Iowa Code § 502.301
Securities registration requirement
Redline — January 1, 2012 → current.View current text →
Current — January 1, 2013
As of January 1, 2012
It is unlawful for a person to offer or sell a security in this state unless one of the following applies:
It is unlawful for a person to offer or sell a security in this state unless one of the following applies:
1. The security is a federal covered security.
1. The security is a federal covered security.
2. The security, transaction, or offer is exempted from registration under sections 502.201 through 502.203.
2. The security, transaction, or offer is exempted from registration under sections 502.201 through 502.203.
3. The security is registered under this chapter.
3. The security is registered under this chapter.
83 Acts, ch 169, §9; 91 Acts, ch 40, §19; 96 Acts, ch 1025, § 7; 98 Acts, ch 1106, §3, 4, 24; 2004 Acts, ch 1161, §9, 68
83 Acts, ch 169, §9; 91 Acts, ch 40, §19; 96 Acts, ch 1025, § 7; 98 Acts, ch 1106, §3, 4, 24; 2004 Acts, ch 1161, §9, 68
Referred to in
Official source: Iowa Legislature. Reproduced from public-domain Iowa statutes; confirm against the official source for the current text. Not legal advice.