Âś1 NOTICE: This opinion is subject to modification resulting from motions for reconsideration under Supreme Court Rule 27, the Courtâs reconsideration, and editorial revisions by the Reporter of Decisions. The version of the opinion published in the Advance Sheets for the Georgia Reports, designated as the âFinal Copy,â will replace any prior version on the Courtâs website and docket. A bound volume of the Georgia Reports will contain the final and official text of the opinion.
Âś2In the Supreme Court of Georgia
Âś3 Decided: February 21, 2023
Âś4 S22A1328. MIDDLEBROOKS v. THE STATE.
Âś5 ELLINGTON, Justice.
Âś6 After Marina Middlebrooks pleaded not guilty by reason of
Âś7insanity to charges arising from the stabbing death of her daughter,
Âś8Sky Allen, a jury found Middlebrooks guilty of murder and cruelty
Âś9to children in the first degree.1 On appeal, Middlebrooks contends
Âś10 1 The crimes occurred on May 2, 2013. On July 10, 2013, a Columbia County grand jury returned an indictment charging Middlebrooks with malice murder (Count 1), felony murder predicated on aggravated assault (Count 2), and cruelty to children in the first degree (Count 3). On January 26, 2016, Middlebrooks was re-indicted on the same counts in Richmond County. Following a February 2016 trial, a Richmond County jury found Middlebrooks guilty on all three counts. On February 29, 2016, the trial court sentenced Middlebrooks to serve life in prison without parole on Count 1 and to serve 20 years in prison on Count 3. The judgment indicated that Count 2 merged with Count 1, although it was actually vacated by operation of law. See Bradley v. State, 305 Ga. 857, 857 n.1 (828 SE2d 322) (2019). Middlebrooks filed a timely motion for a new trial, which, through new counsel, she amended on May 27 and October 5, 2020. Following a hearing on November 24, 2020, the trial court denied Middlebrooksâs motion for a new trial on August 19, 2021. Middlebrooks filed a timely notice of appeal, and the case was docketed in this Court for the August 2022 term and orally argued on November 8, 2022. that the trial court erred in allowing the Stateâs expert witness to
Âś11testify as to what happens when a person is found not guilty by
Âś12reason of insanity. In addition, Middlebrooks contends that â[t]he
Âś13trial court erred in restricting the testimony of [her] diagnosing
Âś14psychiatrist,â an employee of the Department of Veteransâ Affairs
Âś15(âVAâ), âwithout following the correct procedureâ under federal
Âś16regulations concerning the testimony of VA personnel in legal
Âś17proceedings. In a related claim, Middlebrooks contends that her
Âś18âtrial counsel was ineffective in failing to object to the limitation of
Âś19[the witnessâs] testimony by the [f]ederal [g]overnment and the
Âś20[p]rosecutor.â For the reasons explained below, we affirm.
Âś21 After indictment in Columbia County, where Skyâs dead body
Âś22was discovered, the case was transferred to and re-indicted in
Âś23Richmond County, based on Middlebrooksâs pretrial statements that
Âś24placed the alleged criminal acts outside her Richmond County home.
Âś25Middlebrooks filed a notice of intent to raise the issue that she was
Âś26insane at the time of the acts charged against her. Before the trial
Âś27began, the State and Middlebrooks entered into a stipulation that,
Âś28 2 â[o]n May the 2nd, 2013, the Defendant, Marina Mae Middlebrooks,
Âś29acting alone, caused the death of Sky Lyric Allen, by stabbing her in
Âś30the neck. This act occurred in Richmond County, Georgia.â Because
Âś31the parties stipulated that Middlebrooks killed her daughter, the
Âś32primary issue the jury had to decide was Middlebrooksâs mental
Âś33capacity at the time she committed the crimes, with the possible
Âś34verdicts being not guilty, not guilty by reason of insanity, guilty but
Âś35mentally ill, or guilty. 2 The jury was required to return a verdict of
Âś36not guilty by reason of insanity if the jury found beyond a reasonable
Âś37doubt that Middlebrooks committed the crimes charged in the
Âś38 2 OCGA § 17-7-131 (b) (1) provides: In all cases in which the defense of insanity, mental illness, or intellectual disability is interposed, the jury, or the court if tried by it, shall find whether the defendant is: (A) Guilty; (B) Not guilty; (C) Not guilty by reason of insanity at the time of the crime; (D) Guilty but mentally ill at the time of the crime, but the finding of guilty but mentally ill shall be made only in felony cases; or (E) Guilty but with intellectual disability, but the finding of intellectual disability shall be made only in felony cases. At the time of Middlebrooksâs trial, the fifth verdict option was âguilty but mentally retarded.â Since July 1, 2017, the fifth option has been âguilty but with intellectual disability.â See Ga. L. 2017, p. 471, § 3.
Âś39 3 indictment and also found by a preponderance of the evidence that
Âś40she was legally insane at that time, that is, she did not have the
Âś41mental capacity to distinguish between right and wrong in relation
Âś42to the act.3 At the beginning of trial, the trial court read the partiesâ
Âś43 3 See OCGA §§ 16-3-2 (âA person shall not be found guilty of a crime if, at the time of the act, omission, or negligence constituting the crime, that person did not have the mental capacity to distinguish between right and wrong in relation to the act.â); 17-7-131 (a) (âFor purposes of this Code section, the term . . . â[i]nsane at the time of the crimeâ means meeting the criteria of Code Section 16-3-2 or 16-3-3. However, the term shall not include a mental state manifested only by repeated unlawful or antisocial conduct.â); 17-7-131 (c) (1) (âThe defendant may be found ânot guilty by reason of insanity at the time of the crimeâ if he or she meets the criteria of Code Section 16-3-2 or 16-3- 3 at the time of the commission of the crime. If the court or jury should make such finding, it shall so specify in its verdict.â); Bowman v. State, 306 Ga. 97, 100 (1) (c) (829 SE2d 139) (2019) (âIn Georgia, a defendant is presumed to be sane and a defendant asserting an insanity defense has the burden to prove by a preponderance of the evidence that he was insane at the time the crime was committed.â (citation omitted)). We note that Middlebrooksâs counsel did not seek a jury instruction based on the other Code section referenced in OCGA § 17-7-131 (c) (1), OCGA § 16-3-3, which provides: âA person shall not be found guilty of a crime when, at the time of the act, omission, or negligence constituting the crime, the person, because of mental disease, injury, or congenital deficiency, acted as he did because of a delusional compulsion as to such act which overmastered his will to resist committing the crime.â At the charge conference, defense counsel stated, â[w]e are not claiming a justification delusion defense, [although] we do have a compulsive delusion[,]â because there was no âproof of justification.â See Buford v. State, 300 Ga. 121, 125 (1) (b) (793 SE2d 91) (2016) (âWhen a delusional compulsion is the basis of an insanity defense, the delusion must be one that, if it had been true, would have justified the defendantâs actions.â (citation omitted)); id. (holding that, because the defendant âcould not articulate the particulars of any delusion from which he was suffering that would have justified his actions,â he could not âestablish insanity pursuant to OCGA § 16-3-3â). 4 stipulation to the jury and instructed the jury that, based on the
Âś44stipulations that had been entered into, Middlebrooksâs âplea of not
Âś45guilty by reason of insanity frame[d] the issue that [the jury was]
Âś46sworn and empaneled to try in this particular case.â
Âś47 The State presented the testimony of investigators and other
Âś48witnesses as to the circumstances of the crimes. That uncontested
Âś49evidence showed that, on May 2, 2013, a passerby saw
Âś50Middlebrooksâs car swerve out of its lane on Ray Owens Road in
Âś51Columbia County and then crash into a tree. The witness called 911.
