42 U.S.C. § 6311
Section 6311 · Definitions
Current version, with additions and removals from the December 18, 2012 version.
For purposes of this part—
For purposes of this part—
(1) The term “covered equipment” means one of the following types of industrial equipment:
(1) The term "covered equipment" means one of the following types of industrial equipment:
(A) Electric motors and pumps.
(A) Electric motors and pumps.
(B) Small commercial package air conditioning and heating equipment.
(B) Small commercial package air conditioning and heating equipment.
(C) Large commercial package air conditioning and heating equipment.
(C) Large commercial package air conditioning and heating equipment.
(D) Very large commercial package air conditioning and heating equipment.
(D) Very large commercial package air conditioning and heating equipment.
(E) Commercial refrigerators, freezers, and refrigerator-freezers.
(E) Commercial refrigerators, freezers, and refrigerator-freezers.
(F) Automatic commercial ice makers.
(F) Automatic commercial ice makers.
(G) Walk-in coolers and walk-in freezers.
(G) Walk-in coolers and walk-in freezers.
(H) Commercial clothes washers.
(H) Commercial clothes washers.
(I) Packaged terminal air-conditioners and packaged terminal heat pumps.
(I) Packaged terminal air-conditioners and packaged terminal heat pumps.
(J) Warm air furnaces and packaged boilers.
(J) Warm air furnaces and packaged boilers.
(K) Storage water heaters, instantaneous water heaters, and unfired hot water storage tanks.
(K) Storage water heaters, instantaneous water heaters, and unfired hot water storage tanks.
(L) Any other type of industrial equipment which the Secretary classifies as covered equipment under section 6312(b) of this title.
(L) Any other type of industrial equipment which the Secretary classifies as covered equipment under section 6312(b) of this title.
(2)(A) The term “industrial equipment” means any article of equipment referred to in subparagraph (B) of a type—
(2)(A) The term "industrial equipment" means any article of equipment referred to in subparagraph (B) of a type—
(i) which in operation consumes, or is designed to consume, energy;
(i) which in operation consumes, or is designed to consume, energy;
(ii) which, to any significant extent, is distributed in commerce for industrial or commercial use; and
(ii) which, to any significant extent, is distributed in commerce for industrial or commercial use; and
(iii) which is not a “covered product” as defined in section 6291(a)(2) of this title, other than a component of a covered product with respect to which there is in effect a determination under section 6312(c) of this title;
(iii) which is not a "covered product" as defined in section 6291(a)(2) of this title, other than a component of a covered product with respect to which there is in effect a determination under section 6312(c) of this title;
without regard to whether such article is in fact distributed in commerce for industrial or commercial use.
without regard to whether such article is in fact distributed in commerce for industrial or commercial use.
(B) The types of equipment referred to in this subparagraph (in addition to electric motors and pumps, commercial package air conditioning and heating equipment, commercial refrigerators, freezers, and refrigerator-freezers, automatic commercial ice makers, commercial clothes washers, packaged terminal air-conditioners, packaged terminal heat pumps, warm air furnaces, packaged boilers, storage water heaters, instantaneous water heaters, and unfired hot water storage tanks) are as follows:
(B) The types of equipment referred to in this subparagraph (in addition to electric motors and pumps, commercial package air conditioning and heating equipment, commercial refrigerators, freezers, and refrigerator-freezers, automatic commercial ice makers, commercial clothes washers, packaged terminal air-conditioners, packaged terminal heat pumps, warm air furnaces, packaged boilers, storage water heaters, instantaneous water heaters, and unfired hot water storage tanks) are as follows:
(i) compressors;
(i) compressors;
(ii) fans;
(ii) fans;
(iii) blowers;
(iii) blowers;
(iv) refrigeration equipment;
(iv) refrigeration equipment;
(v) electric lights;
(v) electric lights and lighting power supply circuits;
(vi) electrolytic equipment;
(vi) electrolytic equipment;
(vii) electric arc equipment;
(vii) electric arc equipment;
(viii) steam boilers;
(viii) steam boilers;
(ix) ovens;
(ix) ovens;
(x) kilns;
(x) kilns;
(xi) evaporators;
(xi) evaporators;
(xii) dryers; and
(xii) dryers; and
(xiii) other motors.
