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Md. Code Ann., Corps. & Ass'ns § 11-403

Known as the Maryland Securities Act

The act spans §§ 11–11 (65 sections).

Unless sooner terminated under other provisions of this title, the registration of each broker-dealer, agent, investment adviser, and investment adviser representative and the notice filing of each federal covered adviser expires December 31, unless renewed.

Official source: Maryland General Assembly. Reproduced from public-domain Maryland statutes; confirm against the official source for the current text. Not legal advice.