A broker-dealer, an investment adviser, or a qualified individual who, in good faith and exercising reasonable care, notifies the division, Adult Protective Services, or a third party, in accordance with Section 61-1-202, is immune from administrative or civil liability that might otherwise arise from the notification.
Utah Code § 61-1-203
Immunity for governmental and third party disclosures
Known as the Utah Uniform Securities Act
The act spans §§ 61–61 (58 sections).
Enacted by Chapter 159, 2018 General Session
Official source: Utah State Legislature. Reproduced from public-domain Utah statutes; confirm against the official source for the current text. Not legal advice.