[Cite as State v. Smith,
2025-Ohio-5046.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
STATE OF OHIO, :
Plaintiff-Appellee, :
No. 114814
v. :
MAURICE SMITH, :
Defendant-Appellant. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED
RELEASED AND JOURNALIZED: November 6, 2025
Criminal Appeal from the Cuyahoga County Court of Common Pleas
Case No. CR-22-669329-A
Appearances:
Michael C. O’Malley, Cuyahoga County Prosecuting
Attorney, and Kristen Hatcher and Sarah J. Denney,
Assistant Prosecuting Attorneys, for appellee.
Flowers & Grube and Louis E. Grube, for appellant.
MICHAEL JOHN RYAN, J.:
Defendant-appellant Maurice Smith appeals from the trial court’s
February 4, 2025 judgment denying his “motion to withdraw guilty plea pursuant to
Crim.R. 32.1 and/or motion for relief from sex offender registry and exemption from
community-notification provisions, and residency restrictions.” For the reasons
that follow, we affirm.
Procedural and Factual History
The incident giving rise to this case occurred in June 2013. The record
demonstrates that Smith is the father of two of the victim’s children and, at the time
of the incident, Smith and the victim were living in different residences. Smith went
to the victim’s house and committed sexual offenses against the victim. The
following day, the victim went to a hospital and a sexual assault exam was performed
on her; DNA retrieved from the exam was a match to Smith. The victim told the
police that she did not want to prosecute, however. Years later, a cold case
investigator contacted the victim, who was then willing to cooperate with a
prosecution.
In April 2022, Smith was indicted on two counts of rape and two counts
of kidnapping. All four counts contained one- and three-year firearm specifications,
as well as sexually violent predator specifications.
After engaging in negotiations with plaintiff-appellee the State of Ohio,
Smith pleaded guilty to Count 1, amended from rape to sexual battery, and Count 4,
amended from kidnapping to abduction. In exchange for his pleas, the State
dismissed the other two counts and all the firearm and sexually violent predator
specifications. The trial court sentenced Smith to two 12-month prison terms, to be
served concurrently. The court found Smith to be a Tier III sex offender and
imposed the necessary registration and verification requirements.
Thereafter, Smith, pro se, filed a “motion to withdraw guilty plea
pursuant to Crim.R. 32.1 and/or motion for relief from sex offender registry and
exemption from community-notification provisions, and residency restrictions.” In
the motion, Smith contended that his plea was “involuntary and unknowing
[because] the trial court failed to substantially comply with Crim.R. 11 by [not]
informing defendant of the punitive consequences of his plea.” The State opposed
the motion, and the trial court denied it. Smith appeals, raising the following sole
assignment of error for our review: “Defendant’s counsel was ineffective by failing
to investigate the unjustifiable nine-year preindictment delay and move for
dismissal of all charges.”
Law and Analysis
We begin by noting that a guilty plea is a complete admission of the
defendant’s guilt. See Crim.R. 11(B)(1). As such, it has been held that “a guilty plea
represents a break in the chain of events that precede it in the criminal process.”
State v. Spates, 64 Ohio St.3d 269, 272 (1992). Thus, when a defendant enters a
guilty plea, he or she waives all appealable errors that might have occurred unless
the errors precluded him or her from entering a knowing, voluntary, and intelligent
plea. State v. Robinson,
2020-Ohio-98, ¶ 6 (8th Dist.), citing State v. Kelley,
57
Ohio St.3d 127 (1991), and State v. Barnett,
73 Ohio App.3d 244 (2d Dist. 1991). A
guilty plea even waives the right to claim that a defendant was prejudiced by the
ineffective assistance of counsel, except to the extent that the ineffective assistance
of counsel caused the defendant’s plea to be less than knowing, intelligent, and
voluntary. State v. Williams,
2014-Ohio-3415, ¶ 11 (8th Dist.), citing Spates at
id.
