813
Submitted September 19, 2019, resubmitted en banc September 21, 2020;
reversed and remanded September 29, 2021
STATE OF OREGON,
Plaintiff-Respondent,
v.
DAVID LEROY CENTER, JR.,
Defendant-Appellant.
Multnomah County Circuit Court
17CR54262; A166777
499 P3d 63
Defendant appeals a judgment convicting him of attempting to elude a police
officer, ORS 811.540(1)(b)(B). Defendant contends that the trial court erred in
denying his motions to suppress (1) his confession to being the driver of the pursued vehicle, and (2) an eyewitnessâs identification of defendant as the driver.
The court did not reach the merits of the identification issue, as any error was
harmless under the circumstances. Regarding the confession, defendant argues
that, under ORS 136.425(1), the state did not meet its burden of proving that the
confession was voluntary, because it was the product of a police officerâs explicit
threat of jail and the loss of defendantâs car. The state concedes that the officerâs
threats prompted defendantâs confession, but argues that the threats were not
unlawfully coercive, because the officer had lawful authority to carry out the
threatened actions. Held: Under ORS 136.425(1), the voluntariness of a confession
depends on whether a personâs confession is the unlawful product of threats, not
whether the threatened actions themselves are lawful or unlawful. Accordingly,
the trial court erred by denying defendantâs motion to suppress his confession. To
the extent that the trial court erred in denying defendantâs motion to suppress
eyewitness-identification evidence, any such error was harmless under the specific circumstances of defendantâs trial, but defendant was given leave to raise the
issue again upon any retrial.
Reversed and remanded.
En Banc
Stephen K. Bushong, Judge.
Ernest G. Lannet, Chief Defender, Criminal Appellate
Section, and Morgen E. Daniels, Deputy Public Defender,
Office of Public Defense Services, filed the brief for appellant.
Ellen F. Rosenblum, Attorney General, Benjamin Gutman,
Solicitor General, and Peenesh Shah, Assistant Attorney
General, filed the brief for respondent.
814 State v. Center
Before Egan, Chief Judge, and Armstrong, Ortega, DeVore,
Tookey, DeHoog, Shorr, James, Aoyagi, Powers, Mooney, and
Kamins, Judges.
DeHOOG, J.
Reversed and remanded.
DeHoog, J., filed the opinion of the court in which
Armstrong, Ortega, Tookey, Shorr, James, Aoyagi, Powers,
and Kamins, JJ., joined.
Mooney, J., dissented and filed an opinion in which Egan,
C. J., and DeVore, J., joined.
Lagesen, J., took no part in this decision.
Cite as 314 Or App 813 (2021) 815
DeHOOG, J.
Defendant appeals a judgment convicting him of
attempting to elude a police officer, ORS 811.540(1)(b)(B).
In three assignments of error, defendant contends that the
trial court erred in denying his motions to suppress (1) his
confession to being the driver of the pursued vehicle; (2) an
eyewitnessâs out-of-court identification of defendant as the
driver of the pursued vehicle; and (3) the same witnessâs
in-court identification of defendant. We do not address the
merits of defendantâs second and third assignments of error
relating to defendantâs identification as the driver.1 However,
we conclude that the trial court erred in denying defendantâs
motion to suppress his confession and that the error was
harmful. Accordingly, we reverse and remand.
The material facts, most of which are taken from
the suppression hearing, are undisputed for purposes of
appeal. On the evening of July 27, 2017, Trooper Schmidt
of the Oregon State Police (OSP) was on duty and conducting traffic patrol in the area of 82nd Avenue in Portland.
At approximately 10:50 p.m., as Schmidt was concluding an
unrelated traffic stop, he saw a white Honda hatchback drive
by at a âvisually high rate.â Schmidt immediately followed
the Honda and, after unsuccessfully attempting to stop
it, he found the car in a parking lot located behind a business and adjoining an apartment complex. Two occupants
were seated in the Honda, but neither was in the driverâs
seat. Riviere, who lived in one of the nearby apartment
units, approached Schmidt and gave him a description of
another person who, according to Riviere, had walked away
from the car and approached his apartment. Schmidt later
showed Riviere a DMV photograph of defendant, who was
1
The trial court concluded that the evidence of defendantâs identity was the
product of âhighly suggestive procedures used by the police.â See State v. Lawson/
James, 352 Or 724, 749-63,
291 P3d 673 (2012) (establishing methodology for
deciding admissibility of eyewitness-identification testimony under OEC 602,
OEC 701, and OEC 403). However, reasoning that perhaps an appropriate jury
instruction would alleviate any unfair prejudice, the court concluded that the
evidence was not âso unreliable that it must be excluded.â In light of defendantâs
subsequent jury waiver and the particular circumstances of the ensuing bench
trial, we conclude that any error in the admission of that evidence was harmless;
we therefore do not reach the merits of defendantâs second and third assignments
of error. On any retrial, however, defendant is free to renew his argument under
Lawson/James.
816 State v. Center
the registered owner of the Honda, and Riviere told him
that he was 80 to 85 percent certain that the person he had
seen was the person in the photo. Based on Riviereâs identification and defendantâs status as the registered owner of the
Honda, Schmidt believed that he had âenough information
for an arrest.â
The following afternoon, defendant went to the OSP
office in Milwaukie in an effort to retrieve the Honda, which
had been towed there as evidence of a crime. At Schmidtâs
request, defendant agreed to a tape-recorded interview.2
After being advised of his Miranda rights, defendant denied
that he had driven the Honda the night before, when the
suspected attempt to elude had taken place, and said that
he had been at a party from about 10:00 p.m. until 3:30 a.m.
Schmidt, who did not believe defendantâs denial, recontacted
Riviere, who had been sent newer photographs taken of
defendant upon his arrival at the OSP office. Based on the
new photographs, Riviere told Schmidt that he now was 100
percent certain that defendant had been the driver.3 At that
point, Schmidt believed that he had probable cause to arrest
defendant for reckless driving, reckless endangerment, and
attempting to elude a police officer.
On the recording, defendant can be heard telling
Schmidt that he was at a party the night before, when a
âbuddyâ had asked to borrow his car. Defendant expresses
difficulty remembering the details of the party, including
whom he was with or who else was there. Defendant tells
Schmidt that he did not leave the party until early morning,
when he walked home, in part because his buddy âJuniorâ
never returned with his car. Defendant says that he learned
only third hand that his car had been impounded the night
before. Schmidt, having by this time in the interview recontacted Riviere, tells defendant that he does not believe him,
in part because he has an eyewitness who has positively
identified defendant as the driver based on the photographs
2
Schmidt first testified regarding his investigation, including his interview
of defendant, after which the state played the recorded interview.
3
Because they are relevant only to defendantâs challenges to Riviereâs
in-court and out-of-court statements identifying defendant, which we do not
address, we omit any further descriptions of Riviereâs account of events or the
manner in which Schmidt obtained Riviereâs eyewitness statement.
Cite as 314 Or App 813 (2021) 817
taken earlier that afternoon. Initially undeterred, defendant
maintains his denial at that point.
At the suppression hearing, Schmidt testified that,
despite his certainty that defendant was lying, he had not
threatened defendant to get him to tell the truthâthat he
had not âh[e]ld a gun to his head.â Schmidt did, however, give
defendant an ultimatum based on whether âhe wanted to
tell [Schmidt] what really happened,â meaning, in Schmidtâs
view, that defendant had been the driver of the Honda. The
recorded interview includes the following exchange:
â[SCHMIDT:] So this can go a couple of different ways,
okay? I have somebody that puts you at that scene when
that event happened last night, okay?
â[DEFENDANT:] Did they?
