Hawaii Chapter 485A — Uniform Securities Act

59 sections hosted, reproduced from the official public-domain source.

Haw. Rev. Stat. § 485A-101— Short title
Haw. Rev. Stat. § 485A-102— Definitions
Haw. Rev. Stat. § 485A-103— References to federal statutes
Haw. Rev. Stat. § 485A-104— References to federal agencies
Haw. Rev. Stat. § 485A-105— Electronic records and signatures
Haw. Rev. Stat. § 485A-201— Exempt securities
Haw. Rev. Stat. § 485A-202— Exempt transactions
Haw. Rev. Stat. § 485A-203— Additional exemptions and waivers
Haw. Rev. Stat. § 485A-204— Denial, suspension, revocation, condition, or limitation of exemptions
Haw. Rev. Stat. § 485A-301— Securities registration requirement
Haw. Rev. Stat. § 485A-302— Notice filing
Haw. Rev. Stat. § 485A-303— Securities registration by qualification
Haw. Rev. Stat. § 485A-304— Securities registration filings
Haw. Rev. Stat. § 485A-305— Denial, suspension, and revocation of securities registration
Haw. Rev. Stat. § 485A-306— Waiver and modification
Haw. Rev. Stat. § 485A-401— Broker-dealer registration requirement and exemptions
Haw. Rev. Stat. § 485A-402— Agent registration requirement and exemptions
Haw. Rev. Stat. § 485A-403— Investment adviser registration requirement and exemptions
Haw. Rev. Stat. § 485A-404— Investment adviser representative registration requirement and exemptions
Haw. Rev. Stat. § 485A-405— Federal covered investment adviser notice filing requirement
Haw. Rev. Stat. § 485A-406— Registration by broker-dealer, agent, investment adviser, and investment adviser representative
Haw. Rev. Stat. § 485A-407— Succession and change in registration of broker-dealer or investment adviser
Haw. Rev. Stat. § 485A-408— Termination of employment or association of agent and investment adviser representative; transfer of employment or association
Haw. Rev. Stat. § 485A-409— Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative
Haw. Rev. Stat. § 485A-410— Filing fees
Haw. Rev. Stat. § 485A-411— Postregistration requirements
Haw. Rev. Stat. § 485A-412— Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration
Haw. Rev. Stat. § 485A-501— General fraud
Haw. Rev. Stat. § 485A-502— Prohibited conduct in providing investment advice
Haw. Rev. Stat. § 485A-503— Evidentiary burden
Haw. Rev. Stat. § 485A-504— Filing of sales and advertising literature
Haw. Rev. Stat. § 485A-505— Misleading filings
Haw. Rev. Stat. § 485A-506— Misrepresentations concerning registration or exemption
Haw. Rev. Stat. § 485A-507— Qualified immunity
Haw. Rev. Stat. § 485A-508— Criminal penalties
Haw. Rev. Stat. § 485A-509— Civil liability
Haw. Rev. Stat. § 485A-510— Rescission offers
Haw. Rev. Stat. § 485A-601— Commissioner of securities
Haw. Rev. Stat. § 485A-602— Investigations and subpoenas
Haw. Rev. Stat. § 485A-603— Civil enforcement
Haw. Rev. Stat. § 485A-603.5— Additional civil penalties for securities violations committed against elders
Haw. Rev. Stat. § 485A-604— Administrative enforcement
Haw. Rev. Stat. § 485A-604.5— Additional administrative penalties for securities violations committed against elders
Haw. Rev. Stat. § 485A-605— Venue
Haw. Rev. Stat. § 485A-606— Rules, forms, orders, [interpretative] opinions, and hearings
Haw. Rev. Stat. § 485A-607— Administrative files and opinions
Haw. Rev. Stat. § 485A-608— Public records; confidentiality
Haw. Rev. Stat. § 485A-609— Appeals to court, first circuit; time; bonds; costs; decree; further appeal
Haw. Rev. Stat. § 485A-610— Service of process
Haw. Rev. Stat. § 485A-701— Application of act to existing proceeding and existing rights and duties
Haw. Rev. Stat. § 485A-801— Definitions
Haw. Rev. Stat. § 485A-802— Governmental disclosures
Haw. Rev. Stat. § 485A-803— Immunity for governmental disclosures
Haw. Rev. Stat. § 485A-804— Third-party disclosures
Haw. Rev. Stat. § 485A-805— Immunity for third-party disclosures
Haw. Rev. Stat. § 485A-806— Delaying disbursements or transactions
Haw. Rev. Stat. § 485A-807— Immunity for delaying disbursements or transactions
Haw. Rev. Stat. § 485A-808— Records
Haw. Rev. Stat. § 485A-809— Multiple duties to report