Chapter

Arkansas Securities Act

Ark. Code Ann. § 23-42-101— Title
Ark. Code Ann. § 23-42-102— Definitions
Ark. Code Ann. § 23-42-103— Applicability
Ark. Code Ann. § 23-42-104— Criminal penalties
Ark. Code Ann. § 23-42-105— Prosecution of criminal offenses
Ark. Code Ann. § 23-42-106— Civil liability — Definitions
Ark. Code Ann. § 23-42-107— Consent to service of process
Ark. Code Ann. § 23-42-108— Rights and remedies cumulative
Ark. Code Ann. § 23-42-109— Waiver of compliance void
Ark. Code Ann. § 23-42-110— False or misleading statements unlawful
Ark. Code Ann. § 23-42-201— Administration by Securities Commissioner — Conflicts of interest
Ark. Code Ann. § 23-42-202— Delegation of authority by Securities Commissioner
Ark. Code Ann. § 23-42-203— Confidentiality of information or proceedings generally
Ark. Code Ann. § 23-42-204— Rules, forms, and orders of Securities Commissioner
Ark. Code Ann. § 23-42-205— Investigations
Ark. Code Ann. § 23-42-206— Records of Securities Commissioner generally — Interpretive opinions
Ark. Code Ann. § 23-42-207— Public inspection of records — Exceptions
Ark. Code Ann. § 23-42-208— Cooperation with other regulatory agencies
Ark. Code Ann. § 23-42-209— Injunction, mandamus, or other ancillary relief
Ark. Code Ann. § 23-42-210— Judicial review
Ark. Code Ann. § 23-42-211— Disposition of fees
Ark. Code Ann. § 23-42-212— Registration or availability of exemption not construed as approval by Securities Commissioner — Inconsistent representation
Ark. Code Ann. § 23-42-213— Disposition of fines — Investor Education Fund
Ark. Code Ann. § 23-42-301— Registration required — Unlawful acts — Supervision requirements
Ark. Code Ann. § 23-42-302— Registration procedure
Ark. Code Ann. § 23-42-303— Minimum net capital requirement
Ark. Code Ann. § 23-42-304— Filing fees — Rules
Ark. Code Ann. § 23-42-305— Corporate surety bonds — Alternatives
Ark. Code Ann. § 23-42-306— Records and reports — Examinations
Ark. Code Ann. § 23-42-307— Unlawful acts by investment advisers
Ark. Code Ann. § 23-42-308— Denial, suspension, revocation, or withdrawal of registration, and other penalties
Ark. Code Ann. § 23-42-309— Protection of vulnerable adults from financial exploitation — Definitions
Ark. Code Ann. § 23-42-401— Registration by notification
Ark. Code Ann. § 23-42-402— Registration by coordination
Ark. Code Ann. § 23-42-403— Registration by qualification
Ark. Code Ann. § 23-42-404— Registration statements generally
Ark. Code Ann. § 23-42-405— Stop order denying, suspending, or revoking registration statement
Ark. Code Ann. § 23-42-501— Sale of unregistered nonexempt securities
Ark. Code Ann. § 23-42-502— Filing of prospectus, sales literature, etc
Ark. Code Ann. § 23-42-503— Exempted securities
Ark. Code Ann. § 23-42-504— Exempted transactions
Ark. Code Ann. § 23-42-505— Denial or revocation of exemption
Ark. Code Ann. § 23-42-506— Burden of proof of exemption
Ark. Code Ann. § 23-42-507— Fraud or deceit in connection with offer, sale, or purchase of securities
Ark. Code Ann. § 23-42-508— Market manipulation
Ark. Code Ann. § 23-42-509— Covered securities