â[SCHMIDT:] Yeah. Okay. Like we just discussed, itâs
a very populated area, okay? So I have somebody that put
you in that car last night, okay?
â[DEFENDANT:] Mm-hmm.
â[SCHMIDT:] So we can either levelâyou can level
with me and just kinda tell me what happened, if you
freaked out, got nervous, got scared about going back to
jail or prison or something like thatâ
â[DEFENDANT:] Yeah.
â[SCHMIDT:] âgive me a plausible explanation, and
I can work with you, okay? If we still keep going down this
road of âthis didnât happen, this wasnât me, it was somebody
that I donât knowââ
â[DEFENDANT:] Yeah.
â[SCHMIDT:] âthen you can maybe spend the weekend in jail and talk to the judge on Monday about it, okay?
âCause thatâs kinda where Iâm at right now with this.â
(Emphases added.) Still, defendant did not immediately
acknowledge his guilt. He told Schmidt that he was âjust a
little scared,â adding, âI donât even wantâI have to do this,
you know[?]â Schmidt turned his focus to defendantâs car:
â[SCHMIDT:] Well, I donât want youâI donât want you
to lose your car, okay?
818 State v. Center
â[DEFENDANT:] Yeah.
â[SCHMIDT:] BelieveâIâm being real with you.
Whenâwhen Iâm being honest, [you want] your vehicle
back?
â[DEFENDANT:] Yeah.
â[SCHMIDT:] So when I saw that car, I know what
that car means to you.
â[DEFENDANT:] Yeah.
â[SCHMIDT:] I saw how you took care of it.
â[DEFENDANT:] Yeah.
ââŚ
â[SCHMIDT:] Itâs your baby, right?
â[DEFENDANT:] Yeah. Itâs everything I have.
ââŚ
â[SCHMIDT:] We can talk about what we need to talk
about, resolve what we need to talk about today and then
figure out a way to get your car out so it doesnât get lost and
a lien placed on it where you canât get it out. Okay?â
Finally, after again saying, âIâm just scared,â defendant
chose to avoid going to jail and potentially losing his car
and admitted that he had been the suspect driver the night
before.
At the conclusion of the suppression hearing, defendant argued that his statements had been involuntary. He
noted that he had maintained his innocence for 20-25 minutes, that Schmidt had engaged in a âtwo, two-and-a-half
minute speechâ about the need for defendant to âtell him the
truth,â and that Schmidtâs express or implied promises of
leniency regarding jail and the recovery of his prized vehicle rendered his confession involuntary as a matter of law.
Defendant alternatively characterized Schmidtâs promises
of leniency as âcorresponding ⌠threats if he did not confess ⌠âyouâre gonna go to jail and your car might get a
lien on it.â â The state did not dispute that Schmidtâs statements had prompted defendantâs confession. However, citing
State v. Landers, 101 Or App 293,
790 P2d 1161, rev den,
310
Or 205 (1990), the state argued that, because Schmidt had
Cite as
314 Or App 813 (2021) 819
probable cause to arrest defendant and therefore could lawfully have carried out his threat of jail, defendantâs statement was not the product of unlawful inducement.
In the course of the partiesâ arguments, the trial
court expressed uncertainty whether the statements that
Schmidt had made were the sort of promises of leniency that
could render defendantâs statement involuntary. The court
observed that, in its view, a promise of leniency is typically a
promise in regard to the crime being investigated. The court
noted that Schmidt had made no promises of leniency as
to the offenses he was investigating; rather, â[i]t was more,
âweâre just not gonna take you into custody right now.â â That,
at a minimum, the court reasoned, indicated that defendantâs statements were not unlawfully induced as a matter
of law.
Ultimately, the trial court orally ruled that Schmidt
had not unlawfully induced defendantâs confession. The
court found that Schmidt had given defendant the option of
(A) telling him the truth, thereby avoiding jail and gaining
Schmidtâs help with recovering his vehicle, or (B) maintaining his story, which would result in his arrest and at least
a couple of days in jail. Faced with those options, the court
found, defendant had confessed to having been the driver
the night before. The court reasoned that, because Schmidt
had probable cause to arrest defendant and take him into
custody, giving defendant that ultimatum was not, in light
of Landers, sufficient to render defendantâs statement involuntary as a matter of law.
The trial court then proceeded to consider whether,
in light of Schmidtâs additional comments regarding defendantâs car, the totality of the circumstances rendered his
confession involuntary. After finding that Schmidtâs statements about the car were truthful and that âall he [had]
said was that he would work with him and help him get [the]
vehicle back if he could do that,â the court concluded that
Schmidtâs playing on defendantâs âemotional attachment to
his carâ had not been a threat or a promise of leniency.
In light of those findings and conclusions, the trial
court denied defendantâs motion to suppress his confession.
Following the further denial of his motions to exclude evidence
820 State v. Center
of Reviereâs identifications of him as the driver, defendant
waived jury and the trial court found him guilty of attempting to elude a police officer. Defendant now appeals.
Defendantâs first assignment of error challenges
the trial courtâs determination that his confession was voluntary under ORS 136.425(1) and Article I, section 12, of
the Oregon Constitution. On appeal, defendant reprises
the arguments that he made to the trial court, emphasizing that the state bears the burden of proving that his confession was voluntary. In his view, the state cannot satisfy
that burden in light of Schmidtâs explicit threat of jail and
his clear implication that whether defendant would recover
his car would depend, at least in part, on whether defendant told Schmidt what he wanted to hearâthat defendant
had, in fact, been the driver of the fleeing car. In response,
the state expressly agrees with defendantâs assertion that
Schmidt threatened âto jail defendant if he did not cooperate and confess his involvementâ; the state argues, however,
that Schmidtâs threat was not unlawfully coercive, because
he had probable cause to arrest defendant and therefore was
merely threatening to do something that he had the lawful
authority do. As for Schmidtâs statements about defendantâs
car, the state contends that, under the totality of the circumstances, they cannot be viewed as coercive, because, among
other things, defendantâs cousin was present with him at the
OSP office and available to recover defendantâs car even if he
could not. We turn to those arguments.
We first consider whether the trial courtâs admission of defendantâs confession violated ORS 136.425(1). See
State v. Foster, 303 Or 518, 526,
739 P2d 1032 (1987) (stating the courtâs preference for deciding cases on subconstitutional grounds when feasible). As noted, the facts material
to that assessment are not in dispute. Accordingly, we focus
on the trial courtâs conclusion that defendantâs statements
were voluntary, which we review for legal error. See State v.
Belle,
281 Or App 208, 210,
383 P3d 327 (2016).
We begin by reviewing the applicable law. Although,
as noted, our initial focus is on ORS 136.425(1), we adhere
to our practice of discussing that statute together with
Article I, section 12, of the Oregon Constitution, because
Cite as 314 Or App 813 (2021) 821
the analysis under the two provisions is substantially the
same. Article I, section 12, provides that â[n]o person shall
⌠be compelled in any criminal prosecution to testify
against himself.â Similarly, ORS 136.425(1) excludes evidence of confessions and admissions âmade under the influence of fear produced by threats.â 4 See State v. Mendacino,
288 Or 231, 235,
603 P2d 1376 (1979). Notwithstanding the
statuteâs express reference only to threats, not promises,
both ORS 136.425(1) and Article I, section 12, âembody the
common-law rule that confessions made by a defendant in
custody that were induced by the influence of hope or fear,
applied by a public officer having the prisoner in his charge,
are inadmissible against the defendant.â State v. Jackson,
364 Or 1, 21,
430 P3d 1067 (2018) (internal quotation marks
omitted). Further, to ensure all defendants the protections
of Article I, section 12, and ORS 136.425(1), out-of-court confessions are presumed involuntary, with the state bearing
the burden of proving voluntariness.
