Chapter
Mississippi Securities Act of 2010
- Miss. Code Ann. § 75-71-1— §§ 75-71-1 through 75-71-57. Repealed
- Miss. Code Ann. § 75-71-101— Short title
- Miss. Code Ann. § 75-71-102— Definitions
- Miss. Code Ann. § 75-71-103— References to federal statutes
- Miss. Code Ann. § 75-71-104— References to federal agencies
- Miss. Code Ann. § 75-71-105— Electronic records and signatures
- Miss. Code Ann. § 75-71-107— §§ 75-71-107 through 75-71-127. Repealed
- Miss. Code Ann. § 75-71-201— Exempt securities
- Miss. Code Ann. § 75-71-202— Exempt transactions
- Miss. Code Ann. § 75-71-203— Additional exemptions and waivers
- Miss. Code Ann. § 75-71-204— Denial, suspension, revocation, condition, or limitation of exemptions
- Miss. Code Ann. § 75-71-205— §§ 75-71-205, 75-71-207. Repealed
- Miss. Code Ann. § 75-71-301— Securities registration requirement
- Miss. Code Ann. § 75-71-302— Notice filing
- Miss. Code Ann. § 75-71-303— Securities registration by coordination
- Miss. Code Ann. § 75-71-304— Securities registration by qualification
- Miss. Code Ann. § 75-71-305— Securities registration filings
- Miss. Code Ann. § 75-71-306— Denial, suspension, and revocation of securities registration
- Miss. Code Ann. § 75-71-307— Waiver and modification
- Miss. Code Ann. § 75-71-309— Repealed
- Miss. Code Ann. § 75-71-310— Filing fees
- Miss. Code Ann. § 75-71-311— §§ 75-71-311 through 75-71-333. Repealed
- Miss. Code Ann. § 75-71-401— Broker-dealer registration requirement and exemptions
- Miss. Code Ann. § 75-71-402— Agent registration requirement and exemptions
- Miss. Code Ann. § 75-71-403— Investment adviser registration requirement and exemptions
- Miss. Code Ann. § 75-71-404— Investment adviser representative registration requirement and exemptions
- Miss. Code Ann. § 75-71-405— Federal covered investment adviser notice filing requirement
- Miss. Code Ann. § 75-71-406— Registration by broker-dealer, agent, investment adviser, and investment adviser representative
- Miss. Code Ann. § 75-71-407— Succession and change in registration of broker-dealer or investment adviser
- Miss. Code Ann. § 75-71-408— Termination of employment or association of agent and investment adviser representative and transfer of employment or association
- Miss. Code Ann. § 75-71-409— Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative
- Miss. Code Ann. § 75-71-410— Fees
- Miss. Code Ann. § 75-71-411— Postregistration requirements
- Miss. Code Ann. § 75-71-412— Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration
- Miss. Code Ann. § 75-71-413— Prevention of financial exploitation of vulnerable persons; certain broker-dealers and investment advisers required to file report under Mississippi Vulnerable Persons Act must forward copy of report to administrator; initiation of internal review of suspected financial exploitation
- Miss. Code Ann. § 75-71-415— §§ 75-71-415 through 75-71-431. Repealed
- Miss. Code Ann. § 75-71-501— General fraud
- Miss. Code Ann. § 75-71-502— Prohibited conduct in providing investment advice
- Miss. Code Ann. § 75-71-503— Evidentiary burden
- Miss. Code Ann. § 75-71-504— Filing of sales and advertising literature
- Miss. Code Ann. § 75-71-505— Misleading filings
- Miss. Code Ann. § 75-71-506— Misrepresentations concerning registration or exemption
- Miss. Code Ann. § 75-71-507— Qualified immunity
- Miss. Code Ann. § 75-71-508— Criminal penalties
- Miss. Code Ann. § 75-71-509— Civil liability
- Miss. Code Ann. § 75-71-510— Rescission offers
- Miss. Code Ann. § 75-71-601— Administration
- Miss. Code Ann. § 75-71-602— Investigations and subpoenas
- Miss. Code Ann. § 75-71-603— Civil enforcement
- Miss. Code Ann. § 75-71-604— Administrative enforcement
- Miss. Code Ann. § 75-71-605— Rules, forms, orders, interpretative opinions, and hearings
- Miss. Code Ann. § 75-71-606— Administrative files and opinions
- Miss. Code Ann. § 75-71-607— Public records; confidentiality
- Miss. Code Ann. § 75-71-608— Uniformity and cooperation with other agencies
- Miss. Code Ann. § 75-71-609— Judicial review
- Miss. Code Ann. § 75-71-610— Jurisdiction
- Miss. Code Ann. § 75-71-611— Service of process
- Miss. Code Ann. § 75-71-612— Severability clause
- Miss. Code Ann. § 75-71-613— Amounts of civil and criminal penalties
- Miss. Code Ann. § 75-71-701— Application of chapter to existing proceeding and existing rights and duties
- Miss. Code Ann. § 75-71-703— §§ 75-71-703 through 75-71-735. Repealed