Âś52First responders found Middlebrooks in the driverâs seat. She was
Âś53nude except for a sweatshirt and covered in blood. One first
Âś54responder testified that Middlebrooks âdid not appear to be fully
Âś55conscious.â Middlebrooks told the first responders that âsomeone
Âś56had done somethingâ to her, but provided no details. To most of the
Âś57first respondersâ questions about what had happened to her, she
Âś58answered, âI donât know. I donât remember.â While tending to
Âś59Middlebrooks, first responders found her two-year-old daughter,
Âś60Sky, dead on the carâs rear floor, underneath a pile of clothes. Sky
Âś61 5 was also unclothed, covered in dried blood, and had a gaping stab
Âś62wound to her neck. Her body had already cooled. A bloody pair of
Âś63scissors lay in the front passenger seat. A medical examiner later
Âś64determined that Sky had suffered multiple stab wounds, one of
Âś65which severed a jugular vein, resulting in fatal blood loss. The
Âś66wounds were consistent with having been created by the sharp edges
Âś67of an opened pair of scissors. Middlebrooks had multiple puncture
Âś68wounds and lacerations to her neck, face, chest, arms, wrists, and
Âś69knee. Her neck wounds were severe enough to require intubation for
Âś70a few days.
Âś71 After the State presented evidence of the circumstances of the
Âś72crimes, Middlebrooks called several witnesses in support of her
Âś73insanity defense. After being qualified as an expert, Dr. Geoffrey
Âś74McKee, a board-certified criminal forensic psychologist, testified
Âś75that he evaluated Middlebrooks in October 2014, when he spent 6
Âś76hours, 25 minutes with her, and February 2016, when he spent an
Âś77hour with her. In addition to administering psychological tests and
Âś78interviewing Middlebrooks, Dr. McKee reviewed records of previous
Âś79 6 evaluations and treatment of Middlebrooks, including a four-week
Âś80hospitalization at the VA hospital in the summer of 2011, when she
Âś81was diagnosed with âschizophreniform disorderâ and with âpost
Âś82traumatic stress disorder,â arising from her 13 months in combat
Âś83zones in Iraq. Dr. McKee testified that Middlebrooks was readmitted
Âś84to the VA hospital for two weeks in February 2012 and diagnosed
Âś85with âschizophrenia continuous, meaning that the symptoms were
Âś86recurring on a . . . near daily basis,â and âschizophrenia paranoid
Âś87type, which means that she had delusions of persecution, feelings
Âś88that other people would hurt her even though there was no evidence
Âś89of that.â For example, the records showed that Middlebrooks
Âś90reported believing that other people wanted her to kill herself. Dr.
Âś91McKee also reviewed the records from Middlebrooksâs five-day
Âś92hospitalization following her arrest for Skyâs death and her
Âś93hospitalization at East Central Regional Hospital in Augusta that
Âś94began seven weeks after Skyâs death and lasted for about six weeks.
Âś95In reviewing the records of the VA hospitalizations and the post-
Âś96arrest hospitalizations, Dr. McKee looked for any indication in those
Âś97 7 records that Middlebrooks was âmalingeringâ â faking her
Âś98symptoms â and he found none.
Âś99 Dr. McKee testified about his own examinations of
Âś100Middlebrooks and described some of the fixed delusions she
Âś101reported, such as that âshe could control and slow down time by
Âś102moving her hands in a particular way.â Dr. McKee testified that
Âś103Middlebrooks reported that, just before the crimes, she stripped
Âś104herself and her daughter naked, even removing their earrings,
Âś105âbecause she believed that to get to heaven she and her daughter
Âś106would have to dieâ by their own hands, âbut that they had to be
Âś107naked because the clothes, including any jewelry, would block the
Âś108spirits from leavingâ their bodies. Dr. McKee administered several
Âś109psychological tests to Middlebrooks, some of which are designed to
Âś110detect malingering, and he found no evidence of malingering during
Âś111the course of his own evaluation. Dr. McKee testified that
Âś112â[c]ommand auditory hallucinations are not uncommon in persons
Âś113with schizophrenia, but often with people who try to malinger
Âś114schizophrenia, when they are charged with a crime will tell the
Âś115 8 examiner that they had a command auditory hallucinationâ ordering
Âś116them to commit the particular crime. Dr. McKee found it a
Âś117significant indication that Middlebrooks was not malingering that,
Âś118according to the records from her hospitalization in the days after
Âś119the crimes, she âdid not seize upon [a command hallucination] as a
Âś120way of explaining away all that she had done.â Based on
Âś121Middlebrooksâs history and his own evaluation, Dr. McKee
Âś122diagnosed her with paranoid schizophrenia. In Dr. McKeeâs opinion,
Âś123at the time of the crimes, Middlebrooks âsuffered from
Âś124schizophrenia, a serious psychiatric disorder[,]â that âas a result of
Âś125that disorder she did not have the mental capacity to know right
Âś126from wrong[,]â and that âthe delusional component of that . . .
Âś127disorder overmaster[ed] her will to resist committing her offenses.â
Âś128Dr. McKee testified that, in his more than 40-year career, he had
Âś129evaluated more than 40 women who had killed one or more of their
Âś130own children. Out of those 40 cases, Dr. McKee had found that only
Âś1314 of those mothers, including Middlebrooks, were insane.
Âś132 Dr. Donna Schwartz-Watts, the chief psychiatrist for female
Âś133 9 patients at Patrick B. Harris Psychiatric Hospital in Anderson,
Âś134South Carolina, also testified as an expert witness. Dr. Schwartz-
Âś135Watts evaluated Middlebrooks in February 2014, when she spent
Âś136âover two hoursâ with her, and âsaw her again a period of time later.â
Âś137Like Dr. McKee, Dr. Schwartz-Watts reviewed records of
Âś138Middlebrooksâs previous mental health treatment, including just
Âś139after she killed Sky. Dr. Schwartz-Watts also reviewed statements
Âś140by witnesses to the crash, Middlebrooksâs emergency treatment, and
Âś141her arrest; examined detention records; and interviewed
Âś142Middlebrooksâs mother and other witnesses. She found that
Âś143Middlebrooks exhibited a common symptom of schizophrenia, a type
Âś144of delusion called âideas of reference,â and a very rare symptom,
Âś145called âclanging.â She explained that, rather than expressing
Âś146thoughts that were connected rationally, Middlebrooks would say
Âś147words in a sequence that were related to each other only by âthe
Âś148sound of the words.â Dr. Schwartz-Watts described clanging as âone
Âś149of the most severe and regressed forms of thought process, of
Âś150connecting thoughts together,â and testified that it is a difficult
Âś151 10 symptom to fake. In Dr. Schwartz-Wattsâs opinion, Middlebrooksâs
Âś152notes and drawings when she was intubated in the days after the
Âś153crimes revealed signs of paranoid and delusional thinking. Dr.