Id.
Impermissible inducements include promises of
lenient treatment. It is true, as the trial court evidently
recognized, that appellate decisions discussing promises of
leniency often involve an express or implied promise that a
suspect will receive a less severe penalty if he or she confesses. See, e.g., State v. Hogeland, 285 Or App 108, 117,
395
P3d 960 (2017) (officerâs statements regarding treatment
could be viewed as unlawful inducement whether âviewed as
a promise of a less severe outcome or as a promise of no punishment whatsoeverâ). Moreover, the leading common-law
decision on unlawful inducements, State v. Wintzingerode,
9 Or 153 (1881), contains language that could, in isolation,
be understood as suggesting that the beneficial inducements prohibited by ORS 136.425(1) and its predecessors
are promises only of prosecutorial leniency. That oft-quoted
passage reads as follows:
âThe precise form of words in which the inducement is
presented to the prisonerâs mind is immaterial. It is sufficient if they convey to him the idea of temporal benefit or
4
ORS 136.425(1) provides:
âA confession or admission of a defendant, whether in the course of judicial
proceedings or otherwise, cannot be given in evidence against the defendant
when it was made under the influence of fear produced by threats.â
822 State v. Center
disadvantage, and his confession follows in consequence of
the hopes thereby excited.â
9 Or at 163 (emphasis added). Although the significance
of the word âtemporalâ in that passage has never been
expressly considered in the case law, one plausible understanding of the courtâs reference to a âtemporal benefitâ in
Wintzingerode might be that it intended to prohibit only the
inducement of confessions through promises of shorter sentences or, in cases involving offers of immunity, prosecutorial promises of no sentence at all. See Websterâs Third New
Intâl Dictionary 2353 (unabridged ed 2002) (defining âtemporal,â in relevant part, as âof or relating to timeâ). And,
if that were the case, that passage in Wintzingerode might
support the trial courtâs apparent understanding that, to be
an unlawful inducement, a promise of âleniencyâ must be a
promise made in regard to prosecutorial leniency, since the
length of a personâs sentence is, at least initially, a matter
of prosecutorial discretion. However, the case law does not
support that understanding of either Wintzingerode or ORS
136.425(1).5
As the Supreme Court has explained, âthe purpose
of the common-law rule and the statute that now embodies
it,â i.e., ORS 136.425(1), âis to exclude potentially falseâand
thus unreliableâconfessions from evidence.â State v. Powell,
352 Or 210, 222,
282 P3d 845 (2012) (upholding trial courtâs
exclusion, under ORS 136.425(1), of confession induced by
private FedEx investigators); see also State v. Smith,
301
Or 681, 693,
725 P2d 894 (1986) (stating that âthe key to
the âfree and voluntaryâ character of the confession is the
inducement made to the defendantâwas there any promise
or threat made to the defendant [that] would elicit a false
confessionâ). To that end, the Supreme Court has described
the relevant inquiry as follows:
âAs our cases consistently have recognized, confessions are
unreliable when rendered under circumstances in which
the confessor perceives that he or she may receive some
benefit or avoid some detriment by confessing, regardless
5
Because we ultimately conclude that the provisions of ORS 136.425(1) are
sufficient to require exclusion of defendantâs confession and reversal of his conviction, it is not necessary to separately discuss whether the application of Article I,
section 12, would lead to the same outcome.
Cite as 314 Or App 813 (2021) 823
of the truth or falsity of the confession. Whether the person offering the benefit or threatening the detriment or the
person to whom the confession is made are state actors or
private persons is not, in itself, determinative of the reliability of the confession.â
Powell,
352 Or at 222. The Supreme Courtâs recognition that
benefits offered by private actors can undermine the reliability of confessions leaves little room to argue that the only
legally significant promises under ORS 136.425 are those
related to how a person will be prosecuted, because private
parties do not control prosecutions. See
id. at 224 (noting
that âthe FedEx investigators were private parties and, as
such, did not have actual authority to decide whether the
state would bring criminal chargesâ). Moreover, what little
room the Powell decision might otherwise have left for such
an argument was immediately foreclosed when the court
went on to explain that âthe FedEx investigators also held
out other compelling benefits unrelated to [the] defendantâs
criminal prosecution, over which they did have control[.]â
Id. at 225 (emphasis added).
The Powell court specifically identified two of those
compelling benefits, both of which would have flowed from
the FedEx investigatorsâ promise to the defendant that, if
he âcooperated with their investigation, ânobody but whoâs
in this room needs to knowâ about the thefts.â Id. (internal
brackets omitted). First, by implying that the defendantâs
supervisor would not be told of his thefts, the investigators suggested that the defendant would not lose his job if
he confessed.
Id. Second, the investigatorsâ statement also
suggested that the defendantâs wife would not learn of his
alleged involvement in those crimes.
Id. As the court concluded, â[t]hose were compelling benefits when offered in
exchange for [the] defendantâs confession, especially when
coupled with the additional assurance that a confession
would not result in criminal prosecution.â
Id.
Those promisesâwhich the Supreme Court expressly
noted were not related to the defendantâs prosecutionâwere
significant to the courtâs conclusion in Powell that the state
had not met its burden of proving that the defendantâs confession had been voluntary. That holding belies any belief
that, in assessing whether a suspectâs confession is the
824 State v. Center
unlawful product of threats or promises, the only potentially
significant promises are those related to prosecution.
We turn to whether defendant was unlawfully induced
to confess here. As the trial court expressly found in this
case, not only did Schmidt promise defendant that he would
not take him to jail if he confessed, but, additionally, âdefendant ⌠proceeded to confess when presented with those
optionsâ; stated differently, defendantâs confession was the
product of Schmidtâs promise that he would not arrest him
if he told Schmidt what he wanted to hear.
We conclude that, whether Schmidtâs statements
are better understood as threats or as cognizable promises of leniency under ORS 136.425(1), those inducements
were, at least collectively, sufficiently compelling to elicit a
false confession. Once again, this is the applicable test from
Powell:
âAs our cases consistently have recognized, confessions are
unreliable when rendered under circumstances in which
the confessor perceives that he or she may receive some
benefit or avoid some detriment by confessing, regardless
of the truth or falsity of the confession.â
352 Or at 222. Here, because defendant was facing relatively
minor charges, Schmidtâs promise to only cite himâas well
as to help him avoid losing his prized Hondaâcould well
have induced a false confession, especially given that the
charges were not serious enough that a jail sentence would
inevitably result from the confession itself. Moreover, as in
Powell, until Schmidt extended a promise of liberty to defendant, he had âstaunchly denied any knowledge of or involvementâ in the driving offenses that Schmidt was investigating. Id. at 225. At a minimum, the burden was therefore on
the state to establish that that promise was insufficiently
compelling as a matter of law, which it did not do. See id. As
a result, we conclude that the trial court erred in not excluding defendantâs confession.
In reaching that conclusion, we recognize that the
trial court considered itself boundâas the state argued at
the suppression hearing and argues anew on appealâby
our decision in Landers, which the trial court understood as
Cite as 314 Or App 813 (2021) 825
holding that an officerâs threat to do something that the officer can lawfully do is not a cognizable âthreatâ under ORS
136.425(1). And, because defendant did not dispute that, at
the time of his confession, Schmidt had probable cause to
arrest him for the offense of attempting to elude a police officer, the court concluded that Schmidtâs threat to arrest him
if he refused to confess was a threat that Schmidt lawfully
could carry out. Thus, the trial court reasoned, that was not
an unlawful threat for purposes of ORS 136.425(1).
