The division may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser unless the security or transaction is exempted by Section 61-1-14 or is a federal covered security.
Utah Code § 61-1-15
Filing of sales literature
Known as the Utah Uniform Securities Act
The act spans §§ 61–61 (58 sections).
Amended by Chapter 160, 1997 General Session
Official source: Utah State Legislature. Reproduced from public-domain Utah statutes; confirm against the official source for the current text. Not legal advice.