Âś154Schwartz-Watts testified that Middlebrooks reported that, in the
Âś155days before she killed Sky, she was having recurrent delusional
Âś156thoughts and compulsions that she and Sky âeach had to commit
Âś157suicide.â Middlebrooks said that she believed that God had given her
Âś158and Sky a âgreen auraâ that made them âspecial and uniqueâ and
Âś159that she and her daughter were being âpersecutedâ by people who
Âś160âwould mean them harmâ because âthey would want to have access
Âś161to that gift[.]â Middlebrooks told Dr. Schwartz-Watts that, by
Âś162committing suicide, she and Sky would âgo to heaven so that they
Âś163would be safe.â Dr. Schwartz-Watts testified that âmorally
Âś164[Middlebrooks] believed that she was doing Godâs willâ and that, for
Âś165Sky to go to heaven, â[Sky] had to kill herself. [Middlebrooks] could
Âś166not kill her daughter. So she took the scissors and had her daughter
Âś167stab herself, helping her with the scissors. She stabbed her daughter
Âś168thinking itâs the daughterâs hand[.]â Then Middlebrooks stabbed
Âś169 11 herself and started driving to the marina, where she planned to
Âś170finish killing herself. Middlebrooks explained to Dr. Schwartz-Watts
Âś171that she was not completely naked when she crashed into the tree,
Âś172because she put on a sweater after seeing a police officer stop
Âś173another car and she did not want the police to stop her and prevent
Âś174her from reaching the marina and completing her suicide. Based on
Âś175Middlebrooksâs history of paranoid delusions and hallucinations, her
Âś176psychotic behavior around the time of the crimes, and psychotic
Âś177thinking that Dr. Schwartz-Watts personally observed during her
Âś178evaluation sessions, she diagnosed Middlebrooks with acute
Âś179schizophrenia. In Dr. Schwartz-Wattsâs opinion, at the time of the
Âś180offense, Middlebrooks did not ârecognize[e] what she was doing was
Âś181wrong,â but thought âshe was doing the right thingâ when she killed
Âś182Sky.
Âś183 Dr. Donald Evans, a staff psychiatrist at the VA Medical
Âś184Center in Augusta, testified about Middlebrooksâs two prior
Âś185 12 hospitalizations in that facility. 4 He testified that in July 2011,
Âś186Middlebrooks, an Iraq War veteran, âwas admitted in a psychotic
Âś187state, meaning, her reality was so distorted that she couldnât trust
Âś188her senses.â That hospitalization lasted approximately four weeks.
Âś189During that time, Dr. Evans testified, Middlebrooks expressed that
Âś190â[s]he was disturbed by what she described as people knowing what
Âś191thoughts were in her head, putting thoughts in her head, or taking
Âś192some of those thoughts out. And then she had some paranoid ideas
Âś193that people were going to hurt her, and her physiology reflected
Âś194that.â Middlebrooks was placed on antipsychotic medication that
Âś195was âmeant to help return thinking to cohesive functioningâ and
Âś196âquiet downâ distorted thinking in the form of hallucinations or
Âś197delusions. Dr. Evans read from a progress note in Middlebrooksâs
Âś198chart, showing that the medications were given to treat
Âś199âschizophreniform,â and he explained that â[s]chizophreniform is a
Âś200diagnosis for a disturbance of perceptions that last for a period of
Âś201 4 As discussed in Division 2, infra, Evans testified as a fact witness only, not as an expert. 13 less than six months.â He testified that, â[i]f that disturbance goes
Âś202beyond six months then it becomes schizophrenia, and both of those
Âś203conditions I diagnosed.â
Âś204 Middlebrooksâs mother and father testified about their
Âś205daughterâs mental breakdown in 2012, which resulted in the second
Âś206hospitalization at the VA Hospital in Augusta. They found
Âś207Middlebrooks walking aimlessly down the middle of a busy street,
Âś208and she could not answer where she was going. When her father was
Âś209driving her home, she tried to jump out of his truck. She told her
Âś210father that he was the devil or âsomething evilâ and screamed âdonât
Âś211kill me.â Middlebrooksâs father testified that, after Middlebrooks
Âś212returned from combat service in Iraq, she had changed â her face
Âś213was âblank,â she âstart[ed] forgetting things,â her âpatience [was]
Âś214shot,â and, when he looked in her eyes, âsomething was missing,
Âś215something was gone.â Middlebrooks sometimes told her mother that
Âś216she was hearing voices. In the weeks before Skyâs death,
Âś217Middlebrooksâs mother thought that Middlebrooks seemed
Âś218withdrawn and that something was wrong with her. Middlebrooksâs
Âś219 14 sister and brother-in-law testified, describing several incidents of
Âś220Middlebrooksâs âbelligerentâ and bizarre behavior in the years
Âś221between her return from Iraq in 2006 and Skyâs death in 2013,
Âś222including having loud arguments with herself and accusing
Âś223strangers of âtalking bad about her and looking at her funny.â In
Âś224early 2013, Middlebrooks told her sister that VA doctors diagnosed
Âś225her with schizophrenia. Middlebrooks did not testify.
Âś226 The State presented the testimony of Middlebrooksâs cellmate
Âś227at the Columbia County jail in November 2014, Kala Stewart, as to
Âś228statements Middlebrooks made while awaiting trial. Stewart
Âś229testified that Middlebrooks told her that âshe killed her child before
Âś230she left the house, her driveway,â and âshe did it out of spite of her
Âś231boyfriend.â Stewart testified that Middlebrooks told her that âher
Âś232lawyer was going for mental illnessâ as a defense, but Middlebrooks
Âś233told Stewart that âshe [was not] mentally ill.â Middlebrooks told
Âś234Stewart that she did not think her case was going well.
Âś235 In addition, the State presented expert testimony to rebut the
Âś236testimony of Middlebrooksâs expert witnesses that they found no
Âś237 15 evidence of malingering, either in Middlebrooksâs past mental
Âś238health records or in their own evaluations. Dr. Michael Vitacco, after
Âś239being qualified as an expert in forensic psychology, testified that he
Âś240evaluated Middlebrooks at the East Central Regional Hospital,
Âś241where he serves as a licensed clinical psychologist, over the course
Âś242of 40 days in June and July 2013, beginning seven weeks after Skyâs
Âś243death. In addition to formally interviewing Middlebrooks three
Âś244times and giving her psychological tests, meetings lasting a total of
Âś2453 hours and 20 minutes, Dr. Vitacco spoke with her briefly
Âś246approximately 20 times over her 40-day stay. He also communicated
Âś247with her treating psychiatrist and other caregivers who interacted
Âś248with Middlebrooks for extended periods daily. After Middlebrooks
Âś249returned to the jail, he and a colleague prepared a Criminal
Âś250Responsibility Evaluation report and a Competency to Stand Trial
Âś251Evaluation report.
Âś252 In Dr. Vitaccoâs opinion, other practitionersâ diagnosis of
Âś253schizophrenia was not supported by the evidence, one reason being
Âś254that the records showed that Middlebrooksâs symptoms improved
Âś255 16 during each hospitalization much more quickly than would typically
Âś256happen in cases of acute schizophrenia. Dr. Vitacco testified that,
Âś257during interviews with him, Middlebrooks reported hearing voices
Âś258and behaved consistently with that symptom, but she would behave
Âś259âquite differently,â appearing to be unaffected by hallucinations,
Âś260when she was âaway from the people who were interviewing her.â
Âś261Dr. Vitacco noted that, according to Middlebrooksâs mental health
Âś262records, she reported paranoid delusions that âpeople were out to get
Âś263her,â but âat no pointâ before she killed Sky âdid she endorse a
Âś264delusion consistent with killing her child.â He also found it
Âś265significant that Middlebrooks never reported any religious delusions
Âś266until after she killed Sky and was being evaluated for criminal
Âś267responsibility, at which point she reported a religious delusion that
Âś268she was on a mission from God to help Sky go to heaven. Dr. Vitacco
Âś269testified that Middlebrooksâs description of the events âchanged
Âś270dramaticallyâ and evolved from telling first responders that she had
Âś271no recollection of the entire event, to telling detectives that nothing
Âś272happened and Sky was still alive, and then, â[f]ast forward just eight
Âś273 17 weeks and she had a perfect recollection, once she arrived at the
Âś274hospital, of everything that happened in that car, including being
Âś275able to describe the last minutes of her daughterâs life.â Dr. Vitacco
Âś276believed that, after being given the Structured Interview of Reported
Âś277Symptoms test, Middlebrooks falsely reported a version of some of
Âś278the specific hallucinations that were questions on the test. He
Âś279testified that she reported âa slew of new symptomsâ after she killed
Âś280Sky, âeach one self-serving to justify the death of her daughter[,]â
Âś281but she did not display the behavioral âsignsâ of someone
Âś282experiencing the reported symptoms. Staff members saw
Âś283Middlebrooks âgreeting [other patients] warmlyâ and laughing with
Âś284them â she was even âvoted vice-president of [her] unit because her
Âś285peers liked her so muchâ â and she followed hospital rules and
Âś286behaved appropriately in classes and group sessions. Dr. Vitacco
Âś287testified that, âon several occasions[,]â after a class or group,
Âś288Middlebrooks âwould approach the group leaderâ and ask âspecific
Âś289questions about the insanity defenseâ and âhow . . . one go[es] about
Âś290it.â During the last week of her 40-day stay at the hospital,
Âś291 18 Middlebrooks told her treating psychiatrist that she was âfeeling
Âś292hopeful . . . about the possibility of building an NGRI case.â
Âś293 Dr. Vitacco defined malingering as âthe intentional production
Âś294of symptoms in order to basically get out of something,â such as, in
Âś295the criminal justice context, âto get out of going to prison or going to
Âś296trial.â After reviewing evidence about Middlebrooksâs behavior in
Âś297the few days surrounding Skyâs death, including a videotaped police
Âś298interview, reviewing the VA records, personally interviewing and
Âś299observing Middlebrooks, and administering tests designed, in part,
Âś300to detect malingering, Dr. Vitacco concluded that Middlebrooks was
Âś301âretrospectively malingering,â that is, feigning having had
Âś302symptoms at the time of Skyâs death in order to avoid criminal
Âś303responsibility for the death of her daughter.
