covered broker or dealer
Defined in 1 dictionary — U.S. Code
United States Code
12 U.S.C. § 5381 — in this subchapter (2 versions over time)
The term “covered broker or dealer” means a covered financial company that is a broker or dealer that—
(A) is registered with the Commission under section 78o(b) of title 15; and
(B) is a member of SIPC.