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Ind. Code § 28-8-4.1-704

Civil and criminal proceedings; licensee's notice to director

Known as the Money Transmission Modernization Act

The act spans §§ 28-8-4.1-1001 to 28-8-4.1-903 (53 sections).

As added by P.L.198-2023, SEC.4.

Sec. 704. (a) A licensee shall file a report with the director not later than one (1) business day after the licensee has reason to know of the occurrence of any of the following events:

(1) The filing of a petition by or against the licensee under the federal Bankruptcy Code (11 U.S.C. 101-110) for bankruptcy or reorganization.

(2) The filing of a petition by or against the licensee for receivership, the commencement of any other judicial or administrative proceeding for its dissolution or reorganization, or the making of a general assignment for the benefit of its creditors.

(3) The commencement of a proceeding to revoke or suspend the licensee's license in a state or country in which the licensee engages in business or is licensed.

(b) A licensee shall file a report with the director not later than three (3) business days after the licensee has reason to know of the occurrence of any of the following events:

(1) A charge or conviction of:

(A) the licensee;

(B) a key individual with respect to the licensee; or

(C) a person in control of the licensee;

for a felony.

(2) A charge or conviction of an authorized delegate for a felony.

Official source: Indiana General Assembly. Reproduced from public-domain Indiana statutes; confirm against the official source for the current text. Not legal advice.