Âś304 Based on the totality of the evidence Dr. Vitacco reviewed, his
Âś305professional opinion was that, âwhen [Middlebrooks] killed her
Âś306daughter[,]â she âwas not mentally ill[;]â specifically, she was not
Âś307âpsychoticâ or suffering from âschizophrenia[,]â which is a âthought
Âś308disorder.â Dr. Vitacco testified that Middlebrooks was diagnosed,
Âś309 19 during her hospitalization at East Central Regional Hospital, with
Âś310post-traumatic stress disorder and with âa series of personality
Âś311disorders[,]â which are âmaladaptive traitsâ that are ânot considered
Âś312. . . disorder[s] of thought or mood that substantially impair[ ] oneâs
Âś313judgment, oneâs behavior, oneâs ability to recognize reality[.]â In
Âś314terms of personality disorders, Dr. Vitacco testified that
Âś315Middlebrooks was diagnosed with âborderline personality disorderâ
Âś316and âadjustment disorder.â Despite these diagnoses, in Dr. Vitaccoâs
Âś317expert opinion, when Middlebrooks killed her daughter, âshe was
Âś318very aware of right from wrongâ and âwas very aware that murder
Âś319was against the law, both morally wrong and legally wrong.â He
Âś320testified that he did not believe that Middlebrooks âwas experiencing
Âś321a delusional compulsion that overmastered her willâ at the time of
Âś322the crime and that, even if he did believe her, the nature of the
Âś323delusion she reported would not have justified the act of killing her
Âś324daughter. In Dr. Vitaccoâs opinion, Middlebrooks was simply âangry
Âś325and she took it out on her two-year-old child.â Asked if he had âany
Âś326personal stake in the outcome of this case,â Dr. Vitacco replied that
Âś327 20 he had no personal stake in the case and described himself as âa
Âś328state employee and a psychologistâ who was not âpaid by the
Âś329prosecution or the defenseâ and was âsimply a [j]udgeâs witness.â
Âś330 At the end of Dr. Vitaccoâs direct testimony, the prosecutor
Âś331asked him âwhat happens when a person is found not guilty by
Âś332reason of insanity?â Defense counsel did not object before Dr. Vitacco
Âś333responded that the person âwould come to our hospital for a period
Âś334of 30 days. And then we would evaluate that individual . . . to
Âś335determine if they were mentally ill . . . and dangerous to themselves
Âś336or others. And then we would have a hearing in 30 days to determine
Âś337if they could be released[, as required by] state law[.]â The
Âś338prosecutor asked, â[b]y law, if that person is not a danger to themself
Âś339or others and is not suffering from a mental illness, what is the
Âś340[c]ourt obligated to do?â Dr. Vitacco answered, â[A]ccording to the
Âś341Supreme Court[, the trial court would] be obligated to release that
Âś342individual.â Middlebrooksâs counsel objected to âthis man giving a
Âś343legal opinionâ and moved to strike the testimony, arguing that
Âś344âGeorgia law tells us what the law is. [Such a person does not] get
Âś345 21 out until you say they get out. . . . [T]he [j]udge gives the law . . . not
Âś346the Stateâs witness.â The trial court overruled the objection and
Âś347declined to strike the testimony.
Âś348 1. Middlebrooks contends that the trial court abused its
Âś349discretion in overruling her objection to Dr. Vitaccoâs testimony
Âś350about what happens after a jury finds a criminal defendant not
Âś351guilty by reason of insanity and in denying her motion to strike the
Âś352testimony. She contends that the testimony constituted improper
Âś353legal opinion testimony and that the law should have come only from
Âś354the judge. In addition, Middlebrooks argues that Dr. Vitaccoâs
œ355testimony paraphrased parts of OCGA § 17-7-131, pertaining to
Âś356evaluation and commitment following a verdict of not guilty by
Âś357reason of insanity, information that should not have been conveyed
Âś358to the jury, and that his paraphrase was incomplete and misleading.
Âś359 Middlebrooks argues that Dr. Vitaccoâs reference to those
Âś360aspects of the law was especially harmful because he described
Âś361himself as the â[j]udgeâs witnessâ and because he implied that he
Âś362personally would be evaluating her after verdict. Because Dr.
Âś363 22 Vitacco had testified that he had already found that Middlebrooks
Âś364was merely malingering and not mentally ill, Middlebrooks
Âś365contends that the testimony improperly encouraged the jury to
Âś366believe that, if the jury returned a verdict of not guilty by reason of
Âś367insanity, the trial court would have no choice but to release her
Âś368immediately after a 30-day post-trial evaluation. And she argues
Âś369that the trial courtâs instruction about the consequences of a verdict
Âś370of not guilty by reason of insanity did not correct and override Dr.
Âś371Vitaccoâs misleading paraphrase of OCGA § 17-7-131, because the
Âś372courtâs instruction did not directly contradict Dr. Vitaccoâs statement
Âś373and could be understood by the jury as complementary with that
Âś374testimony. She also argues that the trial courtâs instruction that the
Âś375jury is not to concern itself with punishment did not alleviate the
Âś376harm caused by the statement because commitment after a not
Âś377guilty by reason of insanity verdict is not in the nature of
Âś378punishment and therefore the instruction about the jury not
Âś379concerning itself with punishment did not apply.
Âś380 When an accused pleads not guilty by reason of insanity at the
Âś381 23 time of the crime, the Criminal Procedure Code requires the trial
Âś382court to instruct the jury in specific and limited terms regarding the
œ383consequences of each potential verdict. 5 See OCGA § 17-7-131 (b) (3).
