Chapter

Alaska Securities Act

AS 45.56.100— Securities registration requirement
AS 45.56.110— Exempt securities
AS 45.56.120— Exempt transactions
AS 45.56.130— Small intrastate securities offerings
AS 45.56.140— Disqualifier
AS 45.56.150— Waiver and modification
AS 45.56.160— Denial, suspension, revocation, condition, or limitation of exemptions
AS 45.56.170— Securities registration by coordination
AS 45.56.180— Securities registration by qualification
AS 45.56.190— Securities registration filings
AS 45.56.200— Notice filing of federal covered securities
AS 45.56.210— Viatical settlement interests
AS 45.56.220— Waiver and modification
AS 45.56.230— Denial, suspension, and revocation of securities registration
AS 45.56.300— Broker-dealer registration requirement and exemptions
AS 45.56.310— Limited registration of Canadian broker-dealers and agents
AS 45.56.320— Registration exemption for merger and acquisition broker
AS 45.56.330— Agent registration requirement and exemptions
AS 45.56.340— Investment adviser registration requirement and exemptions
AS 45.56.350— Investment adviser representative registration requirement and exemptions
AS 45.56.360— Federal covered investment adviser notice filing requirement
AS 45.56.370— Registration by broker-dealer, agent, investment adviser, and investment adviser representative
AS 45.56.380— Succession and change in registration of broker-dealer or investment adviser
AS 45.56.390— Termination of employment or association of agent and investment adviser representative and transfer of employment or association
AS 45.56.400— Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative
AS 45.56.410— Fees
AS 45.56.420— Post registration requirements
AS 45.56.430— Protecting older and vulnerable adults from financial exploitation
AS 45.56.440— Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration
AS 45.56.500— General fraud
AS 45.56.510— Prohibited conduct in providing investment advice
AS 45.56.520— Misleading filings
AS 45.56.530— Misrepresentations concerning registration or exemption
AS 45.56.540— Evidentiary burden
AS 45.56.550— Filing of sales and advertising literature
AS 45.56.560— Qualified immunity
AS 45.56.600— Administration
AS 45.56.610— Administrative files and opinions
AS 45.56.620— Public records; confidentiality
AS 45.56.630— Uniformity and cooperation with other agencies
AS 45.56.640— Securities investor education and training fund
AS 45.56.650— Service of process
AS 45.56.660— Applicability of the chapter
AS 45.56.670— Regulations, forms, orders, interpretative opinions, and hearings
AS 45.56.680— Investigations and subpoenas
AS 45.56.690— Administrative enforcement
AS 45.56.700— Civil enforcement
AS 45.56.710— Civil liability
AS 45.56.720— Rescission offers
AS 45.56.730— Criminal enforcement
AS 45.56.740— Judicial review
AS 45.56.800— Reimbursement of expenses incident to examination or investigation
AS 45.56.810— Electronic records and signatures
AS 45.56.820— References to federal statutes
AS 45.56.830— References to federal agencies
AS 45.56.900— Definitions
AS 45.56.995— Short title