If a broker-dealer, investment adviser, or qualified individual reasonably believes financial exploitation of an eligible adult has occurred, has been attempted, or is being attempted, the broker-dealer, investment adviser, or qualified individual may promptly notify the administrator. The administrator may adopt rules regarding the form and manner of the notification under this section.
Iowa Code § 502.802
Notification to administrator
Known as the Iowa Uniform Securities Act
The act spans §§ 502–502 (79 sections).
2021 Acts, ch 137, §4
Official source: Iowa Legislature. Reproduced from public-domain Iowa statutes; confirm against the official source for the current text. Not legal advice.