Iowa Code § 533C.603
Authorized delegate reporting
Redline — January 1, 2024 → current.View current text →
Current — January 1, 2025
As of January 1, 2024
1. A licensee shall submit a report of authorized delegates within forty-five days of the end of the calendar quarter. The superintendent is authorized and encouraged to utilize NMLS for the submission of the report required by this section provided that such functionality is consistent with the requirements of this section.
1. A licensee shall submit a report of authorized delegates within forty-five days of the end of the calendar quarter. The superintendent is authorized and encouraged to utilize NMLS for the submission of the report required by this section provided that such functionality is consistent with the requirements of this section.
2. The authorized delegate report shall include the following for each authorized delegate:
2. The authorized delegate report shall include the following for each authorized delegate:
a. Company legal name.
a. Company legal name.
b. Taxpayer employer identification number.
b. Taxpayer employer identification number.
c. Principal provider identifier.
c. Principal provider identifier.
d. Physical address.
d. Physical address.
e. Mailing address.
e. Mailing address.
f. Any business conducted in other states.
f. Any business conducted in other states.
g. Any fictitious or trade name.
g. Any fictitious or trade name.
h. Contact person name, phone number, and email.
h. Contact person name, phone number, and email.
i. Start date as licensee’s authorized delegate.
i. Start date as licensee’s authorized delegate.
j. End date acting as licensee’s authorized delegate, if applicable.
j. End date acting as licensee’s authorized delegate, if applicable.
k. Any other information the superintendent reasonably requires with respect to the authorized delegate.
k. Any other information the superintendent reasonably requires with respect to the authorized delegate.
NEW section
Official source: Iowa Legislature. Reproduced from public-domain Iowa statutes; confirm against the official source for the current text. Not legal advice.