Defendant offers three reasons why, in his view,
the trial courtâs reliance on Landers was misplaced. That
case, defendant argues, (1) is inapposite, (2) purports without explanation to rely on cases that themselves lack substantial analysis, and (3) is rooted in Oregon Supreme
Court case law that is not directed at the issue of coerced
confessions under Oregon law but, instead, relates to consent searches under the Fourth Amendment to the United
States Constitution. We agree with defendant that, for each
of those reasons, the trial courtâs reliance on that case was
at least somewhat questionable. Moreover, the rationale of
Landers cannot be squared with our more recent decisions
or those of the Supreme Court. Thus, even though Landers
has never expressly been overruled and defendant does not
contend otherwise or advocate that we overrule it now, we
conclude for the reasons that follow that our decision in that
case cannot be viewed as controlling here.
We begin with defendantâs overarching contention
that Landers simply does not apply here. Although we do so
for reasons somewhat different than those that defendant
advances, we agree that Landers is generally inapplicable. In that case, a state trooper, Codding, questioned the
defendant at his home about evidence suggesting that the
defendant was manufacturing marijuana at another location. Landers, 101 Or App at 295-96. The defendant initially
expressed reluctance to speak with Codding about the investigation.
Id. at 296. At the suppression hearing, Codding testified that, after âthere was a âlagging in the conversation,â â
he had told the defendant âthat he had sufficient information to warrant an indictment for manufacturing marijuana
and that he could either take [the] defendant into custody or
issue him a citation to appear in court at a later time.â
Id.
826 State v. Center
The defendant then confessed to unlawfully growing marijuana.
Id.
Although the defendant in Landers testified that,
after apparently disregarding his request for an attorney,
âCodding [had] told him that he could either arrest him on
the felony charge or, if [the] defendant cooperated and gave a
statement, he could simply issue a citation,â6 the trial court
rejected that testimony. Id. at 297. Rather than rely on the
defendantâs account, the court expressly âadopt[ed] Trooper
Coddingâs version of what was said and when it was said
in the course of his conversation with [the defendant].â
Id.
(emphasis in original; bracketed material added). Thus, the
trial court specifically rejected the defendantâs testimony
that Codding had conditioned the defendantâs freedom on
his willingness to cooperate by making a statement.
The trial courtâs finding in Landers suggests to us
two conclusions. First, our statement in that caseâthat the
âdefendantâs confession was not coerced by Coddingâs statement that he could either arrest [the] defendant or simply
issue him a citation[,] because ⌠there was probable cause
to arrest [the] defendant[, and] Codding, therefore, did not
threaten to take any action that was not authorized under
the factsââappears to be dictum. Id. at 297-98. That is,
since the trial court had expressly rejected the defendantâs
testimony that Codding had given him an ultimatum that
led to his confession, we had no reason to decide whether
such an ultimatum would constitute unlawful coercion
under ORS 136.425(1) or Article I, section 12. For that reason alone, Landers is not controlling here. See Halperin v.
Pitts,
352 Or 482, 492,
287 P3d 1069 (2012) (explaining that
the term dictum âcommonly refers to a statement that is not
necessary to [a previous] decisionâ and that, therefore, has
no precedential effect).
Second, and relatedly, Landers is factually distinguishable. In that case, Trooper Codding merely told the
6
The defendant also testified that Codding had said that the charge would
likely be reduced to a misdemeanor if he cooperated, but, on appeal, we concluded
that the trial court had found that Codding had made that statement after the
defendant confessed; accordingly, that statement could not have coerced his confession. Id. at 297-98.
Cite as 314 Or App 813 (2021) 827
defendant that there were two avenues Codding could take:
He could âeither take [the] defendant into custody or issue
him a citation to appear in court at a later time.â Landers,
101 Or App at 296. Codding did not condition that choice
on whether the defendant cooperated, and the trial court
rejected the defendantâs testimony that Codding had imposed
such an ultimatum.
Id. at 296-97. Here, in sharp contrast,
Schmidt expressly told defendant that he would go to jail if
he continued to maintain his innocence, and the trial court
found that defendantâs confession resulted from that threat.
As a result, defendant in this case faced a threat that the
defendant in Landers did not face, whether or not it was a
threat that Schmidt had the lawful authority to carry out.
Accordingly, as defendant argues, Landers is inapposite.
As defendant also argues, our observation in
Landers, that a threat to do what is lawfully permitted does
not constitute coercion, appears to rest on shaky ground.
For that proposition, we cited State v. Bates, 92 Or App 385,
388,
758 P2d 421, rev den,
307 Or 170 (1988), but we did not
discuss Bates or our rationale in that case. Bates, in turn,
is even more sparse in its analysis, and it cites no particular authority for its conclusion. In that case, the defendant
contended that his custodial statements were involuntary
because he had admitted to a burglary after an officer âtold
him that he would have to question his mother and brother
if the incident was not resolved.â
92 Or App at 387. Bates
does not identify what authority the defendant relied on, nor
does the opinion cite, much less analyze, the statutory or
constitutional bases for its own conclusions. Rather, after
assuming that the trial court had rejected the defendantâs
testimony that an officer had threatened to arrestâas
opposed to merely questionâhis relatives, the opinion summarily concludes:
âWe presume, therefore, that the officer threatened to question defendantâs relatives about the burglary, which he had
a right to do. His âthreatâ did not constitute coercion and
does not render defendantâs subsequent statements involuntary. See State v. Medenbach, 48 Or App 133, 138,
616
P2d 543 (1980).â
Id.
828 State v. Center
Seeking to understand the significance of that otherwise unadorned statement in Bates, we turn to the single case it cites, Medenbach, but that opinion is similarly
unhelpful. That is, Medenbach sheds little or no light on
the meaning of Bates, because, in its only conceivably relevant part, Medenbach (1) purports to be a Miranda case
and addresses neither ORS 136.425(1) nor Article I, section 12; (2) appears to be more of a consent-to-search case
than a coerced-confession case, because the âthreatâ in that
case was that the defendant had been told that he would
be arrested if he did not agree to take some field sobriety
tests;7 and (3) cites, as the basis for its conclusion that an
officerâs threat to do something that is lawfully permissible cannot give rise to âconstitutionally objectionableâ
coercion, a dissenting opinion in State v. Douglas, 260 Or
60, 81,
488 P2d 1366 (1971), cert den,
406 US 974 (1972),
which is itself a consent-to-search case based in the Fourth
Amendment.8
Thus, as defendant points out, even if Landers
would otherwise be controlling in this case, its lack of
explanationâas well as a similar lack of explanation in the
decision it cites as authorityâraises serious questions as
to what law it states and whether it correctly states that
law. One might reasonably distinguish between a threat, for
example, to obtain a warrant in a consent-to-search situation from a threat to penalize (by arrest or otherwise) a
person who wishes to exercise his or her constitutional right
against self-incrimination. In the former situation, procuring a warrant is not a punishment for the refusal to consent, nor does it produce evidence, like a confession, that the
state would otherwise not obtain; it is merely an alternative
7
As a general matter, a field sobriety test is a âsearch.â See, e.g., State v.
Nagel, 320 Or 24, 31, 36,
880 P2d 451 (1994).
8
For two thoughtful views on that history, one might consider Justice Lindeâs
succinct dissenting opinion in State v. Bates, 307 Or 170,
764 P2d 550 (1988)
(Linde, J., dissenting) (discussing that history and the âdubious propositionâ
apparently endorsed in Court of Appealsâ Bates and Medenbach decisions), and
Justice Kistlerâs more expansive discussion of Douglas and its Supreme Court
progeny in State v. Moore,
354 Or 493, 510,
318 P3d 1133, adhâd to as modified on
recons,
354 Or 835,
322 P3d 486 (2014) (Kistler J., concurring). Both opinions can
be read as cautioning against the undiscerning reliance on snippets from earlier
case law that arguably characterizes our decisions in cases such as Medenbach,
Bates, and Landers.