(xiii) other motors.
(3) The term “energy efficiency” means the ratio of the useful output of services from an article of industrial equipment to the energy use by such article, determined in accordance with test procedures under section 6314 of this title.
(3) The term "energy efficiency" means the ratio of the useful output of services from an article of industrial equipment to the energy use by such article, determined in accordance with test procedures under section 6314 of this title.
(4) The term “energy use” means the quantity of energy directly consumed by an article of industrial equipment at the point of use, determined in accordance with test procedures established under section 6314 of this title.
(4) The term "energy use" means the quantity of energy directly consumed by an article of industrial equipment at the point of use, determined in accordance with test procedures established under section 6314 of this title.
(5) The term “manufacturer” means any person who manufactures industrial equipment.
(5) The term "manufacturer" means any person who manufactures industrial equipment.
(6) The term “label” may include any printed matter determined appropriate by the Secretary.
(6) The term "label" may include any printed matter determined appropriate by the Secretary.
(7) The terms “energy”, “manufacture”, “import”, “importation”, “consumer product”, “distribute in commerce”, “distribution in commerce”, and “commerce” have the same meaning as is given such terms in section 6291 of this title.
(7) The terms "energy", "manufacture", "import", "importation", "consumer product", "distribute in commerce", "distribution in commerce", and "commerce" have the same meaning as is given such terms in section 6291 of this title.
(8)(A) The term “commercial package air conditioning and heating equipment” means air-cooled, water-cooled, evaporatively-cooled, or water source (not including ground water source) electrically operated, unitary central air conditioners and central air conditioning heat pumps for commercial application.
(8)(A) The term "commercial package air conditioning and heating equipment" means air-cooled, water-cooled, evaporatively-cooled, or water source (not including ground water source) electrically operated, unitary central air conditioners and central air conditioning heat pumps for commercial application.
(B) The term “small commercial package air conditioning and heating equipment” means commercial package air conditioning and heating equipment that is rated below 135,000 Btu per hour (cooling capacity).
(B) The term "small commercial package air conditioning and heating equipment" means commercial package air conditioning and heating equipment that is rated below 135,000 Btu per hour (cooling capacity).
(C) The term “large commercial package air conditioning and heating equipment” means commercial package air conditioning and heating equipment that is rated—
(C) The term "large commercial package air conditioning and heating equipment" means commercial package air conditioning and heating equipment that is rated—
(i) at or above 135,000 Btu per hour; and
(i) at or above 135,000 Btu per hour; and
(ii) below 240,000 Btu per hour (cooling capacity).
(ii) below 240,000 Btu per hour (cooling capacity).
(D) The term “very large commercial package air conditioning and heating equipment” means commercial package air conditioning and heating equipment that is rated—
(D) The term "very large commercial package air conditioning and heating equipment" means commercial package air conditioning and heating equipment that is rated—
(i) at or above 240,000 Btu per hour; and
(i) at or above 240,000 Btu per hour; and
(ii) below 760,000 Btu per hour (cooling capacity).
(ii) below 760,000 Btu per hour (cooling capacity).
