (finding it “inappropriate to assess the
effect [the violation of the right to testify] had on the outcome of the trial because the error
impairs the integrity of the trial, no matter the outcome”).7
{¶ 114} The right to testify protects a defendant’s personal right to decide whether
calling himself as a witness and presenting the jury with his side of the story is the best way
to protect his own liberty. Rock, 483 U.S. at 52; McCoy, 584 U.S. at 422. A defendant’s
desire “to tell ‘his side’ in a public forum may be of overriding importance to him. Indeed,
in some circumstances the defendant, without regard to the risks, may wish to speak from
the stand, over the head of judge and jury, to a larger audience.” Wright v. Estelle,
572 F.2d
1071, 1078 (5th Cir. 1978) (Godbold, J., dissenting). Accordingly, because the right to testify
is not result oriented, but rather exists to protect the defendant’s autonomy to decide the
proper way to protect his or her own liberty, a violation of the right to testify amounts to
structural error.
{¶ 115} The court in Weaver also noted an error may be structural “if the error
always results in fundamental unfairness.” Weaver at 296. The right to testify in one’s own
defense is “ ‘so inherently personal and basic that the fundamental fairness of a criminal
trial is called into question if . . . the accused relinquishes [it] in any manner other than by
voluntary, knowing and intentional waiver.’ ” Boyd,
586 A.2d at 677, quoting Curtis,
681
P.2d at 511. Indeed, when a defendant is deprived of their right to testify “analysis of
whether the outcome of the trial would have been different . . . is irrelevant because [the
defendant] is prejudiced by his lack of essential due process which render[s] his criminal
trial fundamentally unfair.” Cantu, 318 Kan. at 773. See also Rivera,
402 S.C. at 249-50,
quoting Fulminante,
499 U.S. at 289 (finding a deprivation of the right to testify amounts
to structural error because “the right of an accused to testify in his defense is fundamental
to the trial process”); State v. Hampton,
818 So.2d 720, 729 (La. 2002), quoting
Rock at 52
(emphasis in original) (internal quotation marks omitted) (noting the language from Rock
that “spoke of the right to testify as among those rights that ‘are essential to due process of
law in a fair adversary process. . . . [U]nmistakably places the defendant’s right to testify
7 In Wright v. Estelle,
572 F.2d 1071 (5th Cir. 1978), Judge Godbold acknowledged that “[t]o apply such an
outcome-determinative analysis [to a deprivation of the right to testify] at worst denigrates the position of the
individual with respect to his own defense and trial and at best exhibits an unthinking paternalism toward
criminal defendants.”
Id. at 1082 (J. Godbold, dissenting).
No. 23AP-582 46
among those protections without which a criminal trial is ‘structurally flawed”).
Accordingly, because a violation of a defendant’s right to testify deprives the defendant of a
fundamentally fair criminal trial, the error amounts to structural error.
{¶ 116} Based on the foregoing, I find that when, as in the present case, a trial court
prevents a defendant from making a free and voluntary choice whether to testify, the court
violates the defendant’s right to testify and commits structural error.
III. Plain Error
{¶ 117} I agree with the majority that an unobjected to structural error is subject to
plain error review. See State v. West, 2022-Ohio-1556, ¶ 28 (noting “assertions of
structural error do not preclude an appellate court from applying the plain-error standard
when the accused has failed to object”); State v. Bond,
2022-Ohio-4150, ¶ 17
(acknowledging West established “that a plain-error analysis is still necessary when the
party asserting a structural error did not object to that error in the trial court”); Perry,
2004-Ohio-297, at ¶ 23. Because defense counsel did not object to the trial court’s
inappropriate remarks in the present case, we must review the matter for plain error.
Unlike the majority, however, I find the error in the present case amounts to plain error.
{¶ 118} Under Crim.R. 52(B), “[p]lain errors or defects affecting substantial rights
may be noticed although they were not brought to the attention of the court.” Generally, a
court will find plain error only when (1) there was an error, (2) the error was plain, i.e.,
obvious, and (3) the error affected substantial rights. State v. Tench, 2018-Ohio-5205,
¶ 217, citing State v. Barnes,
94 Ohio St.3d 21, 27 (2002). The Supreme Court of Ohio has
generally interpreted the third prong of the analysis “to mean that the trial court’s error
must have affected the outcome of the trial.” Barnes at 27. “[E]ven if an accused shows
that the trial court committed plain error affecting the outcome of the proceeding, an
appellate court is not required to correct it;” rather, courts should notice plain errors “with
the utmost caution, under exceptional circumstances and only to prevent a manifest
miscarriage of justice.” (Internal quotation marks omitted.) State v. Rogers, 2015-Ohio-
2459, ¶ 23, quoting Barnes at 27, quoting State v. Long,
53 Ohio St.2d 91 (1978), paragraph
three of the syllabus.