Cite as
314 Or App 813 (2021) 829
way of accessing the same, lawfully obtainable evidence.
As a result, explaining to a suspect that a warrant will be
sought if the suspect refuses to give consent does not give
an officer access to evidence that he or she would not ultimately obtain even if the suspect refused to waive any constitutional rights. A coerced confession, on the other hand,
by definition, compels self-incrimination and therefore
discloses to the state evidence that it would otherwise be
unable to obtainâa personâs confessionâunless the person
gave up the absolute right not to confess. If there is a reason
that a confession coerced through lawful threats does not
contravene the protections of ORS 136.425(1) and Article I,
section 12, it cannot be found in Landers or the line of cases
on which that decision apparently relies.
Ultimately, however, it is not necessary to conclusively decide whether our decision in Landersâor, for that
matter, in Bates or Medenbachâstated, at the time of their
issuance, a binding holding that an officerâs threat to take
some action that the officer has lawful authority to take does
not constitute unlawful inducement under ORS 136.425(1)
and Article I, section 12. We need not decide that question
because, even if that was the state of the law at the time we
issued Landers (the most recent of those three opinions), it
cannot be reconciled with decisions that we and the Supreme
Court have issued since that time, as we will explain.
The Supreme Courtâs analysis in Jackson illustrates the conflict between the per se rule articulated in
Landers and the more nuanced approach dictated under
ORS 136.425(1). In Jackson, 364 Or at 3-4, DNA evidence led
to the defendant becoming a suspect in the murder of four
women whose bodies had been found 30 to 40 years earlier.
Following extensive questioning over the course of a morning, the defendant finally confessed to having killed one of
the victims; after further questioning that same afternoon
and the next morning, the defendant acknowledged that he
âmay have doneâ another of the murders.
Id. at 5-16. After
the trial court granted the defendantâs motion to suppress
those statements as involuntary under ORS 136.425(1),
the state pursued an interlocutory appeal in the Supreme
Court.
Id. at 17.
830 State v. Center
On appeal, the Supreme Court identified the relevant inquiry as âwhether the state [had] met its burden to
prove that [the] defendantâs free will was not overborne and
his capacity for self-determination was critically impaired
and that he made his statements without inducement from
fear or promises.â Id. at 22. The court further explained
that the underlying issues were interrelated and that it was
required to consider âthe totality of the circumstances in
reaching a legal conclusion about the voluntariness of defendantâs statements.â
Id. at 23. After agreeing with the state
that two of the âbasic themesâ of the interrogation were not
âthe sort of themes that have concerned [the] court in the
past,â the court turned to the interrogating detectivesâ third
themeâthe âlegal ramifications of [the] defendantâs failure
to confess.â
Id. at 25.
Of particular relevance here are at least two of the
threatened âlegal ramificationsâ: (1) unless the defendant
told the detectives when he stopped killing women, they
would view him as a suspect in additional murders; and
(2) if he did not confess but was nonetheless convicted, they
âwould do everything they could to ensure that he received
a harsh sentence.â Id. Relying, in part, on its earlier decision
in State v. Linn,
179 Or 499,
173 P2d 305 (1946), the court
considered those threats significant. Specifically, as in Linn,
where an officer had told the defendant that if he did not
confess âthe police would fight him to the last inch,â Jackson,
364 Or at 27 (internal quotation marks omitted), the detectives in Jackson told the defendant that they âwould do their
best to ensure that he received the maximum possible sentence.â
Id.
Although there would seem to be no question that
the detectives in Jackson could lawfully have continued to
investigate whether the defendant was involved in other
murders or do what they could to ensure that the defendant
received a lengthy sentence if he were to be convicted, the
Supreme Court did not discount the potentially coercive
nature of those threats. Rather, it considered whether, under
the totality of the circumstances, those threats constituted
âimpermissible inducement[s],â i.e., âone[s] that convey[ ] to
a defendant the idea of a threat or promise.â Id. at 24 (discussing principles gleaned from Wintzingerode and Linn).
Cite as
314 Or App 813 (2021) 831
Thus, the operative question under ORS 136.425(1) isâand,
in light of the Supreme Courtâs reliance on the case law predecessors to the statute, has apparently long beenâwhether
a personâs confession is the unlawful product of threats, not
whether the threats themselves are lawful or unlawful.
Our own case law reflects the same principle. For
example, in Belle, 281 Or App at 210-11, the defendant was
suspected of allowing his cousin to use his bank account
to facilitate fraudulent check-related thefts. In the course
of questioning the defendant, a detective determined that
he was in the National Guard.
Id. at 211. Evidently sensing a potential vulnerability, the detective first asked the
defendant whether he was familiar with the military code
of conduct (he was), and then told the defendant that the
matter could âbe handled on the state level and not under
the military codeâ; the detective further emphasized that he
had not yet spoken with the defendantâs commanding officer.
Id.
Following a suppression hearing, the trial court
found that the detectiveâs âstatements were âcompelling,â âsignificant,â and an inducement that prompted [the] defendant
to confess.â Id. at 215. Nonetheless, the trial court concluded
that the defendantâs confession was voluntary and admissible.
Id. We disagreed. As we explained, âonce the trial court
found as fact that [the] defendantâs confession was induced
by [the detectiveâs] statements, then it necessarily follow[ed]
as a matter of law that the confession could not be admitted
under ORS 136.425.â
Id. Of particular significance here, we
observed that â[i]t does not matter whether the person making the threat actually has the ability or authority to carry it
out, as long as the defendant reasonably perceives the threat
to be real.â
Id. at 213 (discussing Powell; emphasis added).
For two reasons, the trial courtâs reliance on Landers
cannot be reconciled with Belle. First, as in Jackson, there
is no reason to believe that the detectiveâs implicit threat9
9
Our decision in Belleâas in most cases addressing ORS 136.425(1)âdoes
not categorically distinguish between âthreatsâ and âpromisesâ of leniency.
Rather, it appears to recognize that there is often no meaningful distinction
between the two, as a threat to take some adverse action if a suspect refuses to
confess can often be viewed as a promise not to take the same adverse action if
the suspect does confess.
832 State v. Center
in Belleâto involve the defendantâs military commanderâ
was something that the detective could not lawfully do.
Nonetheless, we held that the threat to take that action constituted coercion. Id. at 215. Thus, contradicting the dictum
found in Landers, the holding of Belle appears to be that an
officerâs threat to take a lawful course of action does constitute impermissible inducement under ORS 136.425(1), at
least if the state does not satisfy its burden of proving that a
defendantâs will was not overborne by that inducement.
Second, even if the detective in Belle did not have
the authority to report the defendantâs conduct to his commanding officer, that case would remain irreconcilable with
Landers. Even without its explicit statement that, for purposes of voluntariness, an officerâs actual authorityâor lack
of authorityâto carry out a threat is irrelevant, Belle cannot reasonably be understood to permit officers to induce
confessions so long as they do so by means of threats that
they can lawfully make good on. For one thing, such a rule
would legitimize compelled self-incrimination, which almost
certainly would contravene an individualâs constitutional
rights, regardless of whether it also violated ORS 136.425(1).