(9)(A) The term “commercial refrigerator, freezer, and refrigerator-freezer” means refrigeration equipment that—
(9)(A) The term "commercial refrigerator, freezer, and refrigerator-freezer" means refrigeration equipment that—
(i) is not a consumer product (as defined in section 6291 of this title);
(i) is not a consumer product (as defined in section 6291 of this title);
(ii) is not designed and marketed exclusively for medical, scientific, or research purposes;
(ii) is not designed and marketed exclusively for medical, scientific, or research purposes;
(iii) operates at a chilled, frozen, combination chilled and frozen, or variable temperature;
(iii) operates at a chilled, frozen, combination chilled and frozen, or variable temperature;
(iv) displays or stores merchandise and other perishable materials horizontally, semivertically, or vertically;
(iv) displays or stores merchandise and other perishable materials horizontally, semivertically, or vertically;
(v) has transparent or solid doors, sliding or hinged doors, a combination of hinged, sliding, transparent, or solid doors, or no doors;
(v) has transparent or solid doors, sliding or hinged doors, a combination of hinged, sliding, transparent, or solid doors, or no doors;
(vi) is designed for pull-down temperature applications or holding temperature applications; and
(vi) is designed for pull-down temperature applications or holding temperature applications; and
(vii) is connected to a self-contained condensing unit or to a remote condensing unit.
(vii) is connected to a self-contained condensing unit or to a remote condensing unit.
(B) The term “holding temperature application” means a use of commercial refrigeration equipment other than a pull-down temperature application, except a blast chiller or freezer.
(B) The term "holding temperature application" means a use of commercial refrigeration equipment other than a pull-down temperature application, except a blast chiller or freezer.
(C) The term “integrated average temperature” means the average temperature of all test package measurements taken during the test.
(C) The term "integrated average temperature" means the average temperature of all test package measurements taken during the test.
(D) The term “pull-down temperature application” means a commercial refrigerator with doors that, when fully loaded with 12 ounce beverage cans at 90 degrees F, can cool those beverages to an average stable temperature of 38 degrees F in 12 hours or less.
(D) The term "pull-down temperature application" means a commercial refrigerator with doors that, when fully loaded with 12 ounce beverage cans at 90 degrees F, can cool those beverages to an average stable temperature of 38 degrees F in 12 hours or less.
(E) The term “remote condensing unit” means a factory-made assembly of refrigerating components designed to compress and liquefy a specific refrigerant that is remotely located from the refrigerated equipment and consists of one or more refrigerant compressors, refrigerant condensers, condenser fans and motors, and factory supplied accessories.
(E) The term "remote condensing unit" means a factory-made assembly of refrigerating components designed to compress and liquefy a specific refrigerant that is remotely located from the refrigerated equipment and consists of one or more refrigerant compressors, refrigerant condensers, condenser fans and motors, and factory supplied accessories.
(F) The term “self-contained condensing unit” means a factory-made assembly of refrigerating components designed to compress and liquefy a specific refrigerant that is an integral part of the refrigerated equipment and consists of one or more refrigerant compressors, refrigerant condensers, condenser fans and motors, and factory supplied accessories.
(F) The term "self-contained condensing unit" means a factory-made assembly of refrigerating components designed to compress and liquefy a specific refrigerant that is an integral part of the refrigerated equipment and consists of one or more refrigerant compressors, refrigerant condensers, condenser fans and motors, and factory supplied accessories.
(10)(A) The term “packaged terminal air conditioner” means a wall sleeve and a separate unencased combination of heating and cooling assemblies specified by the builder and intended for mounting through the wall. It includes a prime source of refrigeration, separable outdoor louvers, forced ventilation, and heating availability by builder's choice of hot water, steam, or electricity.
(10)(A) The term "packaged terminal air conditioner" means a wall sleeve and a separate unencased combination of heating and cooling assemblies specified by the builder and intended for mounting through the wall. It includes a prime source of refrigeration, separable outdoor louvers, forced ventilation, and heating availability by builder's choice of hot water, steam, or electricity.
(B) The term “packaged terminal heat pump” means a packaged terminal air conditioner that utilizes reverse cycle refrigeration as its prime heat source and should have supplementary heat source available to builders with the choice of hot water, steam, or electric resistant heat.
