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609 Pa. 272

15 A.3d 431

Commonwealth v. Paddy

Supreme Court of Pennsylvania

Decided March 30, 2011

Supreme Court of Pennsylvania · decided 2011-03-30

Cited by 70 later decisions — most recently October 2025 · most notably Commonwealth v. Burton (2015), 2014 Pa. Super. 10 - Commonwealth v. Antidormi (2014)

69 state decisions

Key passage — most relied on by later courts

“[A] majority of the [Supreme] Court appears to be suggesting that there effectively can be no state-level redress for such deficient stewardship [of PCRA counsel].”

quoted by 1 later decision, including 2014 Pa. Super. 75 - Commonwealth v. Henkel

Relies on Strickland v. Washington · Harrington v. Richter · McNeill v. United States

Good law ✅— No negative treatment on recordhow we know

Decided 2011-03-30

View the full empirical analysis of this case →

Justice EAKIN,

¶1concurring.

¶2I reiterate that counsel’s performance, particularly regarding mitigating evidence, should be critiqued according to the law existing at the time of trial, not according to standards announced thereafter. See, e.g., Commonwealth v. Sattazahn, 597 Pa. 648, 952 A.2d 640, 671 (2008) (Eakin, J., concurring and dissenting); Commonwealth v. Gibson, 597 Pa. 402, 951 A.2d 1110, 1155 (2008) (Eakin, J., concurring and dissenting); Commonwealth v. Gorby, 589 Pa. 364, 909 A.2d 775, 795-96 (2006) (Castille, J., dissenting). “Any other standard would require counsel to predict changes in the law and turn representation into prognostication.” Commonwealth v. Williams, 597 Pa. 109, 950 A.2d 294, 324 (2008) (Eakin, J., concurring).

¶3The United States Supreme Court held the United States Court of Appeals for the Sixth Circuit erred in applying the 2003 ABA Guidelines for the Appointment and Performance of Defense Counsel in Death Penalty Cases to representation which occurred in the 1980s, without considering whether those guidelines reflect “the prevailing professional practice at the time of the trial.... ” Bobby v. Van Hook, — U.S.-, 130 S.Ct. 13, 17, 175 L.Ed.2d 255 (2009) (per curiam). The Court further noted,

The Sixth Amendment entitles criminal defendants to the “effective assistance of counsel” — that is, representation that does not fall “below an objective standard of reasonableness” in light of “prevailing professional norms.” That standard is necessarily a general one. Restatements of *351professional standards can be useful as “guides” to what reasonableness entails, but only to the extent they describe the professional norms prevailing when the representation took place.

¶4Id., at 16 (citations omitted). Accordingly, the United States Supreme Court has determined the professional standards guiding the ineffectiveness inquiry are those existing “when the representation took place.” Id.The Court has recently reiterated that “[c]ounsel was entitled to formulate a strategy that was reasonable at the time and to balance limited resources in accord with effective trial tactics and strategies.” Harrington v. Richter, — U.S.-, 131 S.Ct. 770, 789, 178 L.Ed.2d 624 (U.S.2011). In Harrington, the Court faulted the United States Court of Appeals for the Ninth Circuit for “fail[ing] to ‘reconstruct the circumstances of counsel’s challenged conduct’ and ‘evaluate the conduct from counsels perspective at the time.’ ” Id.(quoting Strickland v. Washington, 466 U.S. 668, 689, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)). This Court should do the same.

¶5In all other respects, I join the majority opinion.

Justice SAYLOR,

¶6concurring and dissenting.

¶7Similar to Commonwealth v. Steele, 599 Pa. 341, 961 A.2d 786 (2008), the majority finds a substantial portion of Appellant’s guilt-phase claims to be waived for failure to file an adequate brief.

¶8I am sensitive to the concern, expressed by Justices in other settings, that some of the testing of the limits of this Court’s rules governing the presentation of written arguments may be strategically motivated. See, e.g., id. at 421-28, 961 A.2d at 834-38 (Castille, C.J., concurring). I also remain cognizant, however, of a repeated refrain expressed by counsel that the character and application of our rules continues to shift and change, such that it is impossible to predict which arguments will garner this Court’s review and which will be deemed unworthy of consideration. See, e.g., id. at 429, 961 A.2d at 838-39 (Saylor, J., dissenting) (quoting the contention presented on behalf of a capital defendant that “[i]t is respectfully *352submitted that this Court’s recent opinions regarding pleading and proof in capital PCRA cases are confusing, inconsistent and constantly shifting.”). Here, for example, I cannot discern any material distinction between the framing of claims of appellate counsel ineffectiveness in several of Appellant’s guilt-phase claims deemed unworthy of this Court’s consideration and the framing of the penalty argument upon which the majority directs a remand.1 In point of fact, it seems to me that none of Appellant’s layered claims meets the Court’s briefing requirements as applied to most of the claims in this case and in Steele.

¶9Two conclusions flow readily from this observation if it is accepted as a premise. First, the application of the briefing requirements is being administered unevenly (since some non-compliant claims are being reviewed and some are not, without any actual or apparent explanation for the differential treatment). I believe this phenomenon is now occurring not only within the confines of individual cases, but also, on an inter-case basis. Second, since appellate post-conviction counsel in this and many other cases cannot seem to raise layered claims meeting this Court’s requirements, to the degree those requirements are reasonable and well-established, counsel are patently ineffective. This observation seems particularly pro*353blematic, since a majority of the Court now appears to be suggesting that there effectively can be no state-level redress for such deficient stewardship. See Commonwealth v. Pitts, 603 Pa. 1, 9-10 n. 4, 981 A.2d 875, 880 n. 4 (2009).

¶10In summary, I support the remand to consider the penalty matter, but, with regard to Appellant’s other claims (and capital claims in general), I believe this Court should err on the side of affording merits review, rather than foreclosing such review.

¶11. All of Appellant’s claims of ineffectiveness on the part of his appellate counsel tend to be stated in a relatively summary fashion, relying tacitly on the development of the asserted strength and apparentness of the underlying claims to demonstrate deficient stewardship at the appellate level in the failure to appropriately advance them.

¶12For example, the specific development of the reasonable basis prong of the claim of appellate counsel ineffectiveness in each of the claims the majority deems unworthy of merits review is as follows: "[Ajppellate counsel could have had no reasonable basis for his failure to include the claim of trial counsel's ineffectiveness in Appellant's appeal. Appellant was, and is, prepared to prove this at a hearing."; "[A]ppellate counsel could have had no reasonable basis for failing to raise all of the foregoing arguments; Appellant is entitled to a hearing on the question.”; “As these claims are meritorious, counsel could have had no reasonable strategic basis for failing to raise these claims.” Brief for Appellant at 26, 37, 52. These passages are materially identical to the discussion of the reasonable basis prong in the single claim the majority finds supports further merits review. See id. at 85 ("Counsel could have had no reasonable basis for failing to include this claim and for failing to investigate Appellant's background.”).

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