For another, it would defy logic to suggest that an idle threat
may be sufficient to violate the statute, but a threat that has
the potential to actually be carried out cannot. Cases like
Powell and Belle avoid such an incongruous result by recognizing that what matters is not whether the threat is real,
but whether âthe defendant reasonably perceives the threat
to be real.â Belle, 281 Or App at 213 (discussing Powell).10
In this case, the trial court implicitly found that the
prospect of being arrested prompted defendant to confess,
and the state does not contend otherwise. Under Belle, there
arguably is nothing left to decide. See Belle, 281 Or App at
215 (âOnce the trial court found as fact that [the] defendantâs
confession was induced by [the detectiveâs] statements, then
10
Not to unduly belabor the point, but the consequence of making the existence of actual authority to carry out a threat dispositive under ORS 136.425(1)
is that, if a suspect reasonably believed a threat to be real but was mistaken, then
he or she may have been impermissibly induced to confess, but if the suspectâs
reasonable belief that the officer could actually carry out the threat was correct,
then the suspect has no recourse under the statute and the induced confession is
admissible.
Cite as 314 Or App 813 (2021) 833
it necessarily follow[ed] as a matter of law that the confession could not be admitted under ORS 136.425.â). However,
whether or not Schmidtâs threat of arresting defendant
rendered his confession involuntary as a matter of law, the
state does not argue that, if that threat is appropriately considered as part of the totality of the circumstances, the state
has nonetheless satisfied its burden of proving that defendantâs confession was voluntary. We conclude that defendantâs confession, following as it did upon Schmidt giving
defendant an ultimatumâeffectively, âconfess or you will
go to jail and may well find yourself unable to recover your
most prized (or only) belongingââwas induced by Schmidtâs
threats and promises and that the state has not shown that
it was nonetheless voluntary. We therefore conclude that the
trial court erred in concluding otherwise.
We further conclude that the trial courtâs error was
not harmless. The state does not contend that any such
error would have been harmless, and we agree with defendant that, notwithstanding Riviereâs testimony identifying
him as the driver, the erroneous admission of his confession
impaired his ability to challenge that identification and was
otherwise harmful to his defense.11 Accordingly, we reverse
and remand for a new trial.
Reversed and remanded.
MOONEY, J., dissenting.
The trial court did not err when it denied defendantâs motion to suppress his admission to being the driver
of the pursued vehicle. The majority disagrees and concludes
that defendantâs confession was induced by the investigating officerâs âultimatumâ that defendant either level with
him or spend the night in jail and jump through the hoops
necessary to retrieve his impounded car upon release from
jail. In reaching that conclusion, the majority walks through
a detailed discussion of the prohibition against compelled
11
As noted, we do not address the merits of defendantâs argument that the
trial court erroneously admitted evidence identifying him as the driver of the
fleeing vehicle. 314 Or App at 815 n 1. However, for purposes of determining
whether the erroneous admission of defendantâs confession was harmful, we consider that evidence in light of the trial that occurred, which included the admission of the eyewitness testimony.
834 State v. Center
self-incrimination, specifically focused on unlawful inducements. It surveys cases ranging in publication date from
1881 to the present day, reminding the bench and bar how
to distinguish between dictum and precedential holdings.
The majority highlights just how those cases fall short due
to âsparseâ analysis, âsomewhat questionableâ reliance on
other cases, and the use of âunadornedâ statements within
the opinions themselves. In the end, there can be no doubt
that the law on this important legal topic is complex and
that the proper application of that law to any particular
case is fact-driven. But the fact that the law is complex, or
even that a decision addressing a complex area of the law
may be impressively written, does not make that decision
right. I write separately because, when the law is properly
applied to the facts of this case, it is clear that the trial court
correctly denied defendantâs motion to suppress. I would
affirm.
Officer Schmidt provided defendant with accurate
information when he told him that he thought he had probable cause to arrest defendant and that, if he did arrest him,
defendantâs car could be impounded. Schmidt explained
that the next step in his investigation would either be (1) to
issue defendant a citation requiring him to appear in court
at a later date or (2) to arrest defendant and immediately
take him into custody. If Schmidt chose the first option,
defendant would be allowed to leave the interview in his
car. If Schmidt chose the second option, defendant would be
taken into custody and booked into the local jail. The second
option included the possibility that defendant would spend a
night or two in jail (it was the weekend) and impoundment
of his car. Whether defendantâs cousin who was present at
the police station would have been permitted to take defendantâs car home does not appear to have been discussed.
If, at that point in the conversation, Schmidt had
simply told defendant which option he had decided to use,
we would not be addressing the question of whether Schmidt
had induced an admission from defendant through the use
of a threat or promise in violation of Article I, section 12, of
the Oregon Constitution. That is because there is nothing
wrong with an officer advising a suspect about his investigation or what the officerâs next steps will be. One might even
Cite as 314 Or App 813 (2021) 835
say that an officer providing accurate information about the
status of his or her investigation to the person who is the
subject of that investigation is a good idea. So far as I am
aware, and assuming the suspect has not invoked his right
to have counsel present, there is also nothing wrong with an
officer simply asking a suspect what happened or what his
involvement might have been.
I agree, however, that, when the officer asks a suspect what happened after explaining to him the different
outcomes he could expect depending upon which answer he
gives, we must evaluate whether the question thus posed
overbore the suspectâs capacity for self-determination,
inducing an admission or confession regardless of its truth.
In other words, we ask whether the officer tied one potential
answer to a threat so undesirable or a promise so desirable
that the suspectâs choice to give a different answer, as a practical matter, became very difficultâpredictably yielding an
admission or confession even if the admission or confession
is not true. Such admissions and confessions are inherently
unreliable, and we do not allow a party to use such statements as evidence against the defendant.
Turning to the facts of this case, I agree that, when
Schmidt asked defendant to âlevel with [him]â and to âtell
the truth,â he was encouraging defendant to speak with him.
To be sure, his question was not hypotheticalâhe expected
an answer. Schmidt was attempting to engage defendant in
a conversation about the crimes that he was investigating. I
also agree that, because Schmidt first spelled out the consequences that would follow if defendant were to admitâor not
admitâthat he was the eluding driver, Schmidtâs question
amounted to an inducement requiring us to assess whether
the law prohibited that particular question as coercive.
Defendant points to two of Schmidtâs statements as
unconstitutionally coercive. First, he argues that Schmidtâs
presentation of an opportunity to receive a citation instead
of a weekend in jail if he âtold the truthâ was both a threat
and a promise of leniency. Second, he argues that Schmidt
preyed upon his specific vulnerabilities when he promised
to return defendantâs car if he âtold the truthâ rather than
having it impounded.
836 State v. Center
Properly framed, our task is to determine whether
the state demonstrated that defendantâs admissions were
voluntaryââthe product of [his] free will.â State v. Vasquez-Santiago, 301 Or App 90, 107,
456 P3d 270 (2019). âThe test
for voluntariness is whether, under the totality of the circumstances, the confession is the product of an essentially
free, unconstrained, and informed choice, or whether a personâs capacity for self-determination is critically impaired.â
State v. Hogeland,
285 Or App 108, 114,
395 P3d 960 (2017)
(citing State v. Ruiz-Piza,
262 Or App 563, 573,
325 P3d 802
(2014)).