(B) The term "packaged terminal heat pump" means a packaged terminal air conditioner that utilizes reverse cycle refrigeration as its prime heat source and should have supplementary heat source available to builders with the choice of hot water, steam, or electric resistant heat.
(11)(A) The term “warm air furnace” means a self-contained oil- or gas-fired furnace designed to supply heated air through ducts to spaces that require it and includes combination warm air furnace/electric air conditioning units but does not include unit heaters and duct furnaces.
(11)(A) The term "warm air furnace" means a self-contained oil- or gas-fired furnace designed to supply heated air through ducts to spaces that require it and includes combination warm air furnace/electric air conditioning units but does not include unit heaters and duct furnaces.
(B) The term “packaged boiler” means a boiler that is shipped complete with heating equipment, mechanical draft equipment, and automatic controls; usually shipped in one or more sections.
(B) The term "packaged boiler" means a boiler that is shipped complete with heating equipment, mechanical draft equipment, and automatic controls; usually shipped in one or more sections.
(12)(A) The term “storage water heater” means a water heater that heats and stores water within the appliance at a thermostatically controlled temperature for delivery on demand. Such term does not include units with an input rating of 4000 Btu per hour or more per gallon of stored water.
(12)(A) The term "storage water heater" means a water heater that heats and stores water within the appliance at a thermostatically controlled temperature for delivery on demand. Such term does not include units with an input rating of 4000 Btu per hour or more per gallon of stored water.
(B) The term “instantaneous water heater” means a water heater that has an input rating of at least 4000 Btu per hour per gallon of stored water.
(B) The term "instantaneous water heater" means a water heater that has an input rating of at least 4000 Btu per hour per gallon of stored water.
(C) The term “unfired hot water storage tank” means a tank used to store water that is heated externally.
(C) The term "unfired hot water storage tank" means a tank used to store water that is heated externally.
(13) Electric motor.—
(13) Electric motor.—
(A) General purpose electric motor (subtype i).—The term “general purpose electric motor (subtype I)” means any motor that meets the definition of “General Purpose” as established in the final rule issued by the Department of Energy entitled “Energy Efficiency Program for Certain Commercial and Industrial Equipment: Test Procedures, Labeling, and Certification Requirements for Electric Motors” (10 CFR 431), as in effect on December 19, 2007.
(A) General purpose electric motor (subtype i).—The term "general purpose electric motor (subtype I)" means any motor that meets the definition of "General Purpose" as established in the final rule issued by the Department of Energy entitled "Energy Efficiency Program for Certain Commercial and Industrial Equipment: Test Procedures, Labeling, and Certification Requirements for Electric Motors" (10 CFR 431), as in effect on December 19, 2007.
(B) General purpose electric motor (subtype ii).—The term “general purpose electric motor (subtype II)” means motors incorporating the design elements of a general purpose electric motor (subtype I) that are configured as 1 of the following:
(B) General purpose electric motor (subtype ii).—The term "general purpose electric motor (subtype II)" means motors incorporating the design elements of a general purpose electric motor (subtype I) that are configured as 1 of the following:
(i) A U-Frame Motor.
(i) A U-Frame Motor.
(ii) A Design C Motor.
(ii) A Design C Motor.
(iii) A close-coupled pump motor.
(iii) A close-coupled pump motor.
(iv) A Footless motor.
(iv) A Footless motor.
(v) A vertical solid shaft normal thrust motor (as tested in a horizontal configuration).
(v) A vertical solid shaft normal thrust motor (as tested in a horizontal configuration).
(vi) An 8-pole motor (900 rpm).
(vi) An 8-pole motor (900 rpm).
(vii) A poly-phase motor with voltage of not more than 600 volts (other than 230 or 460 volts.1
(vii) A poly-phase motor with voltage of not more than 600 volts (other than 230 or 460 volts.1
(C) The term “definite purpose motor” means any motor designed in standard ratings with standard operating characteristics or standard mechanical construction for use under service conditions other than usual or for use on a particular type of application and which cannot be used in most general purpose applications.
