Idaho Code § 30-14-406

Registration by broker-dealer, agent, investment adviser, and investment adviser representative

Known as the Uniform Securities Act

The act spans §§ 30-14-101 to 30-14-703 (54 sections).

I.C., § 30-14 -406, as added by 2004, ch. 45, § 2, p. 169.

(1) Application for initial registration. A person shall register as a broker-dealer, agent, investment adviser, or investment adviser representative by filing an application and a consent to service of process complying with section 30-14-611, Idaho Code, and paying the fee specified in section 30-14-410, Idaho Code, and any reasonable fees charged by the designee of the administrator for processing the filing. The application must contain: The information or record required for the filing of a uniform application; and

(2) Upon request by the administrator, any other financial or other information or record that the administrator determines is appropriate.

Current official text: Idaho Statutes (Idaho Legislature). Digitized from the UniCourt Code Improvement Commission public-domain capture. Reproduced from public-domain Idaho statutes; confirm against the official source for the current text. Not legal advice.