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Supervised person

Defined in 1 dictionary — U.S. Code

United States Code

15 U.S.C. § 80B — in this subchapter

“Supervised person” means any partner, officer, director (or other person occupying a similar status or performing similar functions), or employee of an investment adviser, or other person who provides investment advice on behalf of the investment adviser and is subject to the supervision and control of the investment adviser.