(C) The term "definite purpose motor" means any motor designed in standard ratings with standard operating characteristics or standard mechanical construction for use under service conditions other than usual or for use on a particular type of application and which cannot be used in most general purpose applications.
(D) The term “special purpose motor” means any motor, other than a general purpose motor or definite purpose motor, which has special operating characteristics or special mechanical construction, or both, designed for a particular application.
(D) The term "special purpose motor" means any motor, other than a general purpose motor or definite purpose motor, which has special operating characteristics or special mechanical construction, or both, designed for a particular application.
(E) The term “open motor” means a motor having ventilating openings which permit passage of external cooling air over and around the windings of the machine.
(E) The term "open motor" means a motor having ventilating openings which permit passage of external cooling air over and around the windings of the machine.
(F) The term “enclosed motor” means a motor so enclosed as to prevent the free exchange of air between the inside and outside of the case but not sufficiently enclosed to be termed airtight.
(F) The term "enclosed motor" means a motor so enclosed as to prevent the free exchange of air between the inside and outside of the case but not sufficiently enclosed to be termed airtight.
(G) The term “small electric motor” means a NEMA general purpose alternating current single-speed induction motor, built in a two-digit frame number series in accordance with NEMA Standards Publication MG1–1987.
(G) The term "small electric motor" means a NEMA general purpose alternating current single-speed induction motor, built in a two-digit frame number series in accordance with NEMA Standards Publication MG1–1987.
(H) The term “efficiency” when used with respect to an electric motor means the ratio of an electric motor's useful power output to its total power input, expressed in percentage.
(H) The term "efficiency" when used with respect to an electric motor means the ratio of an electric motor's useful power output to its total power input, expressed in percentage.
(I) The term “nominal full load efficiency” means the average efficiency of a population of motors of duplicate design as determined in accordance with NEMA Standards Publication MG1–1987.
(I) The term "nominal full load efficiency" means the average efficiency of a population of motors of duplicate design as determined in accordance with NEMA Standards Publication MG1–1987.
(14) The term “ASHRAE” means the American Society of Heating, Refrigerating, and Air Conditioning Engineers.
(14) The term "ASHRAE" means the American Society of Heating, Refrigerating, and Air Conditioning Engineers.
(15) The term “IES” means the Illuminating Engineering Society of North America.
(15) The term "IES" means the Illuminating Engineering Society of North America.
(16) The term “NEMA” means the National Electrical Manufacturers Association.
(16) The term "NEMA" means the National Electrical Manufacturers Association.
(17) The term “IEEE” means the Institute of Electrical and Electronics Engineers.
(17) The term "IEEE" means the Institute of Electrical and Electronics Engineers.
(18) The term “energy conservation standard” means—
(18) The term "energy conservation standard" means—
(A) a performance standard that prescribes a minimum level of energy efficiency or a maximum quantity of energy use for a product; or
(A) a performance standard that prescribes a minimum level of energy efficiency or a maximum quantity of energy use for a product; or
(B) a design requirement for a product.
(B) a design requirement for a product.
(19) The term “automatic commercial ice maker” means a factory-made assembly (not necessarily shipped in one package) that—
(19) The term "automatic commercial ice maker" means a factory-made assembly (not necessarily shipped in one package) that—
(A) consists of a condensing unit and ice-making section operating as an integrated unit, with means for making and harvesting ice; and
(A) consists of a condensing unit and ice-making section operating as an integrated unit, with means for making and harvesting ice; and
(B) may include means for storing ice, dispensing ice, or storing and dispensing ice.
(B) may include means for storing ice, dispensing ice, or storing and dispensing ice.
(20) Walk-in cooler; walk-in freezer.—
(20) Walk-in cooler; walk-in freezer.—
(A) In general.—The terms “walk-in cooler” and “walk-in freezer” mean an enclosed storage space refrigerated to temperatures, respectively, above, and at or below 32 degrees Fahrenheit that can be walked into, and has a total chilled storage area of less than 3,000 square feet.