{¶ 119} In West a plurality of the Supreme Court applied the plain error standard to
an unobjected-to constitutional error. West at ¶ 3. The plurality determined that, even
No. 23AP-582 47
assuming the trial court plainly erred, the defendant could not establish a reasonable
probability the error affected the outcome because the “evidence of guilt was
overwhelming.”
West at ¶ 29-30. The plurality acknowledged “there may be situations in
which a structural error so affects the fairness of a judicial proceeding that reversal is
warranted despite the failure to preserve the error,” but concluded that West was “not such
a case.” Id. at ¶ 35.
{¶ 120} Bond began “where West left off” and analyzed the “extent to which the
existence of structural error is relevant to [the plain error] analysis.” Bond at ¶ 10. The
court initially observed that, when a “recognized structural error has occurred, that error is
certainly plain.” Id. at ¶ 19. The court further acknowledged that, although its previous
decisions concluded an error affects substantial rights when the error affects the outcome
of trial, such language “[did] not appear in [Crim.R. 52(B)] itself.” Id. at ¶ 25. The Bond
court noted the rationales for structural error set forth in Weaver “demonstrate[d] why the
outcome-determination analysis is not the only sufficient metric by which to measure a
structural error.” Id. at ¶ 26. For instance, “[i]f ‘harm is irrelevant to the basis underlying
the right,’ . . . then harm cannot be the measure of the denial of that right.” Id. at ¶ 30,
quoting
Weaver at 295. As such, Bond determined that “a structural error may affect
substantial rights even if the defendant cannot show that the outcome of the trial would
have been different had the error not occurred.” Id. at ¶ 32. The court cautioned it was not
“hold[ing] that prejudice will be presumed in such cases,” but explained there was “room
in plain-error review to recognize the unique nature and fundamental import of established
structural errors.” Id. at ¶ 34.
{¶ 121} Bond concerned a courtroom closure that violated the defendant’s right to a
public trial. A public trial violation is a recognized structural error. Id. at ¶ 16. The court
noted that even if it assumed the public trial violation affected the defendant’s substantial
rights, “[t]he final consideration in the plain-error analysis is whether correcting the error
is required to prevent a manifest miscarriage of justice or whether the error seriously affects
the fairness, integrity, or public reputation of judicial proceedings.” Id. at ¶ 35. See United
States v. Olano, 507 U.S. 725, 736 (1993), quoting United States v. Atkinson,
297 U.S. 157,
160 (1936) (stating courts of appeals should “correct a plain forfeited error affecting
substantial rights if the error ‘seriously affect[s] the fairness, integrity or public reputation
No. 23AP-582 48
of judicial proceedings’ ”). The courtroom closure in Bond was “partial,” it occurred “during
the state’s presentation of evidence, after an eyewitness finished testifying,” the court
permitted “Bond’s immediate family members and the victim’s immediate family members
to attend the remainder of the trial,” and Bond “ha[d] not asserted that any harm resulted
from the closure.”
Bond at ¶ 37. As such, the court found the public trial violation in Bond
did not “so affect[] the fairness of the proceeding as to require correction.”
Id.
{¶ 122} In the present case, the violation of Phillips’s right to testify amounted to
structural error. As such, the error was plain. Id. at ¶ 19. Because the error was structural,
Phillips was not required to show the outcome of trial would have been different but for the
error. Id. at ¶ 33. Rather, by depriving Phillips of his right to testify, the court deprived
Phillips of a fundamentally fair trial and thereby affected Phillips’s substantial rights.
{¶ 123} Because the right to testify in one’s own defense is fundamental to the
integrity of a criminal trial, ignoring a violation of the right necessarily results in a manifest
miscarriage of justice. Unlike the violation of the defendant’s right to a public trial in Bond,
the present case does not involve a partial violation of Phillips’s right to testify.8 Rather,
the trial court’s coercive statements completely deprived Phillips of the ability to make a
free and voluntary decision regarding his right to testify. Finally, the judge’s coercive
statements in the present case, especially the statement informing Phillips he would be
“take[n] . . . down the road” and “chop[ped] . . . up” if he testified, certainly affected the
fairness of the proceeding and the public reputation of judicial proceedings. (Tr. Vol. 3 at
484-85.)
{¶ 124} Accordingly, I find the deprivation of Phillips’s right to testify in the present
case amounted to plain error. Because the majority declines to do so, I respectfully dissent.
8 Compare Cantu, 318 Kan. at 773 (observing that, if the trial judge had “only removed Cantu from the stand”
when he became disruptive during cross-examination “without striking his direct testimony, his right to testify
would have been partially denied by foreclosure of further testimony on cross-examination and redirect[;]”
but by “removing Cantu from the stand and then striking his entire testimony,” the court’s actions resulted in
a “complete denial of his right to testify”).