Chapter

Part 7 Transition

Idaho Code § 30-14-101— Short title
Idaho Code § 30-14-102— Definitions
Idaho Code § 30-14-103— References to federal statutes
Idaho Code § 30-14-104— References to federal agencies
Idaho Code § 30-14-105— Electronic records and signatures
Idaho Code § 30-14-201— Exempt securities
Idaho Code § 30-14-202— Exempt transactions
Idaho Code § 30-14-202.1— Fairness hearing. — (a) The administrator is expressly authorized to hold a hearing and consider the fairness of the terms and conditions of a transaction described in section 30-14-202(9), Idaho Code. This section 30-14-202A, Idaho Code, is intended to provide for a fairness hearing before the administrator with respect to transactions which, if approved by the administrator, will be exempt from the registration requirements of the federal securities laws under section 3(a)(10) of the securities act of 1933, or any section comparable thereto which may subsequently be enacted
Idaho Code § 30-14-203— Additional exemptions and waivers
Idaho Code § 30-14-204— Denial, suspension, revocation, condition or limitation of exemptions
Idaho Code § 30-14-301— Securities registration requirement
Idaho Code § 30-14-302— Notice filing
Idaho Code § 30-14-303— Securities registration by coordination
Idaho Code § 30-14-304— Securities registration by qualification
Idaho Code § 30-14-305— Securities registration filings
Idaho Code § 30-14-306— Denial, suspension, and revocation of securities registration
Idaho Code § 30-14-307— Waiver and modification
Idaho Code § 30-14-401— Broker-dealer registration requirement and exemptions
Idaho Code § 30-14-402— Agent registration requirement and exemptions
Idaho Code § 30-14-403— Investment adviser registration requirement and exemptions
Idaho Code § 30-14-404— Investment adviser representative registration requirement and exemptions
Idaho Code § 30-14-405— Federal covered investment adviser notice filing requirement
Idaho Code § 30-14-406— Registration by broker-dealer, agent, investment adviser, and investment adviser representative
Idaho Code § 30-14-407— Succession and change in registration of broker-dealer or investment adviser
Idaho Code § 30-14-408— Termination of employment or association of agent and investment adviser representative and transfer of employment or association
Idaho Code § 30-14-409— Withdrawal of registration of broker-dealer, agent, investment adviser and investment adviser representative
Idaho Code § 30-14-410— Filing fees
Idaho Code § 30-14-411— Postregistration requirements
Idaho Code § 30-14-412— Denial, revocation, suspension, withdrawal, restriction, condition or limitation of registration. — (a) Disciplinary conditions
Idaho Code § 30-14-501— General fraud
Idaho Code § 30-14-502— Prohibited conduct in providing investment advice
Idaho Code § 30-14-503— Evidentiary burden
Idaho Code § 30-14-504— Filing of sales and advertising literature
Idaho Code § 30-14-505— Misleading filings
Idaho Code § 30-14-506— Misrepresentations concerning registration or exemption
Idaho Code § 30-14-507— Qualified immunity
Idaho Code § 30-14-508— Criminal penalties
Idaho Code § 30-14-509— Civil liability
Idaho Code § 30-14-510— Rescission offers
Idaho Code § 30-14-601— Administration
Idaho Code § 30-14-602— Investigations and subpoenas
Idaho Code § 30-14-603— Civil enforcement
Idaho Code § 30-14-604— Administrative enforcement
Idaho Code § 30-14-605— Rules, forms, orders, interpretative opinions, and hearings
Idaho Code § 30-14-606— Administrative files and opinions
Idaho Code § 30-14-607— Public records — Confidentiality
Idaho Code § 30-14-608— Uniformity and cooperation with other agencies
Idaho Code § 30-14-609— Judicial review
Idaho Code § 30-14-610— Jurisdiction
Idaho Code § 30-14-611— Service of process
Idaho Code § 30-14-612— Severability clause
Idaho Code § 30-14-701— Effective date
Idaho Code § 30-14-702— Repeals
Idaho Code § 30-14-703— Application of chapter to existing proceeding and existing rights and duties