(A) In general.—The terms "walk-in cooler" and "walk-in freezer" mean an enclosed storage space refrigerated to temperatures, respectively, above, and at or below 32 degrees Fahrenheit that can be walked into, and has a total chilled storage area of less than 3,000 square feet.
(B) Exclusion.—The terms “walk-in cooler” and “walk-in freezer” do not include products designed and marketed exclusively for medical, scientific, or research purposes.
(B) Exclusion.—The terms "walk-in cooler" and "walk-in freezer" do not include products designed and marketed exclusively for medical, scientific, or research purposes.
(21) The term “commercial clothes washer” means a soft-mount front-loading or soft-mount top-loading clothes washer that—
(21) The term "commercial clothes washer" means a soft-mount front-loading or soft-mount top-loading clothes washer that—
(A) has a clothes container compartment that—
(A) has a clothes container compartment that—
(i) for horizontal-axis clothes washers, is not more than 3.5 cubic feet; and
(i) for horizontal-axis clothes washers, is not more than 3.5 cubic feet; and
(ii) for vertical-axis clothes washers, is not more than 4.0 cubic feet; and
(ii) for vertical-axis clothes washers, is not more than 4.0 cubic feet; and
(B) is designed for use in—
(B) is designed for use in—
(i) applications in which the occupants of more than one household will be using the clothes washer, such as multi-family housing common areas and coin laundries; or
(i) applications in which the occupants of more than one household will be using the clothes washer, such as multi-family housing common areas and coin laundries; or
(ii) other commercial applications.
(ii) other commercial applications.
(22) 2 The term “harvest rate” means the amount of ice (at 32 degrees F) in pounds produced per 24 hours.
(22) 2 The term "harvest rate" means the amount of ice (at 32 degrees F) in pounds produced per 24 hours.
(22) 2 Single package vertical air conditioner.—The term “single package vertical air conditioner” means air-cooled commercial package air conditioning and heating equipment that—
(22) 2 Single package vertical air conditioner.—The term "single package vertical air conditioner" means air-cooled commercial package air conditioning and heating equipment that—
(A) is factory-assembled as a single package that—
(A) is factory-assembled as a single package that—
(i) has major components that are arranged vertically;
(i) has major components that are arranged vertically;
(ii) is an encased combination of cooling and optional heating components; and
(ii) is an encased combination of cooling and optional heating components; and
(iii) is intended for exterior mounting on, adjacent interior to, or through an outside wall;
(iii) is intended for exterior mounting on, adjacent interior to, or through an outside wall;
(B) is powered by a single- or 3-phase current;
(B) is powered by a single- or 3-phase current;
(C) may contain 1 or more separate indoor grilles, outdoor louvers, various ventilation options, indoor free air discharges, ductwork, well plenum, or sleeves; and
(C) may contain 1 or more separate indoor grilles, outdoor louvers, various ventilation options, indoor free air discharges, ductwork, well plenum, or sleeves; and
(D) has heating components that may include electrical resistance, steam, hot water, or gas, but may not include reverse cycle refrigeration as a heating means.
(D) has heating components that may include electrical resistance, steam, hot water, or gas, but may not include reverse cycle refrigeration as a heating means.
(23) Single package vertical heat pump.—The term “single package vertical heat pump” means a single package vertical air conditioner that—
(23) Single package vertical heat pump.—The term "single package vertical heat pump" means a single package vertical air conditioner that—
(A) uses reverse cycle refrigeration as its primary heat source; and
(A) uses reverse cycle refrigeration as its primary heat source; and
(B) may include secondary supplemental heating by means of electrical resistance, steam, hot water, or gas.
(B) may include secondary supplemental heating by means of electrical resistance, steam, hot water, or gas.