Âś384One of these instructions is that, âshould you find the defendant not
Âś385guilty by reason of insanity at the time of the crime, the defendant
Âś386 5 OCGA § 17-7-131 (c) provides in pertinent part: In all criminal trials in any of the courts of this state wherein an accused shall contend that he or she was insane, mentally ill, or intellectually disabled at the time the act or acts charged against him or her were committed, the trial judge shall instruct the jury that they may consider, in addition to verdicts of âguiltyâ and ânot guilty,â the additional verdicts of ânot guilty by reason of insanity at the time of the crime,â âguilty but mentally ill at the time of the crime,â and âguilty but with intellectual disability.â See Foster v. State, 283 Ga. 47, 49 (2) (656 SE2d 838) (2008) (âWhen a defense of insanity has been interposed, OCGA § 17-7-131 (c) requires that the jury be instructed to consider all five verdict options set forth therein. The failure to charge on all five options is harmless error if there is no evidence to support the verdict option or options omitted.â); see also Durrence v. State, 287 Ga. 213, 216 n.4 (695 SE2d 227) (2010) (Recognizing the clear legal distinctions between being insane at the time of the crime and being mentally ill or mentally retarded, which was the fifth verdict option at the time, each of which requires different forms of proof, âand their correlating similarities, OCGA § 17-7-131 (c) requires that the jury be instructed to consider all five verdict options set forth therein when a defense of insanity is raised.â). In this case, there was no evidence of any mental retardation or intellectual disability, and neither the trial courtâs jury charge nor the verdict form included the verdict option of âguilty but mentally retarded.â Although OCGA § 17-7-131 (c) requires that the jury be instructed to consider all five verdict options set forth in the statute, Middlebrooks does not claim that it was error to omit the fifth option in her case.
Âś387 24 will be committed to a state mental health facility until such time,
Âś388if ever, that the court is satisfied that he or she should be released
Âś389pursuant to law.â OCGA § 17-7-131 (b) (3) (A).6 See Foster v. State,
Âś390306 Ga. 587, 590-592 (2) (a) (832 SE2d 346) (2019).
œ391 This Court has explained that the jury instructions required by OCGA § 17-7-131 (b) (3) create a limited exception to the general rule proscribing consideration of
œ392 6 In full, OCGA § 17-7-131 (b) (3) provides: (3) In all cases in which the defense of insanity, mental illness, or intellectual disability is interposed, the trial judge shall charge the jury, in addition to other appropriate charges, the following: (A) I charge you that should you find the defendant not guilty by reason of insanity at the time of the crime, the defendant will be committed to a state mental health facility until such time, if ever, that the court is satisfied that he or she should be released pursuant to law. (B) I charge you that should you find the defendant guilty but mentally ill at the time of the crime, the defendant will be placed in the custody of the Department of Corrections which will have responsibility for the evaluation and treatment of the mental health needs of the defendant, which may include, at the discretion of the Department of Corrections, referral for temporary hospitalization at a facility operated by the Department of Behavioral Health and Developmental Disabilities. (C) I charge you that should you find the defendant guilty but with intellectual disability, the defendant will be placed in the custody of the Department of Corrections, which will have responsibility for the evaluation and treatment of the mental health needs of the defendant, which may include, at the discretion of the Department of Corrections, referral for temporary hospitalization at a facility operated by the Department of Behavioral Health and Developmental Disabilities.
Âś393 25 the consequences of a guilty verdict. This exception protects the defendantâs right to an impartial verdict by correcting any misconceptions jurors may have that a verdict of not guilty by reason of insanity, guilty but mentally ill, or guilty but with intellectual disability would result in the defendantâs immediate release (as does a verdict of not guilty). . . . Once the jury understands the nature of these particular verdicts, it can focus solely on the mental condition of the defendant and decide that issue free from concerns about whether and how the defendant might be punished.
Âś394Id. at 593 (2) (b) (citation and punctuation omitted).
Âś395 In this case, Dr. Vitacco introduced aspects of the consequences
Âś396of a verdict of not guilty by reason of insanity that appear in parts
œ397of OCGA § 17-7-131 and the statutory criteria for involuntary civil
Âś398commitment 7 that are not pertinent to the issues to be decided by
Âś399 7 OCGA § 17-7-131 (d) provides: Whenever a defendant is found not guilty by reason of insanity at the time of the crime, the court shall retain jurisdiction over the person so acquitted and shall order such person to be detained in a state mental health facility, to be selected by the Department of Behavioral Health and Developmental Disabilities, for a period not to exceed 30 days from the date of the acquittal order, for evaluation of the defendantâs present mental condition. Upon completion of the evaluation, the proper officials of the mental health facility shall send a report of the defendantâs present mental condition to the trial judge, the prosecuting attorney, and the defendantâs attorney, if any. OCGA § 17-7-131 (e) (1) provides:
œ400 26 the jury. See OCGA § 17-7-131 (b) (1). And he did so in a way that
Âś401could have been misleading. Specifically, Dr. Vitacco referred to an
Âś402evaluation at âour hospital,â while the statute provides that a person
Âś403found not guilty of a crime by reason of insanity would be detained
Âś404at a state mental health facility chosen by the Department of
œ405Behavioral Health and Developmental Disabilities. See OCGA § 17-
Âś4067-131 (d). More importantly, his statement that, after 30 daysâ
Âś407 After the expiration of the 30 daysâ evaluation period in the state mental health facility, if the evaluation report from the Department of Behavioral Health and Developmental Disabilities indicates that the defendant does not meet the inpatient commitment criteria of Chapter 3 of Title 37 or Chapter 4 of Title 37, the trial judge may issue an order discharging the defendant from custody without a hearing. After a verdict of not guilty by reason of insanity, the trial judge determines under specified procedures whether the defendant meets the statutory inpatient-commitment criteria. See OCGA §§ 37-3-1 (9.1) (ââInpatientâ means a person who is mentally ill and . . . [w]ho presents a substantial risk of imminent harm to that person or others, as manifested by either recent overt acts or recent expressed threats of violence which present a probability of physical injury to that person or other persons . . . and . . . [w]ho is in need of involuntary inpatient treatment.â); 37-3-83 (g) (If, after a specified process, the designated medical officer determines that an involuntarily hospitalized person âis not a person who has mental illness requiring involuntary treatment, the person shall be immediately discharged from involuntary hospitalization[.]â); 37-3-85 (providing for regular review of service plans for patients receiving involuntary inpatient treatment and for modification of plans, including by discharge, as medically appropriate).
Âś408 27 evaluation, âwe would have a hearingâ to determine whether the
Âś409person was legally entitled to be released obscured the fact that the
Âś410trial court would âretain jurisdictionâ over Middlebrooks, OCGA §
Âś41117-7-131 (d), 8 and that she could only be discharged from
Âś412involuntary commitment by order of the trial court in accordance
œ413with procedures specified in the Code section. See OCGA § 17-7-131
Âś414(f).9
œ415 See also OCGA § 17-7-131 (e) (4) (If, after the 30-day evaluation of the 8
Âś416defendantâs mental condition and a hearing, if ordered, under OCGA § 17-7- 131 (d), âthe judge determines that the defendant meets the [statutory] inpatient commitment criteria . . . , the judge shall order the defendant to be committed to the Department of Behavioral Health and Developmental Disabilities to receive involuntary treatment . . . or to receive servicesâ under the Mental Health Code.). 9 OCGA § 17-7-131 (f) provides:
Âś417 A defendant who has been found not guilty by reason of insanity at the time of the crime and is ordered committed to the Department of Behavioral Health and Developmental Disabilities under subsection (e) of this Code section may only be discharged from that commitment by order of the committing court in accordance with the procedures specified in this subsection: (1) Application for the release of a defendant who has been committed to the Department of Behavioral Health and Developmental Disabilities under subsection (e) of this Code section upon the ground that he does not meet the civil commitment criteria under Chapter 3 of Title 37 or Chapter 4 of Title 37 may be made to the committing court, either by such defendant or by the superintendent of the state hospital in which the said defendant is detained; (2) The burden of proof in such release hearing shall be upon
Âś418 28 Closing arguments were not transcribed, and we cannot
Âś419discern whether either sideâs argument clarified Dr. Vitaccoâs
Âś420response to the question.10 By the same token, we cannot assume
Âś421that the prosecutorâs argument amplified the implication that
Âś422within a short period the trial court might be obligated to order that
Âś423Middlebrooks be released. In the trial courtâs final charge to the jury,
œ424the court instructed the jury as required by OCGA § 17-7-131 (b) (3)
Âś425regarding the consequences of each of the possible verdicts,
Âś426including that, if the jury should find Middlebrooks not guilty by
Âś427reason of insanity, she would be committed until such time, if ever,
Âś428 the applicant. The defendant shall have the same rights in the release hearing as set forth in subsection (e) of this Code section; and (3) If the finding of the court is adverse to release in such hearing held pursuant to this subsection on the grounds that such defendant does meet the inpatient civil commitment criteria, a further release application by the defendant shall not be heard by the court until 12 months have elapsed from the date of the hearing upon the last preceding application. The Department of Behavioral Health and Developmental Disabilities shall have the independent right to request a release hearing once every 12 months. 10 At the hearing on Middlebrooksâs motion for a new trial, her appellate
Âś429counsel asked her trial counsel, âDuring the closing argument did you discuss the effect of a not guilty by reason of insanity verdict?â Her trial counsel did not answer âyesâ or ânoâ but only stated that he did not remember everything he said in closing argument. 29 the court was satisfied that she should be released pursuant to law.