In order to establish a claim of ineffective assistance of counsel, the
defendant must show that his or her trial counsel’s performance was deficient in
some aspect of his or her representation and that deficiency prejudiced his or her
defense. Strickland v. Washington, 466 U.S. 668, 687 (1984). Pursuant to
Strickland, our assessment of an attorney’s representation must be highly
deferential and we are to indulge “a strong presumption that counsel’s conduct falls
within the range of reasonable professional assistance.”
Id. at 689. In Ohio, every
properly licensed attorney is presumed to be competent and, therefore, a defendant
claiming ineffective assistance of counsel bears the burden of proof. State v. Smith,
17 Ohio St.3d 98, 100 (1985).
In the context of a guilty plea, prejudice is shown only if the defendant
can demonstrate that there is a reasonable probability that, but for counsel’s
deficient performance, he or she would not have pleaded guilty. Williams at ¶ 11,
citing State v. Xie,
62 Ohio St.3d 521 (1992), and Hill v. Lockhart,
474 U.S. 52
(1985). In sum, a claim of ineffective assistance of counsel is waived by a guilty plea,
unless the ineffective assistance of counsel precluded the defendant from knowingly,
intelligently, and voluntarily entering a guilty plea. State v. Geraci, 2015-Ohio-
2699, ¶ 14 (8th Dist.).
Smith contends that his trial counsel was ineffective because he failed
to file a motion to dismiss based on preindictment delay. We note that the statute
of limitations governing a crime provides the “primary guarantee against bringing
overly stale criminal charges.” State v. Copeland, 2008-Ohio-234, ¶ 10 (8th Dist.),
citing United States v. Lovasco,
431 U.S. 783 (1977). The statute of limitations for
rape is 25 years, and the statute of limitations for kidnapping is 20 years. See
R.C. 2901.13(A)(4) and 2901.13(A)(3)(a), respectively. Smith was indicted within
the statute of limitations for both rape and kidnapping.
Nonetheless, the delay between the commission of an offense and an
indictment can, under certain circumstances, constitute a violation of due process
of law guaranteed by the federal and state constitutions — even when the defendant
is indicted within the statute of limitations. Lovasco at 789; United States v.
Marion,
404 U.S. 307, 324 (1971). For example, a delay in commencing prosecution
is not justified when the State uses the delay to gain a tactical advantage or through
negligence or error ceases its investigation and then, later, without new evidence,
decides to prosecute. Marion at id.; State v. Luck,
15 Ohio St.3d 150, 158 (1984).
Courts apply a two-part test to determine whether preindictment delay
constitutes a due process violation. A defendant has the initial burden to show that
he or she was substantially and actually prejudiced due to the delay. State v.
Whiting, 84 Ohio St.3d 215, 217 (1998). However, “proof of actual prejudice, alone,
will not automatically validate a due process claim.”
Luck at 154, citing Marion.
The Supreme Court of Ohio has stated the following regarding actual
prejudice:
A determination of actual prejudice involves “‘a delicate judgment’”
and a case-by-case consideration of the particular circumstances. State
v. Walls, 96 Ohio St.3d 437,
2002-Ohio-5059,
775 N.E.2d 829, ¶ 52,
quoting Marion, 404 U.S. at 325,
92 S.Ct. 455,
30 L.Ed.2d 468. A court
must “consider the evidence as it exists when the indictment is filed and
the prejudice the defendant will suffer at trial due to the delay.” Id.
This court has suggested that speculative prejudice does not satisfy the
defendant’s burden. Id. at ¶ 56 (noting that Walls’s claims of prejudice
were speculative at best); [State v.] Adams, 144 Ohio St.3d 429, 2015-
Ohio-3954, 45 N.E.3d 127, at ¶ 100 (noting the difficulty for defendants
claiming unconstitutional preindictment delay because “proof of
prejudice is always speculative”).
State v. Jones, 2016-Ohio-5105, ¶ 52.
“[T]he possibility that memories will fade, witnesses will become
inaccessible, or evidence will be lost is not sufficient to establish actual prejudice.”
