The Banking Commissioner may adopt regulations, in accordance with the provisions of chapter 54, to implement the provisions of sections 36a-830 to 36a-837 , inclusive. Any person claiming to have suffered damage by reason of the failure of an exchange facilitator to comply with the provisions of sections 36a-831 to 36a-836 , inclusive, may file a claim with the commissioner against the exchange facilitator to recover such damage from (1) the fidelity bond maintained in accordance with subdivision (1) of section 36a-832 , (2) cash or securities deposited in accordance with subdivision (2) of section 36a-833 , (3) letters of credit provided in accordance with subdivision (2) of section 36a-833 , or (4) the errors and omissions policy maintained in accordance with subdivision (1) of section 36a-833 .
Conn. Gen. Stat. § 36a-834
Regulations. Damage claims
(P.A. 13-135, S. 9.)
Official source: Connecticut General Assembly. Reproduced from public-domain Connecticut statutes; confirm against the official source for the current text. Not legal advice.