Âś430The trial courtâs jury charge did not address the 30-day evaluation
œ431procedure under OCGA § 17-7-131 (d) and the statutory criteria for
Âś432involuntary civil commitment that Dr. Vitacco referenced.
Âś433 We can see that Dr. Vitaccoâs testimony about the
Âś434consequences of a verdict of not guilty by reason of insanity, if
Âś435credited by jurors as a correct statement of applicable law, could
Âś436have reinforced, rather than corrected, any misconceptions jurors
Âś437may have had that only a guilty verdict would prevent
Âś438Middlebrooksâs nearly immediate release. If taken in this light, Dr.
Âś439Vitaccoâs testimony undermined an essential purpose of OCGA § 17-
Âś4407-131. See Foster, 306 Ga. at 593 (2) (b). Given the narrow focus of
Âś441the statutorily prescribed jury instructions, the State should not
Âś442have elicited such extraneous testimony. Assuming the trial court
Âś443erred in allowing the testimony to stand, we must consider whether
Âś444the error was harmless to determine if a new trial is warranted. See
Âś445Jones v. State, 315 Ga. 117, 123 (4) (880 SE2d 509) (2022)
Âś446(âErroneous evidentiary rulings are subject to a harmless-error
Âś447 30 test.â). The harmless-error test applicable in this case is that for
Âś448nonconstitutional error.
Âś449 A nonconstitutional error is harmless if the State shows that it is highly probable that the error did not contribute to the verdict, an inquiry that involves consideration of the other evidence heard by the jury. In determining whether the error was harmless, we review the record de novo, and we weigh the evidence as we would expect reasonable jurors to have done so as opposed to viewing it all in the light most favorable to the juryâs verdict.
Âś450Id. (citations and punctuation omitted); Johnson v. State, 238 Ga.
Âś45159, 61 (230 SE2d 869) (1976) (discussing and adopting the highly-
Âś452probable test for nonconstitutional errors). 11
Âś453 Middlebrooksâs burden in asserting the insanity defense was to
Âś454prove by a preponderance of the evidence that she was mentally
Âś455 11 To compare the test that governs the determination of harmlessness when an evidentiary ruling amounts to constitutional error, see Moore v. State, 315 Ga, 263, 271 (3) (b) (882 SE2d 227) (2022) (âA constitutional error is harmless if the State can prove beyond a reasonable doubt that the error did not contribute to the verdict, such as when the evidence at issue is cumulative of other properly-admitted evidence or when the evidence against the defendant is overwhelming.â (citation and punctuation omitted)); see also Hill v. State, 310 Ga. 180, 188 (6) (850 SE2d 110) (2020) (alleged violation of the privilege against unreasonable searches); Ensslin v. State, 308 Ga. 462, 473 (2) (d) (841 SE2d 676) (2020) (alleged violation of the privilege against selfincrimination); McCord v. State, 305 Ga. 318, 321 (2) (a) (825 SE2d 122) (2019) (alleged violation of the right to confront witnesses). 31 incapable of distinguishing between right and wrong regarding the
Âś456particular acts charged. See Bowman v. State, 306 Ga. 97, 100 (1) (c)
Âś457(829 SE2d 139) (2019). As recounted above, opinion evidence given
Âś458by Drs. McKee and Schartz-Watts supported a finding that
Âś459Middlebrooksâs mental illness of acute schizophrenia with delusions
Âś460rendered her incapable of distinguishing between right and wrong
Âś461with regard to killing Sky. On the other hand, Dr. Vitaccoâs opinion
Âś462evidence supported the contrary finding that Middlebrooks was
Âś463mentally capable of distinguishing between right and wrong
Âś464regarding the act of fatally stabbing her daughter. His testimony
Âś465included detailed descriptions of the distinctions between disorders
Âś466of thought â disorders, such as schizophrenia, that may rob a person
Âś467of the mental capacity to distinguish right from wrong at the time of
Âś468a criminal offense â and other mental health conditions that do not
Âś469typically have that effect. Dr. Vitaccoâs expert opinion that
Âś470Middlebrooks did not have a mentally incapacitating thought
Âś471disorder when she fatally stabbed Sky was based in part on his
Âś472personal observation that Middlebrooksâs behavior was often
Âś473 32 inconsistent with the symptoms she reported. In addition, he
Âś474testified that he learned from hospital staff members that
Âś475Middlebrooks actively sought information about how to âgo aboutâ
Âś476and âbuildâ an insanity defense. The evidence that Dr. Vitacco
Âś477formed his opinions after interacting with and observing
Âś478Middlebrooks much closer in time to the crimes and on many more
Âś479occasions than had Drs. McKee and Schwartz-Watts is a factor in
Âś480assessing the weight of Dr. Vitaccoâs expert opinion that
Âś481Middlebrooks was faking mental illness to avoid criminal
Âś482responsibility for killing her daughter. Another factor is evidence,
Âś483introduced through the testimony of Middlebrooksâs cellmate, that
Âś484Middlebrooks denied being mentally ill, despite her lawyerâs plan to
Âś485present a mental illness defense, and admitted that she killed her
Âś486daughter out of spite.
Âś487 The Stateâs burden under the applicable harmless-error test â
Âś488showing that âit is highly probable that the error did not contribute
Âś489to the verdictâ â is a heavy one. Even so, to overturn the juryâs
Âś490verdicts on the basis of Dr. Vitaccoâs improper testimony, there must
Âś491 33 be more than a theoretical possibility that the error contributed to
Âś492the verdicts. In assessing nonconstitutional error, we do not look to
Âś493a single aspect of Dr. Vitaccoâs testimony, divorced from the context
Âś494of the entire trial. We consider all of the evidence, and we weigh the
Âś495evidence as we would expect reasonable jurors to have done. See
Âś496Jones, 315 Ga. at 122 (4). 12 Having reviewed all of the evidence de
Âś497novo and weighed it as we would expect reasonable jurors to have
Âś498done, we conclude that it is highly likely that Dr. Vitaccoâs brief
Âś499testimony about the general consequences of a verdict of not guilty
Âś500by reason of insanity was not an important factor for the jury
Âś501compared to the substantial evidence that Middlebrooks had the
Âś502mental capacity to distinguish right from wrong in killing Sky.