Adams at ¶ 105, citing Marion. “Those are ‘the real possibilit[ies] of prejudice
inherent in any extended delay,’ and statutes of limitations sufficiently protect
against them.” Jones at ¶ 21, quoting Marion. “That does not mean, however, that
demonstrably faded memories and actually unavailable witnesses or lost evidence
cannot satisfy the actual-prejudice requirement.” Id. Actual prejudice exists when
missing evidence or unavailable testimony, identified by the defendant and relevant
to the defense, would minimize or eliminate the impact of the State’s evidence and
bolster the defense. Id. at ¶ 28, citing Luck. It has been noted, however, that the
burden upon a defendant seeking to prove that preindictment delay violated due
process is “‘nearly insurmountable,’” especially “because proof of prejudice is always
speculative.”
Adams at ¶ 100, citing United States v. Montgomery,
491 Fed.Appx.
683 (6th Cir. 2012), quoting United States v. Rogers,
118 F.3d 466, 477, fn. 10
(6th Cir. 1997).
If a defendant establishes “actual prejudice,” the burden then shifts to
the State to produce evidence of a justifiable reason for the delay. Whiting, 84 Ohio
St.3d at 217. Thereafter, the due process inquiry involves a balancing test by the
court, weighing the reasons for the delay against the prejudice to the defendant in
light of the length of the delay. Walls,
2002-Ohio-5059, at ¶ 51.
Upon review of the record in this case, Smith has failed to demonstrate
actual prejudice. Smith contends that he suffered actual prejudice by the delay in
prosecution because “he did not believe he would be capable of finding witnesses
that could provide evidence in his defense.” Appellant’s brief, p. 10, citing tr. 22.
A review of Smith’s citation to the transcript does not reveal that there was a specific
witness who was no longer available because of the passage of time. Rather, counsel
for Smith made a general argument about Smith’s criminal history and how he
believed it would interplay with the changed sentiment about sexual assaults against
women:
I would be remiss if I didn’t point out that someone with a record like
Mr. Smith has, and with the modern current move and public
sentiment regarding sex abuse that is in response to the #MeToo
movement, Mr. Smith does not believe that if he did elect to try to
vindicate himself that he would be able to find witnesses from nine and
a half years ago to help defend himself, or a jury would believe that
somebody with his record didn’t do this.
However, he’s not here to say he didn’t do it because he did take
responsibility.
Tr. 22.
To establish actual prejudice caused by the unavailability of witnesses,
Smith needed to first prove that the witnesses were in fact unavailable. State v.
Walker, 2018-Ohio-3669, ¶ 20 (8th Dist.). A mere assertion by a defendant that he
or she had witnesses who could have supported his or her defense without
identifying who the witnesses are and what they might have testified to is insufficient
to show actual prejudice. State v. Hopper,
2024-Ohio-2635, ¶ 34 (8th Dist.).
We are not persuaded by Smith’s citation to State v. Dixon, 2015-Ohio-
3144 (8th Dist.), or State v. Powell, 2016-Ohio-1220 (8th Dist.), in support of his
claim of actual prejudice. We initially note that both Dixon and Powell are
procedurally distinguishable from this case in that they were appeals by the State
after the trial courts granted the defendants’ motions to dismiss on the ground of
preindictment delay.
The procedural posture is an important distinction because the
records in Dixon and Powell included hearings held on the defendants’ motions to
dismiss. Here, Smith challenged his indictment after he pleaded guilty. As noted,
a guilty plea is a complete admission of the defendant’s guilt, which results in a
waiver of the right to claim that a defendant was prejudiced by ineffective assistance
of counsel, except to the extent that the ineffective assistance of counsel caused the
defendant’s plea to be less than knowing, intelligent, and voluntary. Williams, 2014-
Ohio-3415, at ¶ 11 (8th Dist.), citing Spates, 64 Ohio St.3d 269.1
In addition to Dixon and Powell being procedurally different from this
case, the facts of those two cases are also distinguishable from this case. In Dixon,
the alleged sexual assault occurred in 1993, approximately six months after the
defendant had been paroled from prison on an unrelated charge and placed under
the supervision of parole authorities.
After the alleged assault, the alleged victim went to a hospital where a
sexual assault exam was administered and DNA evidence was collected. Shortly
thereafter, the defendant was arrested. The alleged victim stated that she did not
want to prosecute a case against the defendant, and he was released from jail.
