Chapter

Utah Uniform Securities Act

Title 61 — Securities Division - Real Estate Division §§ 61-1-1–61-1-206

Part 1 — Securities Fraud Reporting Program Act [61-1-101 – 61-1-108]8 sections§§ 61-1-101 · 61-1-102 · 61-1-103 · 61-1-104 · 61-1-105 · 61-1-106 · 61-1-107 · 61-1-108
Part 2 — Protection of Vulnerable Adults from Financial Exploitation Act [61-1-201 – 61-1-206]6 sections§§ 61-1-201 · 61-1-202 · 61-1-203 · 61-1-204 · 61-1-205 · 61-1-206

Sections

Utah Code § 61-1-1— Fraud unlawful
Utah Code § 61-1-2— Investment adviser -- Unlawful acts
Utah Code § 61-1-3— Licensing of broker-dealers, agents, investment advisers, and investment adviser representatives
Utah Code § 61-1-4— Licensing and notice filing procedure
Utah Code § 61-1-5— Postlicensing provisions
Utah Code § 61-1-6— Sanctions
Utah Code § 61-1-6.5— Court-ordered discipline
Utah Code § 61-1-7— Registration before sale
Utah Code § 61-1-9— Registration by coordination
Utah Code § 61-1-10— Registration by qualification
Utah Code § 61-1-11— Provisions applicable to registration generally
Utah Code § 61-1-11.1— Hearings for certain exchanges of securities
Utah Code § 61-1-12— Denial, suspension, and revocation of registration
Utah Code § 61-1-13— Definitions
Utah Code § 61-1-14— Exemptions
Utah Code § 61-1-14.5— Burden of proving exemption
Utah Code § 61-1-15— Filing of sales literature
Utah Code § 61-1-15.5— Federal covered securities
Utah Code § 61-1-16— False statements unlawful
Utah Code § 61-1-17— No finding by division on merits -- Contrary representation unlawful
Utah Code § 61-1-18— Division of Securities established -- Director -- Investigators
Utah Code § 61-1-18.1— Technical experts and specialists -- Employment -- Contracts
Utah Code § 61-1-18.2— Budget -- Annual report
Utah Code § 61-1-18.3— Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure
Utah Code § 61-1-18.4— Fees collected by division
Utah Code § 61-1-18.5— Securities Commission -- Transition
Utah Code § 61-1-18.6— Procedures -- Adjudicative proceedings
Utah Code § 61-1-18.7— Funding of securities investor education, training, and enforcement
Utah Code § 61-1-18.8— Concurrence under this chapter
Utah Code § 61-1-19— Investigations authorized
Utah Code § 61-1-20— Enforcement
Utah Code § 61-1-21— Penalties for violations
Utah Code § 61-1-21.1— Limitation of prosecutions
Utah Code § 61-1-21.5— Legal counsel -- Prosecutions
Utah Code § 61-1-22— Sales and purchases in violation -- Remedies -- Limitation of actions
Utah Code § 61-1-23— Review of orders
Utah Code § 61-1-24— Rules, forms, and orders
Utah Code § 61-1-25— Record of registrations
Utah Code § 61-1-26— Scope of the act -- Service of process
Utah Code § 61-1-27— Construction of chapter
Utah Code § 61-1-28— Citation of chapter
Utah Code § 61-1-29— Savings clause
Utah Code § 61-1-31— Determining amount of fine
Utah Code § 61-1-32— Exemptions from licensure