Subchapter I · INVESTMENT COMPANIES
Contents (65)
- Section 80aFindings and declaration of policy
- Section 80aAffiliations or interest of directors, officers, and employees
- Section 80aOffers to exchange securities
- Section 80aFunctions and activities of investment companies
- Section 80aChanges in investment policy
- Section 80aSize of investment companies
- Section 80aContracts of advisers and underwriters
- Section 80aBoard of directors
- Section 80aTransactions of certain affiliated persons and underwriters
- Section 80aCapital structure of investment companies
- Section 80aPayments or distributions
- Section 80aDefinitions; applicability; rulemaking considerations
- Section 80aProxies; voting trusts; circular ownership
- Section 80aLoans by management companies
- Section 80aDistribution, redemption, and repurchase of securities; regulations by securities associations
- Section 80aClosed-end companies
- Section 80aRegistration of securities under Securities Act of 1933
- Section 80aReorganization plans; reports by Commission
- Section 80aUnit investment trusts
- Section 80aPeriodic payment plans
- Section 80aFace-amount certificate companies
- Section 80aReports and financial statements of investment companies and affiliated persons
- Section 80aDefinition of investment company
- Section 80aProtection of philanthropy under State law
- Section 80aAccounts and records
- Section 80aAccountants and auditors
- Section 80aFiling of documents with Commission in civil actions
- Section 80aDestruction and falsification of reports and records
- Section 80aUnlawful representations and names
- Section 80aBreach of fiduciary duty
- Section 80aLarceny and embezzlement
- Section 80aRules, regulations, and orders
- Section 80aProcedure for issuance of rules and regulations
- Section 80aProcedure for issuance of orders
- Section 80aClassification of investment companies
- Section 80aHearings by Commission
- Section 80aEnforcement of subchapter
- Section 80aCourt review of orders
- Section 80aJurisdiction of offenses and suits
- Section 80aDisclosure of information filed with Commission; copies
- Section 80aReports by Commission; hiring and leasing authority
- Section 80aValidity of contracts
- Section 80aViolation of subchapter
- Section 80aPenalties
- Section 80aConstruction with other laws
- Section 80aSubclassification of management companies
- Section 80aSeparability
- Section 80aShort title
- Section 80aEffective date
- Section 80aElection to be regulated as business development company
- Section 80aAcquisition of assets by business development companies
- Section 80aQualifications of directors
- Section 80aTransactions with certain affiliates
- Section 80aChanges in investment policy
- Section 80aIncorporation of subchapter provisions
- Section 80aFunctions and activities of business development companies
- Section 80aExemptions
- Section 80aCapital structure
- Section 80aLoans
- Section 80aDistribution and repurchase of securities
- Section 80aAccounts and records
- Section 80aPreventing compliance with subchapter; liability of controlling persons
- Section 80aTransactions by unregistered investment companies
- Section 80aRegistration of investment companies
- Section 80aIneligibility of certain affiliated persons and underwriters