Nonetheless, the defendant was subject to two hearings before parole
authorities regarding the alleged sexual assault. At the first hearing, police officers,
the alleged victim, and the defendant’s employer testified. At the second hearing,
police officers, the alleged victim, witnesses for the defense, and the defendant
testified. It was the defendant’s testimony that he and the alleged victim engaged in
1 As part of Smith’s ineffective-assistance-of-counsel argument, he contends that if
his trial counsel had filed a motion to dismiss, “it is reasonably likely that the charges
would have been dismissed, or at a minimum, reduced to a much favorable plea, instead
of Smith pleading guilty.” (Emphasis added.) Appellant’s brief, p. 13. Smith was indicted
on two counts each of rape and kidnapping and all four counts contained one- and three-year firearm specifications as well as sexually violent predator specifications. Trial
counsel negotiated a plea, whereby Smith pleaded guilty to two reduced charges — sexual
battery and abduction and the remaining charges and specifications were dismissed. The
trial court sentenced Smith to an aggregate 12-month prison term. The negotiations
defense counsel engaged in resulted in a favorable plea for Smith.
consensual sexual activity on the occasion in question. The alleged victim
maintained that it was sexual assault, however. After the second hearing, the parole
authorities found the defendant “guilty,” revoked his parole, and sentenced him to
prison for two years.
Years later, in 2013, the DNA evidence collected at the hospital was
tested and was a match to the defendant’s DNA. The State then indicted the
defendant. The defendant filed a motion to dismiss the indictment based on
preindictment delay, and the trial court held a hearing.
At the hearing, it was established that a former girlfriend of the
defendant and a former employer of defendant — both of whom had testified before
the parole authorities — were no longer available. The former girlfriend could not
be located, and the former employer was deceased. Further, the defendant testified
that he could not remember specifics from the incident in question.
Notably, the former employer had previously testified that he spoke
with the alleged victim after the incident and the victim said she had feelings for the
defendant and if she could not have him, no one could. The former employer also
testified that the alleged victim said her and the defendant’s encounter had been
“mutual with no force.” Dixon, 2015-Ohio-3144, at ¶ 9 (8th Dist.).
The trial court granted the defendant’s motion to dismiss, and this
court affirmed, finding that the defendant established “actual and substantial
prejudice.” Id. at ¶ 31. This court noted that the defendant did
not rely on the mere passage of time and the deterioration of his own
memory to demonstrate actual prejudice. Nor does he rely on vague
assertions of prejudice. Rather, [the defendant] presented very specific
evidence that was lost and how that lost evidence would have impacted
the essence of his defense.
Id. at ¶ 26.
In Powell, 2016-Ohio-1220 (8th Dist.), the alleged incident occurred
in 1994, at which time the alleged victim, who was the defendant’s wife, reported the
incident and submitted to a sexual assault exam. Shortly thereafter, the alleged
victim stated that she did not wish to prosecute the case. Approximately five years
later, the alleged victim divorced the defendant. She suffered from drug addiction
and mental-health issues.
In 2013, the case was reopened as part of the Ohio attorney general’s
sexual assault kit testing initiative and the defendant’s DNA was a match to DNA
from the alleged victim’s rape kit. The defendant was indicted in 2014. The
defendant filed a motion to dismiss on the ground of preindictment delay, and the
trial court held a hearing.
The victim testified that, although she remembered the incident
generally, she could not remember any details. The defendant, who also suffered
from mental-health issues, testified that he did not remember the alleged incident
at all. The trial court granted the defendant’s motion to dismiss, finding that
because of the defendant and alleged victim’s documented mental-health and
memory issues there were insufficient details for the State to prosecute, and for the
defendant to defend against, the case. This court agreed and upheld the dismissal.
As set forth, both the procedural posture and the facts in Dixon, 2015-
Ohio-3144, at ¶ 9 (8th Dist.), and Powell, 2016-Ohio-1220 (8th Dist.), are
distinguishable from this case. The within case is more akin to this court’s decision
in State v. Barnes,
2018-Ohio-86 (8th Dist.). In Barnes, the victim reported to the
police that the defendant sexually assaulted her twice, once in 2006 and once in
2007, both while she and the defendant were employed at a nursing home. After
her reporting of the incident and submission to a sexual assault exam, the victim
became uncooperative with the State’s desire to prosecute the defendant.