Âś503Because it is highly probable that the trial courtâs ruling on
Âś504Middlebrooksâs objection and motion to strike the testimony did not
Âś505contribute to the verdict, a new trial is not warranted. See Brookins
Âś506 12See also Johnson, 238 Ga. at 61 (Even an error that is ârelevant to the issues in dispute, not cumulative of other evidence, not beneficial to the defendant[,] and uncorrected by the trial court . . . may nevertheless be harmless in the context of the entire case.â). 34 v. State, 315 Ga. 86, 99 (5) (879 SE2d 466) (2022).
Âś507 2. (a) Middlebrooks contends that âthe trial court erred in
Âś508restrictingâ Dr. Evansâs testimony to non-expert matters âwithout
Âś509following the correct procedureâ under federal regulations
Âś510concerning the testimony of VA personnel in legal proceedings. 13
Âś511This claim fails because Middlebrooks failed to preserve any error
Âś512in this regard for ordinary appellate review and she failed to show
Âś513plain error.
Âś514 The record shows that, at the beginning of Middlebrooksâs
Âś515presentation of evidence, an assistant United States Attorney
Âś516accompanied Dr. Evans to court and advised the trial court that
Âś517federal law required approval from the federal government anytime
Âś518 13 See 38 CFR §§ 14.800 through 14.810, establishing policy, assigning responsibilities, and prescribing procedures with respect to the testimony of VA personnel and production of department records in federal, state or other legal proceedings. Section 14.808 (a) provides in relevant part: âVA personnel shall not provide, with or without compensation, opinion or expert testimony in any legal proceedings concerning official VA information, subjects or activities, except on behalf of the United States or a party represented by the United States Department of Justice[,]â absent official authorization by the responsible VA official. Section 14.804 sets out the types of factors VA personnel responsible for making the decision whether to authorize the disclosure of VA records or information or the testimony of VA personnel should consider. 35 a federal employee is called as a witness in state court. The federal
Âś519attorney reported that, after defense counsel requested that Dr.
Âś520Evans testify, the VA Office of General Counsel authorized him to
Âś521testify within boundaries, specifically that Dr. Evans could testify
Âś522about his personal observations of Middlebrooks, about
Âś523conversations he had with her, and about the contents of her medical
Âś524records, but he could not serve as an expert witness or answer
Âś525hypothetical questions. The prosecutor then argued that, âif [Dr.
Âś526Evans] canât testify as an expert witness[,] then he canât render an
Âś527opinion as to his diagnosis [of Middlebrooks] back in 2011 and 2012.â
Âś528Initially, the prosecutor framed an objection based on relevance,
Âś529asserting, if Dr. Evans could not give expert opinion testimony, then
Âś530none of his testimony would be relevant. Defense counsel stated that
Âś531he would not be asking for âa present diagnosis,â but for âa historical
Âś532diagnosis,â and argued that such testimony would not constitute
Âś533expert testimony.
Âś534 In the ensuing colloquy among the trial court and counsel, the
Âś535court asked if defense counsel had any legal authority âthat
Âś536 36 support[ed] what [the defense] wanted to go into [during his
Âś537examination of Dr. Evans] based on the restrictions that have been
Âś538placed on [his] testimony.â Defense counsel responded that he
Âś539intended to ask Dr. Evans about âthe nature of [Middlebrooksâs]
Âś540hospitalization[,] . . . why she was in the hospital[,] . . . how long she
Âś541was in the hospital, and whether or not she was confined in the
Âś542hospital.â After a recess, defense counsel, âin an effort to compromise
Âś543this issue[,] . . . agree[d] not to ask [Dr. Evans] about his diagnosisâ
Âś544of Middlebrooks. Defense counsel described Dr. Evans as an
Âś545âessentialâ witness, because he had been Middlebrooksâs caretaker
Âś546in the VA mental hospital twice in the years before this crime
Âś547occurred[,]â and argued that if he was prohibited from testifying
Âś548Middlebrooks would be âdeprived of the right of compulsory process
Âś549and [her] constitutional rights under both the State and Federal
Âś550constitution[s], [her] Sixth Amendment rights.â Softening the
Âś551Stateâs earlier position, the prosecutor stated, âIâm not objecting to
Âś552him testifying.â The trial judge stated, âIâm not going to . . . prohibit
Âś553him from testifying, but based on restrictions that are in place it
Âś554 37 does not appear that he can render a diagnosis.â Defense counsel
Âś555responded, âI understand.â The prosecutor advised that he would
Âś556object âbased on [a lack of] foundationâ to any question âthat call[ed]
Âś557for an opinion[,] . . . including the diagnosis[,]â because such an
Âś558opinion could only âbe rendered by an expert[.]â Defense counsel
Âś559responded, â[w]e can handle that,â the court summoned the jury, and
Âś560Dr. Evans took the stand.
Âś561 Assuming without deciding that the trial court affirmatively
Âś562ruled that Dr. Evans was prohibited from ârender[ing] a diagnosis,â
Âś563the record establishes that the defense ultimately withdrew any
Âś564challenge to such ruling. Without preservation of error as provided
œ565in OCGA § 24-1-103, we review an evidentiary ruling only for plain
œ566error pursuant to OCGA § 24-1-103 (d). See Ellington v. State, 314
Âś567Ga. 335, 343 (3) (877 SE2d 221) (2022); Lofton v. State, 309 Ga. 349,
Âś568358 (4) (846 SE2d 57) (2020); Martin v. State, 306 Ga. 747, 749 (2)
Âś569(833 SE2d 122) (2019). To establish plain error, Middlebrooks âmust
Âś570point to an error that was not affirmatively waived,â and that âerror
Âś571must have been clear and not open to reasonable dispute, must have
Âś572 38 affected [her] substantial rights, and must have seriously affected
Âś573the fairness, integrity or public reputation of judicial proceedings.â
Âś574Ellington, 314 Ga. at 343 (3) (citation, punctuation, and footnote
Âś575omitted).
Âś576 âFor purposes of plain error review, an affirmative waiver is
Âś577the intentional relinquishment or abandonment of a known right.â
Âś578Griffin v. State, 309 Ga. 860, 865 (2) (849 SE2d 191) (2020) (citation
Âś579and punctuation omitted). The record shows that the defense
Âś580invoked known rights, then proposed a resolution to the partiesâ
Âś581evidentiary dispute that involved voluntarily curtailing
Âś582Middlebrooksâs assertion of those rights. The transcript of the
Âś583colloquy before Dr. Evans testified shows that defense counsel opted
Âś584to proceed with Dr. Evansâs testimony, with the latitude to question
Âś585him, without drawing an objection by the State, about the facts of
Âś586Middlebrooksâs hospitalizations with the sole limitation that he
Âś587could not elicit testimony that Dr. Evans had diagnosed
Âś588Middlebrooks with schizophrenia â an opinion that was reflected in
Âś589the medical records and referenced in the testimony of
Âś590 39 Middlebrooksâs two expert witnesses. In addition, at the hearing on
Âś591Middlebrooksâs motion for a new trial, her trial counsel testified that
Âś592he had previous experience with âforcing an expert witness who did
Âś593not want to appearâ as an expert to testify, that witness âmade [him]
Âś594âwishââ he had not compelled the witness to testify, and he âdidnât
Âś595want to have that situation with Dr. Evans.â Thus, Middlebrooks
Âś596intentionally relinquished any claim that the trial court erred in
Âś597limiting the scope of Dr. Evansâs testimony, and this claim of error
Âś598fails at the first stage of plain-error review. See Washington v. State,
Âś599312 Ga. 495, 499 (1) (863 SE2d 109) (2021); Griffin, 309 Ga. at 864-
Âś600866 (2); see also State v. Herrera-Bustamante, 304 Ga. 259, 264 (2)
Âś601(b) (818 SE2d 552) (2018) (âWe need not analyze all of the elements
Âś602of [the plain-error] test when, as in this case, the defendant has
Âś603failed to establish one of them.â).
