Maryland Securities Act

Maryland · CA · §§ 11-101 to 11-805 · 65 sections

Overview

The act regulates the offer and sale of securities within a state and the conduct of the people and firms that deal in them, including broker-dealers, salespersons, and investment advisers. It prohibits fraudulent and deceptive practices in securities transactions and advisory relationships, and requires that securities be registered — by coordination with a federal filing or by qualification — before they may be offered or sold, subject to enumerated exemptions for certain securities and transactions. Administration rests with a state official empowered to license and examine registrants, set fees and recordkeeping requirements, issue stop orders halting an offering, and deny, condition, suspend, or revoke registrations and exemptions after notice and hearing.

Editorial summary generated from the text of this act. It is not part of the statute — read the sections below for the operative language.

Sections covered

Md. Code Ann., Corps. & Ass'ns § 11-101Title 11 › Subtitle 1
Md. Code Ann., Corps. & Ass'ns § 11-102Title 11 › Subtitle 1
Md. Code Ann., Corps. & Ass'ns § 11-103Title 11 › Subtitle 1
Md. Code Ann., Corps. & Ass'ns § 11-201Title 11 › Subtitle 2
Md. Code Ann., Corps. & Ass'ns § 11-203Title 11 › Subtitle 2
Md. Code Ann., Corps. & Ass'ns § 11-204Title 11 › Subtitle 2
Md. Code Ann., Corps. & Ass'ns § 11-205Title 11 › Subtitle 2
Md. Code Ann., Corps. & Ass'ns § 11-206Title 11 › Subtitle 2
Md. Code Ann., Corps. & Ass'ns § 11-207Title 11 › Subtitle 2
Md. Code Ann., Corps. & Ass'ns § 11-208Title 11 › Subtitle 2
Md. Code Ann., Corps. & Ass'ns § 11-209Title 11 › Subtitle 2
Md. Code Ann., Corps. & Ass'ns § 11-301Title 11 › Subtitle 3
Md. Code Ann., Corps. & Ass'ns § 11-302Title 11 › Subtitle 3
Md. Code Ann., Corps. & Ass'ns § 11-303Title 11 › Subtitle 3
Md. Code Ann., Corps. & Ass'ns § 11-304Title 11 › Subtitle 3
Md. Code Ann., Corps. & Ass'ns § 11-305Title 11 › Subtitle 3
Md. Code Ann., Corps. & Ass'ns § 11-306Title 11 › Subtitle 3
Md. Code Ann., Corps. & Ass'ns § 11-307Title 11 › Subtitle 3
Md. Code Ann., Corps. & Ass'ns § 11-401Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-402Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-403Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-404Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-405Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-406Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-407Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-408Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-409Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-410Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-411Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-412Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-413Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-414Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-415Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-416Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-417Title 11 › Subtitle 4
Md. Code Ann., Corps. & Ass'ns § 11-501Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-502Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-503Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-503.1Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-504Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-505Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-506Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-507Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-508Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-509Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-510Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-510.1Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-511Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-512Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-513Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-514Title 11 › Subtitle 5
Md. Code Ann., Corps. & Ass'ns § 11-601Title 11 › Subtitle 6
Md. Code Ann., Corps. & Ass'ns § 11-602Title 11 › Subtitle 6
Md. Code Ann., Corps. & Ass'ns § 11-603Title 11 › Subtitle 6
Md. Code Ann., Corps. & Ass'ns § 11-604Title 11 › Subtitle 6
Md. Code Ann., Corps. & Ass'ns § 11-701Title 11 › Subtitle 7
Md. Code Ann., Corps. & Ass'ns § 11-701.1Title 11 › Subtitle 7
Md. Code Ann., Corps. & Ass'ns § 11-702Title 11 › Subtitle 7
Md. Code Ann., Corps. & Ass'ns § 11-703Title 11 › Subtitle 7
Md. Code Ann., Corps. & Ass'ns § 11-704Title 11 › Subtitle 7
Md. Code Ann., Corps. & Ass'ns § 11-705Title 11 › Subtitle 7
Md. Code Ann., Corps. & Ass'ns § 11-801Title 11 › Subtitle 8
Md. Code Ann., Corps. & Ass'ns § 11-802Title 11 › Subtitle 8
Md. Code Ann., Corps. & Ass'ns § 11-804Title 11 › Subtitle 8
Md. Code Ann., Corps. & Ass'ns § 11-805Title 11 › Subtitle 8

Enacted in other states

Alaska, Alabama, Arkansas, Colorado, Delaware, Mississippi, Montana, North Carolina, North Dakota, Tennessee, Texas, Virginia, Washington

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