First, Schmidtâs offer to cite defendant rather than
arrest him if he âtold the truthâ is not a cognizable âpromise of leniency,â as we have defined that term. Schmidt did
not promise defendant immunity from criminal liability in
exchange for an admission or confession. And he did not
threaten defendant with harsh or increased penalties if
he chose not to confess. In other words, defendantâs admission was not âobtained by an express or implied promise of
immunity or leniencyâ and, therefore, was not âinvoluntary
as a matter of law[.]â State v. Pollard, 132 Or App 538, 543,
888 P2d 1054, rev den,
321 Or 138 (1995); see also State v.
Ely,
237 Or 329, 334,
390 P2d 348 (1964); Hogeland,
285 Or
App at 114; State v. Goree,
151 Or App 621, 631,
950 P2d 919
(1997), rev den,
327 Or 123 (1998); State v. Aguilar,
133 Or
App 304, 309,
891 P2d 668 (1997) (âIt is assumed that when
a person confesses in response to a promise that the person will not be charged with the crime for which the confession is made, the personâs confession is not the product of an
essentially free and unconstrained choice.â). The Supreme
Court and this court have consistently held that promises of
immunity or leniency refer to a promise that the suspect will
receive preferable prosecutorial treatment. See Hogeland,
285 Or App at 115 (suppressing a confession when the officer implied that, by confessing, the defendant would receive
âtreatmentâ rather than âpunishmentâ); State v. Powell,
352
Or 210, 223-24,
430 P3d 845 (2012) (suppressing a confession when the investigatorâs statements implied that the
defendant could avoid prosecution by confessing); Pollard,
132 Or App at 546 (suppressing a confession when the officer
offered to âhelpâ the defendant if he told the truth and that
Cite as
314 Or App 813 (2021) 837
he would âtake [the case] to a grand juryâ if he did not tell
the truth); State v. Capwell,
64 Or App 710, 717,
669 P2d 808
(1983) (suppressing the defendantâs confession where, based
on the interviewing officerâs statements, the â[d]efendantâs
inference that his confession would assure him of treatment
rather than eventual incarceration was reasonable under
the circumstancesâ). I do not question the trial courtâs finding that defendantâs inculpatory statements were prompted
by Schmidtâs offer to cite him in lieu of arresting him, but
that âofferâ was not a promise of immunity or leniency
because it would not affect howâor whetherâdefendant
would be charged or prosecuted. I disagree with the majorityâs
conclusion to the contrary. 314 Or App at 823.
The majority conflates a âpromise of leniencyâ with
other types of inducements and, in so doing, bootstraps the
per se exclusionary rule, which has been specially carved
out for promises of prosecutorial leniency. This is not a per se
case because Schmidt did not offer defendant leniency. The
majority essentially ignores Aguilar, Hogeland, Goree, and
Ely, all of which involved promises of prosecutorial leniency
and all of which held that such promises are unconstitutional inducements as a matter of law. Instead, the majority
questionsâbut does not claim to disturbâthat existing case
law and extends the per se exclusionary rule to this case
even though this case does not involve a promise of prosecutorial leniency. The majority mentions Wintzingerode andâ
somewhat grudginglyâacknowledges that it âcould, in isolation, be understoodâ to say that the exclusionary rule applies
only to promises of prosecutorial leniency. 314 Or App at
821 (quoting State v. Wintzingerode, 9 Or 153, 163 (1881)). It
then focuses on the word âtemporalâ as it was used in that
140-year-old case, rather than on the word âleniency,â as
we have used that term in the decades since Wintzingerode
was published. âLeniencyâ means âthe quality or state of
being lenient,â which, in turn, means âof mild or tolerant
disposition or effect: not harsh, severe, or strict.â Websterâs
Third New Intâl Dictionary 1293 (unabridged ed 2002). The
majority also ignores specific passages from Aguilar and
Goree, which emphasize that promises of immunity or leniency on specific charges invalidate the subsequent confession only as to those charges. See Goree,
151 Or App at 631
838 State v. Center
(â[T]he invalidating effect of a promise of immunity or
leniency as a matter of law applies only to the charge with
respect to which the promise was given.â (Emphasis in
original.)); Aguilar,
133 Or App at 309. We would not have
focused so pointedly on charging decisions in those cases if
the term âpromise of leniencyâ did not, in fact, refer to such
charging decisions.
In this context, we have consistently used the
phrase âpromise of leniencyâ to mean promise of prosecutorial leniency. I would conclude that the per se exclusionary
rule applies to promises of some sort of âdisposition or effectâ
that the officer has no power to provideâthat is, prosecutorial leniencyânot the âleniencyâ associated with an offer
of an immediate benefit that is within the officerâs power
to provide and that has nothing to do with what charges
may or may not be brought by the prosecutorâs office. I would
reject defendantâs argument that Schmidtâs offer was one of
leniency.
Because Schmidtâs offer was not a promise of leniency, the question is thus whether, under the totality of the
circumstances, Schmidtâs inducements âoverboreâ defendantâs will.12 The trial court relied on State v. Landers, 101
Or App 293,
790 P2d 1161 (1990), to conclude that Schmidtâs
inducement was not sufficiently coercive. In Landers, a police
officer had probable cause to arrest the defendant and presented him with a choice: He could take him into custody or
issue a citation to appear in court at a later time.
Id. at 296.
The defendant then confessed and was cited.
Id. The trial
court denied the defendantâs motion to suppress his confession, and he was convicted.
Id. He appealed his conviction,
arguing, among other things, that his confession was the
product of a coercive threat to arrest him in lieu of a citation.
Id. at 297. We affirmed the trial courtâs denial of the
defendantâs motion to suppress, concluding that his confession was voluntary because the officer did not threaten to do
anything unauthorized by the facts, and because a reasonable person would not have been induced to incriminate him
or herself under those circumstances.
Id. at 297-98 (citing
12
On this point, I agree with the majority; our inquiry is much broader than
simply looking to whether Schmidtâs offer was a promise of leniency.
Cite as 314 Or App 813 (2021) 839
State v. Bates,
92 Or App 385, 388,
758 P2d 421, rev den,
307
Or 170 (1988)). Cf. State v. Moore,
354 Or 493, 502,
318 P3d
1133 (2013), adhâd to as modified on recons,
354 Or 835,
322
P3d 486 (2014) (holding, in the context of searches under
Article I, section 9, of the Oregon Constitution that, when
â âofficers threaten only to do what the law permits them to
do, the coercion that the threat may produce is not constitutionally objectionableâ â (quoting State v. Hirsch,
267 Or 613,
622,
518 P2d 649 (1974))); State v. Douglas,
260 Or 60, 79,
488 P2d 1366 (1971), cert den,
406 US 974 (1972) (holding
same).
Defendant acknowledges that, in Landers, we held
that inculpatory statements that are the product of an officerâs threat to take legal action are not necessarily involuntary. Landers, 101 Or App at 297. He argues that Landers is
inapposite because it was based on case law that predates
our voluntariness analysis under both Article I, section 12,
and ORS 136.425. The majority says that the trial courtâs
reliance on Landers was âsomewhat questionable.â It notes
that Landers has not been overruled and it mentions that
we are not asked to overrule it now.
Landers, in fact, has not been overruled and we have
not held that a threat to take lawful action, by itself, necessarily renders an admission involuntary. See, e.g., Ruiz-Piza,
262 Or App at 574 (citing State v. Hovater,
42 Or App 13,
16,
599 P2d 1222 (1979), for the proposition that âaccurately
informing a defendant of the consequences of his refusal
to cooperate is permissibleâ even when those consequences
include âbeing separated from his childrenâ). Cf. Moore, 354
Or at 511 (Kistler, J., concurring) (rejecting the possibility that âreminding a suspect of the adverse consequences
that will flow from whatever decision he or she makes will
automatically render the resulting choice involuntaryâ). I
reject the majorityâs scuttling of Landers and its rendering
as superfluous much of our case law that describes the role
that the totality of the circumstances approach plays in the
voluntariness analysis for inducements other than promises
of leniency.