Âś604 (b) In a related claim of error, Middlebrooks contends that her
Âś605âtrial counsel was ineffective in failing to object to the limitation of
Âś606Dr. Evan[s]âs testimony by the [f]ederal government and the
Âś607[p]rosecutor.â Specifically, she criticizes her counselâs conduct in
Âś608 40 âultimately consent[ing] to limiting his questions of Dr. Evans.â In
Âś609addition, Middlebrooks avers that her â[t]rial counsel expressed
Âś610ignorance of the federal rule governing VA testimony,â and she
Âś611argues that, â[h]ad he consulted the regulation governing expert
Âś612testimony of VA witnesses, he would have seen the procedure that
Âś613needed to be followed by either himself or the [c]ourt.â In another
Âś614section of her brief, Middlebrooks avers that defense counsel did not
Âś615ârequest the Department of Veterans Affairs to allow Dr. Evans to
Âś616testify as an expert. This is even though the factors listed in [the
Âś617applicable federal regulation] would have likely been met.â She
Âś618contends that âthe diagnosis of her mental illness was hampered by
Âś619the exclusion of her primary diagnosing physicianâ and that, as a
Âś620result, â[t]he accusation of recent fabrication was left hanging over
Âś621the trial.â Middlebrooks contends that â[t]he error of trial counsel
Âś622was so prejudicial that it most likely changed the outcome of the
Âś623trial.â To prevail on a claim of ineffective assistance of counsel, the
Âś624appellant âmust show that his lawyerâs performance was
Âś625constitutionally deficient and that he suffered prejudice as a result.â
Âś626 41 Clark v. State, ___ Ga. ___, ___ (5) (Case No. S22A0950, decided Jan.
Âś62718, 2023). See Strickland v. Washington, 466 U. S. 668, 687 (III) (104
Âś628SCt 2052, 80 LE2d 674) (1984). If the appellant âfails to prove one
Âś629element of this test, we need not address the other element.â Mahdi
Âś630v. State, 312 Ga. 466, 468 (2) (863 SE2d 133) (2021) (citation and
Âś631punctuation omitted).
Âś632 First, Middlebrooksâs claims that her counsel failed to seek
Âś633permission from the VA to allow Dr. Evans to testify as an expert
Âś634and that he expressed ignorance at trial of the federal rule governing
Âś635VA testimony are belied by the record. The representative of the VA
Âś636informed the trial court that, in advance of the trial, Middlebrooksâs
Âś637counsel requested approval from the VA for Dr. Evans to testify and
Âś638that the VA authorized him to testify within boundaries the VA set.
Âś639The record shows at most that counsel was caught off guard by the
Âś640prosecutorâs initial, later-abandoned objection to Dr. Evansâs
Âś641testifying at all if he was not permitted to testify as to his
Âś642 42 diagnoses.14
Âś643 As to counselâs agreement not to ask Dr. Evans about his
Âś644diagnoses, we consider the second prong of Strickland first. To show
Âś645prejudice, the appellant âmust show that there is a reasonable
Âś646probability that, but for counselâs unprofessional errors, the result
Âś647of the proceeding would have been different. A reasonable
Âś648probability is a probability sufficient to undermine confidence in the
Âś649outcome.â Strickland, 466 U. S. at 694 (III) (B). Although defense
Âś650counsel failed to object to the limitations placed on Dr. Evansâs
Âś651testimony, counsel presented two expert witnesses, who testified
Âś652about her diagnoses, the severity of her symptoms, and her mental
Âś653illnessâs effect on her ability to distinguish right from wrong when
Âś654she killed Sky. Middlebrooksâs stated need for Dr. Evansâs testimony
Âś655 14 In objecting on the basis of relevancy to Dr. Evans being allowed to testify that he had diagnosed Middlebrooks with schizophrenia in 2011 and 2012, the prosecutor argued that, âif heâs not [qualified as] an expert [at trial,] he canât testify as to a diagnosis [he made in the past], which is the only reason [the defense is] calling him. . . . If heâs not an expert[,] his testimony is meaningless.â Defense counsel responded that â[e]ven lay witnesses can testify just based upon their observations.â The trial court asked both sides, âdo yâall have any case law that supports your position?â Defense counsel responded, âI never heard of such an objection so I do not have case law.â 43 was to show that the same mental illness manifested many months
Âś656before the crimes, with sufficiently severe symptoms to warrant
Âś657extended involuntary hospitalizations, to counteract the Stateâs
Âś658evidence that she was only feigning insanity after the homicide to
Âś659avoid criminal liability for Skyâs death. The record shows that
Âś660Middlebrooks was able to elicit such testimony from Dr. Evans, even
Âś661without asking him to give opinion testimony about his diagnoses,
Âś662and to connect her expertsâ later diagnoses to Middlebrooksâs
Âś663preexisting history of mental illness. 15 In addition, Dr. McKee, one
Âś664of Middlebrooksâs expert witnesses, testified extensively about the
Âś665 15 At the hearing on Middlebrooksâs motion for a new trial, her trial counsel testified: It was important for me to show this insanity plea was not something that a lawyer made up at the last minute. I wanted to get into her history. I wanted to show why she was in the hospital, how long she was in the hospital, and what kind of treatment she had in the hospital, and what that treatment was generally for. That way I was able to satisfy the VA who did not want [Dr. Evans] to testify as an expert. But I got in all I wanted by showing that he has treated her and she had been diagnosed as psychotic[,] . . . and she was so dangerous that she had to stay in the hospital for . . . a number of weeks. . . . [Dr. Evansâs diagnosis] was not [a key to the defense]. . . . I just wanted to get that she was admitted in the hospital because she was schizophrenic, and I was able to get that in. And she was confined because she was schizophrenic, and I was able to get that in. And she was confined for a good period of time, and I was able to get that in without a diagnosis from Dr. Evans. 44 records he reviewed of Middlebrooksâs 2011 and 2012
Âś666hospitalizations, including her reported delusions and the diagnoses
Âś667by VA physicians, including Dr. Evans. Given that defense counsel
Âś668was able to elicit the desired evidence, Middlebrooks has not shown
Âś669a reasonable probability that, but for defense counselâs allegedly
Âś670deficient performance with regard to accepting the limitations on
Âś671Dr. Evansâs testimony, the outcome of the trial would have been
Âś672different. Accordingly, this claim of error fails. See Hornbuckle v.
Âś673State, 300 Ga. 750, 758 (6) (c) (797 SE2d 113) (2017). 16
Âś674 Judgment affirmed. All the Justices concur.
Âś675 16 Under Georgia law, where alleged errors by the trial court and deficient performance by defense counsel involve evidentiary issues, courts consider collectively the prejudicial effect of those errors in considering whether a criminal defendant is entitled to a new trial. See State v. Lane, 308 Ga. 10, 14 (1) (838 SE2d 808) (2020). For purposes of a cumulative-error analysis in this case, the assumed trial court evidentiary error is the admission of Dr. Vitaccoâs testimony about some of the consequences of a verdict of not guilty by reason of insanity, which we have already determined to be harmless, and the assumed deficient performance of counsel is failing to object to the limitation of Dr. Evansâs testimony, which we have already determined did not prejudice Middlebrooks. We have considered the cumulative effect of this presumed evidentiary error and presumed deficient performance of counsel together and conclude that their collective effect is not sufficiently harmful to outweigh the strength of the properly admitted evidence of Middlebrooksâs guilt so as to warrant a new trial. See Perkins v. State, 313 Ga. 885, 904 n.22 (5) (b) (873 SE2d 185) (2022). 45