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530 F.2d 1

Docket No. 75-1499.

United States v. Murphy

Fourth Circuit Court of Appeals

Argued Dec. 1, 1975.

Decided Feb. 4, 1976.

Fourth Circuit Court of Appeals · decided 1976-02-04

2 counsel of record

Key passage — most relied on by later courts

“you have the right to make a statement in your own behalf and to present any information in mitigation of punishment”

quoted by 3 later decisions, including United States v. Navarro-Flores, United States v. Miller

“[T]o avoid litigation arising out of ambiguous records in order to determine whether the trial judge did address himself to the defendant personally, we think the problem should be, as it readily can be, taken out of the realm of controversy. This is easily accomplished. Trial judges before sentencing should, as a matter of good judicial administration, unambiguously address themselves to the defendant. Hereafter trial judges should leave no room for doubt that the defendant has been issued a personal invitation to speak prior to sentencing.”

quoted by 1 later decision, including United States v. Miller

Applies 26 U.S.C. § 5861 (§ 201 of the Gun Control Act of 1968)

Relies on Green v. United States

Good law ✅— No negative treatment on recordhow we know

Opinion by (per_curiam) · Decided 1976-02-04

How this case has been cited

Cited by 12 later decisions — most recently June 2004

9 federal appellate · 2 state decisions

601976198019902000decided

Later decisions citing this case, by decade. The current decade is in progress, and our corpus holds fewer opinions from the most recent years, so the latest bars are undercounted — not a real decline.

View the full empirical analysis of this case →

¶1Howard L. Bernstein, Alexandria, Va. [Court-appointed counsel], for appellant. James R. Hubbard, Asst. U. S. Atty. (William B. Cummings, U. S. Atty., on brief), for appellee.

¶4PER CURIAM:

¶5Nathaniel Eugene Murphy pleaded guilty to a violation of 26 U.S.C. § 5861(d) [possession of a sawed-off shotgun] and was sentenced to a five-year term of imprisonment. Because he was denied the right of allocution, guaranteed by Rule 32(a)(1)1 of the Federal *2Rules of Criminal Procedure and Green v. United States, 365 U.S. 301, 81 S.Ct. 653, 5 L.Ed.2d 670 (1961), we reverse.

¶6The district court engaged in an extensive colloquy with the defendant about how he acquired the gun and what he meant to do with it, ending in the following exchange:

¶7[THE COURT:] A sawed-off shotgun can only be used for a crime of violence to scare the hello (sic) out of somebody or blow their head off; you know you can’t shoot rabbits with a sawed-off shotgun, do you not?

¶8THE DEFENDANT: Yes.

¶9THE COURT: So, you couldn’t have it for any purpose other than some illegal purpose.

¶10Anything else you want to tell me before I pronounce sentence in this case?

¶11Murphy did not respond to the last inquiry, but his counsel, Mr. Bernstein, did speak briefly. When he had finished the court again asked the question “Do you want to tell me anything else?” To which inquiry the Assistant United States Attorney, Mr. Williams, responded “No, your Honor.” Again, Murphy did not respond.

¶12Rule 32 is perfectly clear. Not only shall the court afford counsel an opportunity to speak, but he shall address the defendant personally and invite him to make a statement in his own behalf bearing upon mitigation of punishment.2Examining the defendant about why he bought the contraband and what he meant to do with it does not comply with the rule. As for the quoted questions, we cannot tell to whom they were addressed; but we know who answered, and neither time was it Murphy.

¶13As the Supreme Court said in Green, supra,the trial judge’s question may have been directed to the defendant and not to his counsel [or the Assistant United States Attorney], But

[a] record, certainly this record, unlike a play, is unaccompanied with stage directions which may tell the significant cast of the eye or the nod of the head. It may well be that the defendant himself was recognized and sufficiently apprised of his right to speak and chose to exercise this right through his counsel.
However, to avoid litigation arising out of ambiguous records in order to determine whether the trial judge did address himself to the defendant personally, we think that the problem should be, as it readily can be, taken out of the realm of controversy. This is easily accomplished. Trial judges before sentencing should, as a matter of good judicial administration, unambiguously address themselves to the defendant. Hereafter trial judges should leave no room for doubt that the defendant has been issued a personal invitation to speak prior to sentencing.

¶14Id. at 304-05, 81 S.Ct. at 655 (emphasis added).

¶15Because of the district judge’s failure to accord the appellant the right of allo-cution, we reverse and remand for resen-tencing before a different district judge. In view of our disposition of the matter, we need not presently consider the other assignments of error.

¶16Reversed and remanded.

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