The defendant was charged in 2016 with eight crimes that included
rape and kidnapping with sexually violent predator and sexual motivation
specifications. After negotiations with the State, the defendant pleaded guilty to one
count, amended from rape to sexual battery. The remaining counts and
specifications were dismissed.
The defendant appealed from his judgment of conviction, contending
that his trial counsel was ineffective for not filing a motion to dismiss based on
preindictment delay. The defendant generally claimed that records and witnesses
were unavailable because of the delay. This court disagreed with the defendant,
finding that his broad assertions, without a tangible connection to the defense of the
case, were insufficient to establish actual prejudice.
At oral argument, Smith’s appellate counsel argued that trial counsel’s
statement at Smith’s sentencing makes this case distinguishable from Barnes. We
are not persuaded. Counsel’s statement at Smith’s sentencing was a general
statement, without a tangible connection to the defense of his case, similar to the
broad assertions made by the defendant in Barnes. Smith’s trial counsel failed to
reveal a specific witness who was no longer available because of the passage of time
(as in Dixon) or demonstrate that neither Smith nor the victim could provide
testimony because of fading memories (as in Powell).
Smith also contends that his trial counsel was ineffective because he
failed to investigate the case. Smith cites State v. Seeley, 2002-Ohio-1545
(7th Dist.), in support of his contention. In Seeley, the defendant was indicted on
September 29, 1994, for a crime for which the statute of limitations ran on
September 21, 1994. The defendant was not arrested until October 2000 and
ultimately pleaded guilty to the charge.
On appeal, the defendant contended, in part, that his trial counsel was
ineffective for not raising the issue regarding the statute of limitations. The
appellate court agreed, finding that counsel’s failure to raise the issue was deficient
under the first Strickland prong. Because the record was “silent as to diligence the
State used in executing process of [the defendant’s] indictment,” the appellate court
remanded the case to the trial court for a determination of whether the second prong
of Strickland was also met, that is, whether the outcome of the proceeding would
have been different had counsel raised the issue. Seeley at ¶ 30, 41.
The within case is distinguishable from Seeley, in that in Seeley a
deficiency was apparent on its face. Here, no deficiency is facially apparent.
The within case is more on point with State v. Charity, 2020-Ohio-3162 (7th Dist.).
In Charity, the defendant contended that his trial counsel was ineffective based, in
part, on a failure to investigate. The appellate court found that “the record has no
indication of what pretrial investigation appellant’s trial counsel conducted.” Id. at
¶ 10. The appellate court stated that “[c]ourts should not ‘“infer a defense failure to
investigate from a silent record.”’” Id., quoting State v. Thompson,
2014-Ohio-4751,
¶ 247, quoting State v. Were,
2008-Ohio-2762, ¶ 244. Likewise, here, the record is
silent as to trial counsel’s investigatory efforts and we will not presume a failure to
investigate.
Smith’s failure to demonstrate that he suffered actual prejudice is
dispositive of his claim of ineffective assistance of counsel based on the failure to file
a motion a dismiss. However, we note that in Barnes, 2018-Ohio-86 (8th Dist.),
where the victim was initially uncooperative with the prosecution but later decided
to cooperate and the State was able to indict the defendant within the statute of
limitations, this court did not find that the State’s delay was improper.
Id. at ¶ 21-
23.
For the reasons discussed, Smith’s sole assignment of error is without
merit and hereby overruled.
Judgment affirmed.
It is ordered that appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
common pleas court to carry this judgment into execution. The defendant’s
conviction having been affirmed, any bail pending appeal is terminated. Case
remanded to the trial court for execution of sentence.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27
of the Rules of Appellate Procedure.
________________________
MICHAEL JOHN RYAN, JUDGE
MICHELLE J. SHEEHAN, P.J., and
ANITA LASTER MAYS, J., CONCUR
