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Miss. Code Ann. § 75-71-410

Fees

Known as the Mississippi Securities Act

The act spans §§ 75–75 (61 sections).

Laws, 2009, ch. 528, § 1, eff from and after Jan. 1, 2010.

Fee established by administrator. The administrator shall establish fees by rule pursuant to the Mississippi Administrative Procedures Law for:

(1) An initial filing of an application as a broker-dealer and renewal of an application by a broker-dealer for registration;

(2) An application for registration as an agent and renewal of registration as an agent;

(3) An application for registration as an investment adviser and renewal of registration as an investment adviser.

(4) An application for registration as an investment adviser representative, a renewal of registration as an investment adviser representative, and a change of registration as an investment adviser representative; and

(5) An initial fee and annual notice fee for a federal covered investment adviser required to file a notice under Section 75-71-405.

Payment. A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order provides under this chapter.

Current official text: Mississippi Code (LexisNexis). Digitized from the UniCourt Code Improvement Commission public-domain capture. Reproduced from public-domain Mississippi statutes; confirm against the official source for the current text. Not legal advice.