I cannot join the majority in its reliance upon State
v. Belle, 281 Or App 208, 213,
383 P3d 327 (2016), as the
840 State v. Center
power-assist the majority needs to leap from the causal link
between Schmidtâs question and defendantâs answer to the
conclusion that the answer was improperly coerced. The
majority ignores the importance of assessing the question
and answer in the context of the totality of the circumstances
when it concludes that there is ânothing left to decideâ if a
defendantâs statements were induced by an officerâs question. We repeatedly focus on the nature, extent, and severity
of an officerâs threat, promise, or other inducement in our
cases precisely because exclusion requires more than just a
causal link. There are countless examples of inducements
that lead directly to confessions that nevertheless do not
overpower a defendantâs free will.
I have no trouble imagining a scenario where a
promise to take legal action could be sufficiently coercive
to render a personâs statements involuntary and, therefore, inadmissible. But I would not limit an officerâs ability
to investigate a crime by prohibiting altogether the use of
promises to take lawful action. The question of voluntarinessâwhen the threat or promise is not one of prosecutorial leniencyâmust fundamentally be answered utilizing a
totality of the circumstances inquiry. Our inquiry is subjective. State v. Pryor, 309 Or App 12, 21-22,
381 P3d 340
(2021).
During Schmidtâs investigation, defendant explained
that he had âbeen here beforeâ and âdone this before,â in reference to his experience with the criminal justice system
and his incarcerative history. In other words, he understood
the potential consequences of speaking with the police, and
he communicated that to Schmidt after being advised of his
Miranda rights. Given that the relevant inquiry is whether
defendantâs âcapacity for self-determination was ⌠critically impaired,â State v. Rodriguez-Moreno, 273 Or App 627,
639,
359 P3d 532 (2015), defendantâs experience with police
encounters provided some context for understanding the
conversation between Schmidt and defendant that is otherwise lacking in the majorityâs analysis.
Turning to the two statements at issue, I would
conclude that, notwithstanding Schmidtâs inducements, the
state met its burden to establish that defendantâs statements
Cite as 314 Or App 813 (2021) 841
to Schmidt were voluntarily made. First, defendant told
Schmidt his version of events after Schmidt explained that
he had probable cause to arrest him based upon an eyewitness who identified him as the driver who left the parked
car. Essentially, Schmidt told defendant that he could arrest
him or cite him, regardless of whetherâor whatâdefendant
said to Schmidt at that time. As previously explained, he did
not threaten or make any promises about potential prosecutorial decisions; he only threatened to take actions that were
within his lawful authority to take after he explained that
to defendant. Combined with the fact that defendant had
experience interacting with the police, those facts are not
sufficient, in my view, to support an inference that defendantâs will was âoverborneâ or that âhis capacity for self-determination was ⌠critically impairedâ by Schmidtâs
offer to cite, rather than arrest, him. Rodriguez-Moreno,
273
Or App at 639.
We have repeatedly made clear that âcoerciveâ techniques and even lying are not unconstitutionally coercive by
themselves. See Pryor, 309 Or App at 22 (â[T]he detectiveâs
false representation does not point to the conclusion that the
defendantâs will was overborne.â); State v. Chavez-Meza,
301
Or App 373, 389-90,
456 P3d 322 (2019) (concluding that
the defendantâs confession was voluntary even after incorrectly advising the defendant that charged crimes could
be less serious if he believed that a victim of sexual abuse
was 18). Schmidtâs inducements could fairly be construed
as âcoercive,â but not unconstitutionally so. He never lied
to defendant; he never promised prosecutorial immunity;
he offered to work with defendant to avoid taking him into
custodyâwhich he was entitled to do. Schmidt did not subject defendant to bright lights or prolonged isolation or questioning, and he did not deprive defendant of food and water
in order to elicit a confession. And, of course, even âthe fact
that an interrogation is physically and mentally demanding
does not necessarily make the admissions that are adduced
involuntary and inadmissible.â See State v. Jackson,
364 Or
1, 31,
430 P3d 1067 (2018).
Second, Schmidt stated that he wanted to âfigure
out a way to get [defendantâs] car out so it doesnât get lost
and a lien placed on it to the point where you canât get it
842 State v. Center
out[.]â It is true that preying upon a defendantâs acute vulnerabilities can render a subsequent confession involuntary.
See Vasquez-Santiago, 301 Or App at 117-18 (preying upon
a fatherâs concern for his childâs safety); Ruiz-Piza,
262 Or
App at 574 (finding that a confession was involuntary when,
combined with another factor, the police âsuggestedâif not
outright statedââthat the defendantâs childâs âmedical care
would be dictated by what defendant told themâ). Here,
defendant agreed that he did not want to lose his car. But
it was Schmidt who described defendantâs car as âall [defendant] hadâ and it was Schmidt that referred to the car as
defendantâs âbaby.â No doubt, Schmidt chose those words to
appeal to defendantâs emotions, but the sequence of questions
and answers quoted by the majority in its opinion reflects
that Schmidtâs invocation of defendantâs car was more in the
nature of pushing defendantâs âbuttonsâ than it was preying
on an acute vulnerability such as defendantâs love for a child
or other family member. In my view, the promise to release
the car to defendant if he told the truth was not one that
would have overpowered defendantâs will and induced him
to falsely incriminate himself given the record before us.
Unlike most of our cases focusing on this particular
inquiry, the object of defendantâs vulnerability was his carâ
not a person, Vasquez-Santiago, 301 Or App at 99 (the defendantâs child), not his âsense of empathy or guilt,â Rodriguez-Moreno,
273 Or App at 638 (combined with other factors),
and not his religious convictions, Ruiz-Piza,
262 Or App at
574-75 (combined with invoking the defendantâs child). And
the particular type of action that would have been taken had
defendant not confessed would have been, at worst, placing
an officerâs hold on the car before defendant could retrieve
it. There is no evidence that defendantâs car was his home;
no evidence that it was his only transportation to work; no
evidence that he needed the car that night for parenting
time or some other family obligation; and no evidence that
the car held emotional significance for him beyond the fact
that he apparently took good care of it. In fact, there is no
evidence to suggest that we should view defendantâs ârelationshipâ with his Honda similar to that of the relationship
he might have with a child or spouse. The majority refers to
the car as âprized,â but that changes nothing. I would not
Cite as
314 Or App 813 (2021) 843
conclude, as the majority does, that there is something so
special about defendantâs car that the temporary inconvenience of impoundment would upend his capacity for self-determination and cause him to confess to a crime he did
not commit. As we have explained,
â[f]ew things are more powerful than the familial bonds
that tie us togetherâespecially the bonds of love and protection that a parent has for his or her child. When those
bonds are used as a pressure point to induce a confession to
a crime, there is a risk: Was the confession a product of free
will, or the result of an inducement of hope or fear such as
to render the confession unreliable?â
Vasquez-Santiago,
301 Or App at 92. Schmidtâs use of defendantâs Honda as a âpressure pointâ pales in comparison to
using a familial bond as a âpressure pointâ and it seems
to me that one must abandon common sense to conclude
otherwise.
At stake was the possibility that defendantâs Honda
would be impounded and that he might spend a night or two
in jail. Those potential consequences are in an altogether
different league than those at issue in the cases already
described where the stakes involved such things as threats
by an officer that he would do his best to ensure the suspect received the harshest sentence possible, threats to call
a suspectâs commanding officer, threats to call a suspectâs
spouse, or telling a suspect that his confession was the key
to securing the release of his family members, including an
infant childâmatters much more likely to overcome a defendantâs free will and coerce him to give a false, inculpatory
statement.
But that is not this case. Not even close.
I respectfully dissent.
Egan, C. J., and DeVore, J., join in this dissent.